DFX Intelligence
Advisor moves
Arrivals at Transamerica Retirement Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryon Andrew Eggan | Principal Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Feb 25, 2020 (71 d) |
| Donald John Baron | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Jun 6, 2023 (1281 d) |
| Christopher K Johnson | Transamerica Financial Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2019 | Dec 5, 2019 |
| Anne E Brown | Nations Financial Group, Inc. independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2019 | Oct 9, 2019 |
| Sanel Duranovic | Citigroup Global Markets Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2019 | Sep 17, 2019 |
| Gloria Vanessa Russell | J.P. Morgan Securities LLC wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2019 | Sep 11, 2019 |
| Edward Easterling | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2019 | Aug 22, 2019 |
| Sheila Ann Gindhart | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Jul 28, 2021 (729 d) |
| Breanna N Emmett | RBC Capital Markets, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Jun 15, 2023 (1416 d) |
| Robert John Williams | T. Rowe Price Advisory Services, Inc. independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2019 | Jan 30, 2020 (196 d) |
| John Francis Myers | T. Rowe Price Advisory Services, Inc. independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2019 | Nov 20, 2019 (131 d) |
| Ignacio Quiroz | Advice And Planning Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Jan 25, 2021 (572 d) |
| Joshua David Larson | The Oak Ridge Financial Services Group, Inc BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Aug 6, 2019 (50 d) |
| Kent Allan Colwell | Intelligence Driven Advisers, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2019 | Jul 31, 2019 (56 d) |
| Randal E Hagen | Allstate Financial Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Jun 10, 2019 |
| Shane M Workman | Psi Advisors, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2019 | Sep 13, 2019 (116 d) |
| Zachary Howes | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | Oct 11, 2022 (1254 d) |
| Daniel John Wehmhoff | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Oct 10, 2019 (175 d) |
| Christian Lewis | Waddell & Reed BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Aug 5, 2019 (117 d) |
| Colleen Marie Etue | J.P. Morgan Securities LLC wirehouse | Transamerica Retirement Advisors, LLC mixed wealth | Wirehouse to independent RIA | Mar 8, 2019 | Mar 18, 2019 |
| Brett Derek Gallinger | Transamerica Financial Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2019 | Feb 22, 2019 |
| Adam Beach | Star Capital Inc. independent RIA | Transamerica Retirement Advisors, LLC mixed wealth | RIA to RIA | Feb 13, 2019 | Feb 21, 2019 |
| Maurice Michael Seitter | Lwi Financial Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jul 2, 2019 (179 d) |
| Christopher John Robinson | T. Rowe Price Advisory Services, Inc. independent RIA | Transamerica Retirement Advisors, LLC mixed wealth | RIA to RIA | Jan 2, 2019 | Feb 15, 2019 (44 d) |
| Jacob Michael Mcalpine | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2018 | Dec 18, 2018 |
| Jason Ellis | Charles Schwab & Co., Inc. national BD | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2018 | Nov 21, 2018 |
| Derik Allen Mansfield | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Apr 13, 2020 (516 d) |
| Timothy Andrew Vieth | Planpilot institutional | Transamerica Retirement Advisors, LLC BD affiliated | Other | Nov 9, 2018 | Sep 30, 2021 (1056 d) |
| Kyle Scott Worthy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC mixed wealth | Wirehouse to independent RIA | Oct 9, 2018 | Oct 11, 2018 |
| Scott Charles Kottke | Eagle Strategies LLC BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2018 | Oct 2, 2018 |
| Frederick Ballenger | Pnc Wealth Management BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2018 | Oct 2, 2018 |
| Francisco Jose Fuentes | Cetera Investment Advisers LLC BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2018 | Sep 17, 2018 |
| Paul Edward Gresham | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 | Sep 27, 2018 (43 d) |
| Nicholas Fanning | Usaa Investment Services Company BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 | Nov 27, 2018 (133 d) |
| Meghan M Mcguire | Assetmark, Inc. BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2018 | Aug 2, 2018 |
| Emily E Zimmerman | Equitable Advisors, LLC national BD | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2018 | Jul 3, 2018 |
| Edward Marrone | Usaa Investment Services Company BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Feb 8, 2022 (1324 d) |
| Adam Michael Millman | Usaa Investment Services Company BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2018 | Jun 15, 2018 |
| Diana Law | Strategic Advisers LLC national BD | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2018 | Jul 3, 2018 (31 d) |
| Peter Jacob Hunter-Hanson | Waddell & Reed BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 31, 2018 | Jul 10, 2018 (40 d) |
| Max Romo Flores | Charles Schwab & Co., Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2018 | Nov 6, 2019 (531 d) |
| Scott M West | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 18, 2018 | Jul 9, 2018 (52 d) |
| Ryan Thomas Waller | Principal Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | Nov 26, 2019 (568 d) |
| Marc Hampton Goodner | Empower Advisory Group, LLC other | Transamerica Retirement Advisors, LLC other | Other | Mar 22, 2018 | Mar 29, 2018 |
| Brooks David Vanderzee | Scottrade Investment Management BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Apr 26, 2018 (49 d) |
| Douglas G Anderson | Scottrade Investment Management BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | May 30, 2018 (83 d) |
| Julio Maico Castillo | Scottrade Investment Management BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Apr 23, 2018 (46 d) |
| Scott A Jozefowski | Empower Advisory Group, LLC other | Transamerica Retirement Advisors, LLC other | Other | Mar 5, 2018 | Mar 6, 2018 |
| Christopher G Pfau | E*Trade Capital Management, LLC independent RIA | Transamerica Retirement Advisors, LLC other | Other | Mar 2, 2018 | Mar 27, 2018 |
| Michael Carmen Santangelo | Invesco Advisers, Inc. other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Feb 16, 2018 | Jan 30, 2020 (713 d) |
| Oscar Varela | Lockton Investment Advisors, LLC no RAUM | Transamerica Retirement Advisors, LLC BD affiliated | Other | Feb 15, 2018 | Feb 5, 2020 (720 d) |
| Terrie Martinez | Principal Securities, Inc. other | Transamerica Retirement Advisors, LLC other | Other | Feb 14, 2018 | Feb 15, 2018 |
| Thomas Patrick Fulfaro | Park Avenue Securities LLC BD affiliated | Transamerica Retirement Advisors, LLC other | Other | Feb 10, 2018 | Feb 20, 2018 |
| Joseph Herron | Empower Advisory Group, LLC other | Transamerica Retirement Advisors, LLC other | Other | Jan 3, 2018 | Jan 8, 2018 |
| Stephanie Clark Sharp | Sage Advisory Services Ltd Co other | Transamerica Retirement Advisors, LLC mixed wealth | Other | Jan 2, 2018 | Jan 14, 2019 (377 d) |
| Alison Diane Lohmann | Cetera Advisor Networks LLC other | Transamerica Retirement Advisors, LLC other | Other | Jan 2, 2018 | Jan 25, 2018 |
| Casilda Gorozpe | Waddell & Reed other | Transamerica Retirement Advisors, LLC other | Other | Dec 31, 2017 | Jan 4, 2018 |
| Christine Brandner Meyer | Equitable Advisors, LLC national BD | Transamerica Retirement Advisors, LLC other | Other | Dec 18, 2017 | Jan 2, 2018 |
| Beverly Blanche Arias | Pnc Wealth Management BD affiliated | Transamerica Retirement Advisors, LLC other | Other | Dec 6, 2017 | Feb 13, 2018 (69 d) |
| Michael Mcfaul | Strategic Advisers LLC national BD | Transamerica Retirement Advisors, LLC other | Other | Dec 5, 2017 | Dec 8, 2017 |
366 moves match.