DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Investment Professionals, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Michael YoungAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherJun 10, 2009Jun 11, 2009
Alberto TorresAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherJun 1, 2009Jun 10, 2009
Margaret Rose DoverAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherMay 29, 2009Jun 11, 2009
Scott Ranse DailyEdward Jones national BDInvestment Professionals, Inc. otherOtherMay 22, 2009May 19, 2009
Scott Ray MintonUBS Financial Services Inc. wirehouseInvestment Professionals, Inc. otherOtherMay 13, 2009Apr 30, 2009
Michael Ross CockeUBS Financial Services Inc. wirehouseInvestment Professionals, Inc. otherOtherMay 13, 2009Aug 28, 2009 (107 d)
James R RayPlante Moran Financial Advisors otherInvestment Professionals, Inc. otherOtherApr 30, 2009Apr 16, 2010 (351 d)
Clifford John YorkMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherApr 29, 2009Apr 27, 2009
Jerry Edward GuidoSpire Wealth Management, LLC otherInvestment Professionals, Inc. otherOtherApr 2, 2009Sep 3, 2009 (154 d)
Jeffrey Marc AlexanderBanc Of America Investment Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherMar 31, 2009Apr 6, 2009
Barry Russell BartlettLPL Financial LLC otherInvestment Professionals, Inc. otherOtherMar 24, 2009Oct 1, 2009 (191 d)
William Marshall LooneyMorgan Stanley & Co. LLC unclassifiedInvestment Professionals, Inc. otherOtherMar 23, 2009May 20, 2009 (58 d)
John Vito SacchettiAdvisors Asset Management, Inc. otherInvestment Professionals, Inc. otherOtherFeb 18, 2009Feb 23, 2009
Christopher Michael Van StavernValic Financial Advisors, Inc. otherInvestment Professionals, Inc. otherOtherJan 8, 2009Jan 5, 2009
Ellis Gerald MitchellWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherDec 22, 2008Dec 1, 2008
William Joseph HannanOsaic Institutions, Inc. otherInvestment Professionals, Inc. otherOtherDec 11, 2008Nov 17, 2008
Michael Louis DarbyWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherNov 5, 2008Mar 18, 2009 (133 d)
Michael John FrediFirst Horizon Advisors, Inc otherInvestment Professionals, Inc. otherOtherNov 3, 2008Nov 14, 2008
Richard Rolle DullnigAmeriprise Advisor Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherOct 24, 2008Oct 24, 2008
Edward Michael PrybylskiMML Investors Services, LLC otherInvestment Professionals, Inc. otherOtherOct 21, 2008Oct 17, 2008
Jim Alan YockeyWfg Advisors, LP otherInvestment Professionals, Inc. otherOtherOct 15, 2008Oct 17, 2008
Gregory Scott MasonEdward Jones national BDInvestment Professionals, Inc. otherOtherSep 25, 2008Sep 25, 2008
Wesley Ray WhiteheadMorgan Stanley & Co. LLC unclassifiedInvestment Professionals, Inc. otherOtherSep 5, 2008Oct 1, 2008
William Arthur TylerMML Investors Services, LLC otherInvestment Professionals, Inc. otherOtherSep 2, 2008Mar 30, 2010 (574 d)
Tammy Lynn SwannAmeriprise Advisor Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherAug 28, 2008Aug 27, 2008
Eric Mathew StoffelThrivent Investment Management Inc. otherInvestment Professionals, Inc. otherOtherJun 4, 2008Jun 2, 2008
Michael Lucas DobbinsUvest Financial Services Group, Inc. unclassifiedInvestment Professionals, Inc. otherOtherMay 20, 2008Sep 4, 2012 (1568 d)
Tommy W PietschThrivent Investment Management Inc. otherInvestment Professionals, Inc. otherOtherMay 13, 2008May 12, 2008
Darlene Jean BonsonSterne Agee Investment Advisor Services, Inc. otherInvestment Professionals, Inc. otherOtherMay 8, 2008May 28, 2008
John ValkenaarAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherApr 29, 2008Apr 24, 2008
Ryan Dean BuckMML Investors Services, LLC otherInvestment Professionals, Inc. otherOtherApr 10, 2008Mar 14, 2016 (2895 d)
Stephen Howard RiddleMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherMar 28, 2008Apr 13, 2009 (381 d)
Leslie Irving JacoWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherFeb 26, 2008Mar 4, 2008
Christopher Shannon WilsonEdward Jones national BDInvestment Professionals, Inc. otherOtherFeb 26, 2008Mar 7, 2008
Randal Jordan KingJ.J.B. Hilliard, W.L. Lyons, LLC otherInvestment Professionals, Inc. otherOtherFeb 1, 2008Jun 22, 2010 (872 d)
Kamran ElliniAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherDec 13, 2007May 28, 2010 (897 d)
Patrick W PironeIfmg Securities, Inc. unclassifiedInvestment Professionals, Inc. otherOtherOct 2, 2007Oct 5, 2007
Robert Whitcomb DamonIfmg Securities, Inc. unclassifiedInvestment Professionals, Inc. otherOtherOct 2, 2007Oct 5, 2007
David Bryant ThompsonSynovus Securities, Inc. otherInvestment Professionals, Inc. otherOtherSep 21, 2007Oct 18, 2007
Brad David SonnierWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherSep 14, 2007Oct 16, 2007 (32 d)
Peter MastromarcoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Professionals, Inc. otherOtherSep 14, 2007Sep 26, 2007
Clifford Brian BurchCetera Advisor Networks LLC otherInvestment Professionals, Inc. otherOtherAug 10, 2007Aug 8, 2007
Jesse TaylorCountry Trust Bank unclassifiedInvestment Professionals, Inc. otherOtherJul 27, 2007Mar 29, 2018 (3898 d)
Paul Joseph JacobsNew England Securities Corporation otherInvestment Professionals, Inc. otherOtherJun 13, 2007Jun 7, 2007
William Douglas HicksBanc Of America Investment Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherMay 31, 2007May 30, 2007
Brian Keith SurovikDfc Investor Services unclassifiedInvestment Professionals, Inc. otherOtherMay 29, 2007May 25, 2007
James Clayton McconnellBb&T Investment Services, Inc. no RAUMInvestment Professionals, Inc. otherOtherMay 17, 2007May 30, 2007
Daniel M MillerCetera Advisor Networks LLC otherInvestment Professionals, Inc. otherOtherApr 24, 2007Oct 5, 2007 (164 d)
Jaisuk KimFifth Third Securities, Inc. otherInvestment Professionals, Inc. otherOtherApr 12, 2007Apr 18, 2007
Christopher Michael SheehanFirst Allied Advisory Services, Inc. otherInvestment Professionals, Inc. otherOtherMar 28, 2007Aug 13, 2008 (504 d)
David Jeffrey HowardFifth Third Securities, Inc. otherInvestment Professionals, Inc. otherOtherMar 2, 2007Jun 15, 2007 (105 d)
Nikifor Alexandrov PaunovMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Professionals, Inc. otherOtherFeb 12, 2007Feb 7, 2007
Gary Ryan PeckhamHfg Advisors, L.L.C. unclassifiedInvestment Professionals, Inc. otherOtherDec 31, 2006Jun 11, 2009 (893 d)
Leanne Atencio MartinAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherDec 20, 2006Nov 14, 2008 (695 d)
Brent Matthew WiedemanRaymond James Financial Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherDec 5, 2006May 2, 2007 (148 d)
David M LiebermanUvest Financial Services Group, Inc. unclassifiedInvestment Professionals, Inc. otherOtherNov 8, 2006Mar 27, 2008 (505 d)
Joseph Donald OchoaAlliancebernstein L.P. otherInvestment Professionals, Inc. otherOtherOct 18, 2006Sep 4, 2009 (1052 d)
David BoyersHilltop Securities Inc. otherInvestment Professionals, Inc. otherOtherAug 22, 2006Aug 7, 2006
Gary Lester JonesAmeriprise Advisor Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherAug 1, 2006Aug 1, 2006
Richard C WethingtonMorgan Stanley Dw Inc. unclassifiedInvestment Professionals, Inc. otherOtherJun 7, 2006Jun 8, 2006
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270 moves match.