DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Albert House | Advisornet Wealth Partners independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2020 | Jun 30, 2020 |
| Jacob T Rechenbach | Charles Schwab & Co., Inc. national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | May 19, 2020 |
| Kevin Patrick Wong | Bfc Planning, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2020 | May 1, 2020 |
| David Marcus Brookings | Symphonic Financial Advisors LLC bank affiliated | Woodbury Financial Services, Inc. BD affiliated | Other | Apr 30, 2020 | Apr 30, 2020 |
| Evan Philip Ocepek | Western International Securities BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2020 | Apr 16, 2020 |
| John Joseph Barrios | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Mar 31, 2020 |
| Sophia Oh-Nguyen | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2020 | Apr 1, 2020 |
| Mirjana Kljajic | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2020 | Mar 18, 2020 |
| Matthew Bryan Harvey | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Mar 2, 2020 |
| Dean Jeffery Callison | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Jan 30, 2020 |
| Joseph James Di Biasi | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 21, 2020 |
| Gregory Bernard Mc Elheny | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 21, 2020 |
| Matthew Siegel | Arrivity Financial Planning state registered | Woodbury Financial Services, Inc. other | Other | Feb 19, 2020 | Feb 9, 2016 |
| Stephen Wayne Strong | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 3, 2020 |
| Bryce James Williby | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 12, 2020 |
| Thomas Billeaud | Edward Jones national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Mar 16, 2020 (39 d) |
| Gregory Patrick Burrell | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Feb 3, 2020 |
| Christopher Wilkins | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Feb 3, 2020 |
| Courtney Burrell | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Feb 3, 2020 |
| Michael Lieberman | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Jan 27, 2020 |
| Matthew John Boehm | Lion Street Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Jan 31, 2020 |
| Chadwick Thomas Clarke | The Strategic Financial Alliance BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Jan 22, 2020 |
| Thomas John Buescher | Mwa Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2020 | Jan 14, 2020 |
| Michael B Gluski | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2020 | Jan 6, 2020 |
| Robert Steven Gold | Summit Financial Group Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 2, 2020 |
| Eric Wullschleger | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Nov 4, 2021 (679 d) |
| Christopher Michael Nelson | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Jan 6, 2020 |
| Jamie Lynn Hanson | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Dec 6, 2019 |
| Tom Phillip Mclinden | Berthel Fisher & Company Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 18, 2019 |
| Glen Joseph Darmos | Berthel Fisher & Company Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 18, 2019 |
| Clifford Wullschleger | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 6, 2019 |
| Richard Scott Beam | H. Beck, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 10, 2019 |
| Robert Antoine Filmore | Valic Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Nov 22, 2019 |
| David M Brown | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 6, 2019 |
| Robert John Broadhead | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 6, 2019 |
| Jeremy Christopher Toothman | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2019 | Dec 4, 2019 |
| Adam Louis Schwartz | Assetmark, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 2, 2019 |
| Kevin Michael Thelen | Beyou Financial unclassified | Woodbury Financial Services, Inc. BD affiliated | Other | Nov 19, 2019 | Aug 21, 2019 |
| Gary Allen Scott | Cutter & Company, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2019 | Nov 18, 2019 |
| Joseph Daniel Steadman | First Command Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Jan 3, 2020 (49 d) |
| Michael Lenny Mcgavin | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Nov 18, 2019 |
| Carrie Brinkley Jones | Cambridge Investment Research Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2019 | Oct 24, 2019 |
| Frank Anthony Lopez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2019 | Sep 1, 2021 (701 d) |
| Raymond Joseph Powell | Powell'S Financial Planning Service unclassified | Woodbury Financial Services, Inc. other | Other | Sep 25, 2019 | Oct 5, 2005 |
| Raymond William Powell | Powell'S Financial Planning Service unclassified | Woodbury Financial Services, Inc. other | Other | Sep 25, 2019 | Oct 5, 2005 |
| Deanna Cheryl Post | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2019 | Sep 13, 2019 |
| William Alan Mertins | Raymond James Financial Services Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Aug 27, 2019 |
| Todd Edward Desberg | First Financial Equity Corporation BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Aug 7, 2019 |
| John Chou | Transamerica Financial Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2019 | Aug 27, 2019 |
| Timothy Robin Jester | Park Avenue Securities LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jul 5, 2019 |
| Keli Jo Hazel | Money Concepts Advisory Service BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2019 | Jul 18, 2019 |
| Donn Sandy Levine | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2019 | Jul 18, 2019 |
| Megan Kiel | Questar Asset Management, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jul 30, 2019 |
| Gerald Eric Hagman | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2019 | Jun 27, 2019 |
| James Martin Fallon | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2019 | Jul 10, 2019 |
| Eric Michael Grafnitz | Questar Asset Management, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Sep 16, 2020 (441 d) |
| Albert Michael Daniels | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2019 | Jul 1, 2019 |
| Scott Charles Salerno | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2019 | Jun 21, 2019 |
| Emmanuel D Harris | LPL Financial LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2019 | Jun 17, 2019 |
| Michael Gerard Tate | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Jun 18, 2019 |
1,149 moves match.