DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Sagepoint Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Peter VelezCambridge Investment Research Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2021Aug 3, 2021
Kathy Ann MerrittCambridge Investment Research Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2021Aug 3, 2021
Barrington BoydWells Fargo Advisors wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 16, 2021Mar 18, 2022 (245 d)
Karla Gray ParkerSecurian Financial Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2021Jun 17, 2021
Linda Griffin SprySecurian Financial Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2021Jun 17, 2021
Shannon Dale SmithSecurian Financial Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2021Jun 17, 2021
Bradley Vaughn LivingstonWells Fargo Advisors wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 10, 2021Jun 4, 2021
Justin BairdSecurian Financial Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2021May 10, 2021
Kenneth Lowell MoranVoya Financial Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2021May 12, 2021
Richard Joseph TartariniVoya Financial Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2021Apr 22, 2021
Jane Margaret LichtsinnCx Institutional, LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 20, 2021May 4, 2021
Yolanda Michelle GardnerCredit Union Investment Services state registeredSagepoint Financial, Inc. BD affiliatedOtherApr 20, 2021Apr 13, 2023 (723 d)
Michael Edwin SmithSecurian Financial Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 7, 2021Apr 23, 2021
Matthew Roger BassukIndependent Financial Group, LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2021Oct 24, 2022 (591 d)
David Christopher BensonSecurian Financial Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2021Feb 18, 2021
Colette F KnobelochCetera Investment Advisers LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 17, 2021Feb 12, 2021
Lee Alan RosenblumLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 12, 2021Jan 19, 2021
Enrique Felix CottoU.S. Bancorp Advisors, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2021Jul 20, 2022 (534 d)
Debbi Friedman-PetersLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 25, 2021Feb 4, 2021
Kathryn Marie RamosLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 25, 2021Feb 1, 2021
Gregory David FoxEquitable Advisors, LLC national BDSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 19, 2021Aug 10, 2021 (203 d)
Nathan Blake WilmotOsaic Fa, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 12, 2021Dec 17, 2020
Robert Chris CyganMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2020Dec 17, 2020
Rebecca Stubbs MurphyMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2020Dec 17, 2020
Jeffrey Michael ZemitoMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2020Dec 17, 2020
Aquilino Alfredo MayoEsi Financial Advisors BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2020Dec 8, 2020
Virgilio Benedicto CristobalCullen Financial Advisors unclassifiedSagepoint Financial, Inc. BD affiliatedOtherDec 2, 2020Nov 8, 2019
Anthony Joseph ScolaAdvice And Planning Services BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Dec 15, 2020 (32 d)
George Robert VeaterLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 11, 2020Nov 4, 2020
Darren E Nikbakhsh-TaliLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 11, 2020Nov 5, 2020
Aaron Mark MckellLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 11, 2020Nov 5, 2020
Nils Alain NolanIlg Private Wealth, Inc. state registeredSagepoint Financial, Inc. BD affiliatedOtherOct 26, 2020Aug 28, 2020
Paul Richard BuckleyMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 13, 2020Oct 9, 2020
Susan Lois LightLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2020Oct 15, 2021 (374 d)
Marlene Jean KaltzFinancial Resources Tax & Financial Consulting Services otherSagepoint Financial, Inc. BD affiliatedOtherOct 2, 2020Oct 6, 2020
Russell A StoutM&T Securities, Inc. unclassifiedSagepoint Financial, Inc. BD affiliatedOtherOct 2, 2020Sep 28, 2020
Ryanmichael Kendrick GriffinNfsg Corporation BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2020Jul 15, 2022 (651 d)
Kevin Howard CassidyAllworth Financial, L.P. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 29, 2020Oct 8, 2020
Joseph Michael LococoBrookstone Wealth Advisors, LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Oct 8, 2020
Steven Vincent ThompsonMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2020Sep 24, 2020
Kenneth Jay VinikoffMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2020Sep 24, 2020
Fred Christian SchellerLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Aug 31, 2020
Emiliano AlonsoLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 1, 2020
John Lewis CookLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 1, 2020
Jerry Weldon TuckerLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 1, 2020
Larry Wendel MathisLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 2, 2020
Cameron Lloyd MasonLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 1, 2020
Daniel John MurphyLPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 1, 2020
Christopher Allen PrattWolters, Hagar & Pratt Financial Planning, Inc. unclassifiedSagepoint Financial, Inc. otherOtherSep 2, 2020Oct 31, 2005
Jacob D McfarlaneColorado Financial Service Corporation otherSagepoint Financial, Inc. BD affiliatedOtherSep 2, 2020Sep 8, 2020
Ronald Phillip GallantCambridge Investment Research Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2020Aug 3, 2020
Joshua James ChaseValmark Advisers, Inc. mixed wealthSagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2020Aug 17, 2020
Bryan Jerome KotlarzTd Private Client Wealth LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 14, 2020Aug 3, 2020
Michael Allyn CarmichaelVoya Financial Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2020Jul 29, 2020
Amanda Kim BlocksomM Holdings Securities, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2020Jul 28, 2020
Joey MechamAmeriprise Financial Services, LLC national BDSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2020Jul 6, 2020
Clay Worthington KinnardSecurian Financial Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2020Jul 14, 2020
Andrew Alton DixonUsaa Investment Services Company no RAUMSagepoint Financial, Inc. BD affiliatedOtherJun 29, 2020Feb 25, 2022 (606 d)
Debra Lynn GibsonMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2020May 19, 2020
Ajay AgrawalEnvestnet Pmc independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2020Sep 24, 2020 (160 d)
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977 moves match.