DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Facet

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bijan RamirezWealth Enhancement Advisory Services, LLC BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2021Feb 24, 2021
Jacki FarrarEdward Jones national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAFeb 8, 2021Feb 19, 2021
Michael Lavere AllredHaynie Wealth Management LLC independent RIAFacet independent RIARIA to RIAFeb 5, 2021Oct 6, 2022 (608 d)
Christopher Albert WietheCliftonlarsonallen Wealth Advisors, LLC BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2021Feb 16, 2021
Noah PolkKpp Advisory Services LLC independent RIAFacet independent RIARIA to RIAJan 29, 2021Mar 30, 2021 (60 d)
Samir AhmedCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2021Jan 27, 2021
Daniel Vincent QuinnTd Ameritrade, Inc. no RAUMFacet independent RIAOtherJan 11, 2021Aug 5, 2021 (206 d)
Stephen Bernard GlowackaTd Ameritrade, Inc. no RAUMFacet independent RIAOtherJan 11, 2021Feb 24, 2021 (44 d)
Robert Eric PeraltaCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2020Sep 22, 2021 (275 d)
Howard PickeringCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2020Jan 21, 2021 (34 d)
Richard Robert EicheldingerAffinity Wealth LLC independent RIAFacet independent RIARIA to RIANov 28, 2020Dec 10, 2020
Andrew James ThurlowAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Apr 27, 2021 (165 d)
Mary H GoeselAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 21, 2021 (69 d)
Kimberly B DulaurenceAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Mar 1, 2021 (108 d)
Matthew John FarrellAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020May 13, 2021 (181 d)
Noreen BurtnerAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Mar 2, 2021 (109 d)
Filip TelibasaAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 23, 2020
Ian Ross ClarkAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 12, 2020
Valerie Ann RiveraAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 12, 2020
Kyle Andrew MooreCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 18, 2020
Madeline McivorCahaba Wealth Management, Inc. independent RIAFacet independent RIARIA to RIAOct 27, 2020Aug 27, 2020
Kevin SmithVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2020Nov 23, 2020 (33 d)
Joseph Amery StaubPark Avenue Securities LLC BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2020Oct 13, 2020
Jessica Lee GoedtelValley National Advisers Inc independent RIAFacet independent RIARIA to RIASep 29, 2020Oct 20, 2020
Timothy A Ryan HansonMcdonald Partners LLC independent RIAFacet independent RIARIA to RIASep 24, 2020Oct 22, 2020
Jeanette Lynn BeattyCuso Financial Services, L.P. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2020Oct 20, 2020 (34 d)
Michael Allen Kirkendale-HaakVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2020Sep 16, 2020
Alexandra Virginia WilsonSmartpath Advisors no RAUMFacet independent RIAOtherSep 14, 2020Sep 24, 2020
Brian Christopher WagnonHart Capital Management, Inc. independent RIAFacet independent RIARIA to RIASep 10, 2020Sep 15, 2020
Abigail Elizabeth NathuSmartpath Advisors no RAUMFacet independent RIAOtherSep 4, 2020Oct 29, 2020 (55 d)
Astute EvansVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2020Sep 1, 2020
Clay Daniel WatkinsRobert W. Baird & Co. Incorporated mixed wealthFacet independent RIARIA to RIAAug 28, 2020Aug 28, 2020
Muata Rikondja MahluliCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2020Aug 7, 2020
Cody Daniel KoleticAtlantic Wealth Partners, LLC independent RIAFacet independent RIARIA to RIAAug 11, 2020Oct 5, 2020 (55 d)
Evan Thomas ByrneFidelity Personal And Workplace Advisors BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2020Mar 11, 2021 (212 d)
Christopher JacksonCitizens Securities, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2020Dec 10, 2020 (125 d)
Kevin Patrick RoeUBS Financial Services Inc. wirehouseFacet independent RIAWirehouse to independent RIAAug 6, 2020Aug 12, 2020
Thomas KirbyUsaa Investment Services Company no RAUMFacet independent RIAOtherJul 30, 2020Sep 15, 2020 (47 d)
Autumn Jean KnutsonThe Planning Center, Inc. independent RIAFacet independent RIARIA to RIAJul 20, 2020Jul 28, 2020
Amee L EarlWells Fargo Advisors wirehouseFacet independent RIAWirehouse to independent RIAJun 30, 2020Jan 13, 2022 (562 d)
Tyler McconvilleSva Wealth Management, LLC independent RIAFacet independent RIARIA to RIAJun 24, 2020Aug 27, 2020 (64 d)
Gurvir Singh GrewalAdvice And Planning Services BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2020Apr 8, 2020
Jamie Alan DunnVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2020Apr 6, 2020
Bethlyn Renie BrookesErnst & Young Investment Advisers Llp no RAUMFacet independent RIAOtherApr 2, 2020Mar 12, 2020
Kevin BarrVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2020Mar 5, 2020
Kenneth David ConnallyCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2020Mar 20, 2020
Natalie PisaroCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2020Mar 20, 2020
William F GallagherHartshorne Group, LLC no RAUMFacet independent RIAOtherMar 23, 2020Mar 5, 2020
Jason PanSbsb Financial Advisors independent RIAFacet independent RIARIA to RIAMar 20, 2020Apr 6, 2020
Emily Christin MillsapRobert W. Baird & Co. Incorporated mixed wealthFacet independent RIARIA to RIAFeb 28, 2020Feb 10, 2020
Robert Anthony CurtisVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2020Jan 25, 2021 (334 d)
Alixandria Ann TucciVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2020Feb 24, 2020
Robert Timothy GumpWaddell & Reed BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2020Feb 10, 2020
Eric Karl Reinhold MaschWealth Architects, LLC independent RIAFacet independent RIARIA to RIAFeb 4, 2020Oct 9, 2020 (248 d)
Kelly Oliver JohnsonVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2020Jan 21, 2020
John P ScolloTd Ameritrade Investment Management, LLC independent RIAFacet independent RIARIA to RIAJan 15, 2020Jan 21, 2020
Lisanne Penell BeardSchwab Wealth Advisory, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2020Jan 13, 2020
Richard Lawrence ElliottCitizens Securities, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2020Jan 16, 2020
Rebecca IacopelliMain Street Financial Life Advisors, LLC independent RIAFacet independent RIARIA to RIADec 18, 2019Sep 20, 2019
John Douglas HillSchwab Wealth Advisory, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2019Nov 4, 2019
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217 moves match.