DFX Intelligence
Advisor moves
Arrivals at Simplicity Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Patrick Kelly | Tucker Asset Management LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Oct 31, 2023 | Apr 14, 2026 (896 d) |
| Douglas Mac Langford | Portside Wealth Group, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Oct 5, 2023 | Oct 6, 2023 |
| Ronald Scott Tetley | Belpointe Asset Management LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Oct 2, 2023 | Oct 30, 2023 |
| Richard Anthony Contelmo | Alphastar Capital Management independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Sep 29, 2023 | Oct 9, 2023 |
| Vincent Munno | Mutual Trust Asset Mgmt., Inc. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Sep 6, 2023 | Jan 6, 2026 (853 d) |
| Jack Malarik | Summit Wealth Partners, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Aug 23, 2023 | Sep 6, 2023 |
| Elizabeth Coble Donner | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 8, 2023 |
| Kevin Grant Brown | Fidelity Personal And Workplace Advisors BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2023 | Sep 7, 2023 (49 d) |
| Steven Michael Milligan | LPL Financial LLC BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2023 | Sep 14, 2023 (65 d) |
| Lisa Renae Carlson | Integrity Alliance, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Jun 29, 2023 | Jun 28, 2023 |
| Hoyt Scott Robey | Townsquare Capital, LLC mixed wealth | Simplicity Wealth independent RIA | RIA to RIA | Jun 28, 2023 | May 16, 2023 |
| Thomas Noel Fadden | Foundations Investment Advisors LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Jun 16, 2023 | Jul 11, 2023 |
| Eduardo Walter Ortega-Ghiglione | Equitable Advisors, LLC national BD | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2023 | Sep 11, 2023 (126 d) |
| William Boyd Miller | Primerica Advisors national BD | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | Jul 3, 2023 (61 d) |
| Mike Nimmo | Kinetic Investment Management, Inc. independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Apr 13, 2023 | Apr 24, 2023 |
| Robert Cannon | Foundations Investment Advisors LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Apr 11, 2023 | Jun 2, 2023 (52 d) |
| Patrick Chevalier | Rwm Capital, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Feb 3, 2023 | Apr 13, 2023 (69 d) |
| Michael Vincent Mortellaro | Simplicity Solutions, LLC asset manager | Simplicity Wealth independent RIA | Other | Dec 31, 2022 | Dec 5, 2023 (339 d) |
| David Bradley Forrest | Cambridge Investment Research Advisors, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Feb 15, 2023 (46 d) |
| Matthew Frank Krueger | Simplicity Solutions, LLC asset manager | Simplicity Wealth independent RIA | Other | Dec 31, 2022 | Dec 21, 2022 |
| Gary Andrew Ferguson | Generational Portfolio Design, LLC unclassified | Simplicity Wealth independent RIA | Other | Dec 21, 2022 | Apr 13, 2023 (113 d) |
| Alan Dean Cantrell | Freedom Day Solutions, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Aug 5, 2022 | Sep 8, 2022 (34 d) |
| Natalie Cantrell Yarbrough | Freedom Day Solutions, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Aug 5, 2022 | May 3, 2023 (271 d) |
| Elena M Larson | Simplicity Solutions, LLC asset manager | Simplicity Wealth independent RIA | Other | Aug 1, 2022 | Jul 14, 2022 |
| Mark Biggs | Magnolia Wealth Management LLC unclassified | Simplicity Wealth independent RIA | Other | Jul 5, 2022 | Jun 30, 2022 |
| Daniel Aurelian Nicolaescu | Iams Wealth Management, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Jun 24, 2022 | Jun 21, 2022 |
| Amy Marie Roberts | Creativeone Securities, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | Sep 30, 2025 (1232 d) |
| Levi Martin Earhart | Vanguard Advisers, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2021 | Apr 3, 2026 (1683 d) |
| Jeremy Aden Erisman | Securian Financial Services, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2021 | Mar 22, 2021 (60 d) |
| Wendy Thomas Fricks | Dempsey Lord Smith, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Oct 19, 2020 | Oct 16, 2020 |
| David Kevin Seitzer | Center Street Advisors, Inc. independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Sep 28, 2020 | Oct 14, 2020 |
| Robert Cruces | Royal Fund Management, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Aug 27, 2020 | Jul 27, 2020 |
| Spencer David Ader | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Simplicity Wealth independent RIA | Wirehouse to independent RIA | Jul 1, 2020 | Oct 5, 2020 (96 d) |
| Richard David Staves | Sheridan Road Advisors, LLC, A Hub International Company institutional | Simplicity Wealth independent RIA | Other | May 21, 2020 | May 12, 2020 |
| Darcy Lee Bergen | Horter Investment Management, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | May 12, 2020 | May 21, 2020 |
| Michael Terence Widlake | Sound Income Strategies, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | May 6, 2020 | Apr 15, 2020 |
| Connor Ross Gaffney | Advisory Alpha, LLC mixed wealth | Simplicity Wealth no RAUM | Other | Mar 30, 2020 | Aug 9, 2019 |
| Hunt Stephens Taylor | Transamerica Financial Advisors, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Nov 5, 2025 (2071 d) |
| Jonathan B Erwin | Onedigital institutional | Simplicity Wealth no RAUM | Other | Feb 25, 2020 | Mar 10, 2020 |
| Kerry James Bouchard | Horter Investment Management, LLC independent RIA | Simplicity Wealth no RAUM | Other | Feb 14, 2020 | Feb 14, 2020 |
| Kathleen Ann Larouere | Voya Financial Advisors, Inc. BD affiliated | Simplicity Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2019 | Jan 7, 2020 |
| Mcgarry P Murray | Brookstone Capital Management LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Dec 31, 2019 | Dec 20, 2019 |
| Edward James Mercier | Portsmouth Financial Services unclassified | Simplicity Wealth mixed wealth | Other | Oct 15, 2019 | Sep 15, 2026 (2527 d) |
| Donald A Shelton | Wealth Watch Advisors, Inc independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Oct 15, 2019 | Oct 28, 2019 |
| Gaetan Reginald Policard | Wealth Watch Advisors, Inc independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Oct 15, 2019 | Oct 22, 2019 |
| Palmerino Pasquale Santaniello | Ae Wealth Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Sep 25, 2019 | Oct 18, 2019 |
| Dennis Bernard Szymanski | Redhawk Wealth Advisors, Inc. mixed wealth | Simplicity Wealth mixed wealth | RIA to RIA | Sep 6, 2019 | Apr 1, 2025 (2034 d) |
| David Jay Vogel | Virtue Capital Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Aug 6, 2019 | Aug 7, 2019 |
| Steven Verlin Wise | Virtue Capital Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Aug 1, 2019 | Jul 31, 2019 |
| Jeffrey Ian Mccarty | Virtue Capital Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Jul 29, 2019 | Jul 26, 2019 |
| Rodney Dean Jarrell | First Advisors National, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Jul 18, 2019 | Aug 13, 2019 |
| Matthew Glen Oaks | Horter Investment Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Jul 17, 2019 | Jul 18, 2019 |
| Chad Truman Rose | Wealth Watch Advisors, Inc independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Jul 1, 2019 | Apr 16, 2019 |
| Christopher Frediani Geist | Financial & Tax Architects, LLC mixed wealth | Simplicity Wealth independent RIA | RIA to RIA | May 23, 2019 | May 28, 2021 (736 d) |
| Jared Margolies | Equitable Advisors, LLC national BD | Simplicity Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 16, 2019 | Dec 4, 2019 (202 d) |
| Jerry Eugene Linebaugh | Wealth Watch Advisors, Inc independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Apr 30, 2019 | May 2, 2019 |
| August Henry Velten | Horter Investment Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Apr 25, 2019 | May 2, 2019 |
| Joel Steven Rieck | Secure Investment Management, LLC independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Mar 11, 2019 | Jul 8, 2019 (119 d) |
| Nicholas Kaiser | Northwestern Mutual Investment Services,LLC no RAUM | Simplicity Wealth independent RIA | Other | Feb 19, 2019 | Aug 4, 2023 (1627 d) |
| Timothy Ray Whisler | United Advisors America independent RIA | Simplicity Wealth no RAUM | RIA to a newly registered adviser | Jan 17, 2019 | Aug 5, 2019 (200 d) |
195 moves match.