DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel David Porter	Diversified Financial Advisory Group, Inc. unclassified	Fsc Securities Corporation other	Other	Aug 1, 2016	Apr 10, 2001
David Crawford Champion	Signator Investors, Inc. other	Fsc Securities Corporation other	Other	Jul 26, 2016	May 24, 2016
Linda Rae Bruininga	U.S. Bancorp Advisors, LLC other	Fsc Securities Corporation other	Other	Jul 15, 2016	Aug 1, 2016
Daniel John Bisese	Raymond James Financial Services Advisors, Inc other	Fsc Securities Corporation other	Other	Jul 14, 2016	Jul 27, 2016
Adam Amir Bagherian	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Other	Jun 6, 2016	Jul 13, 2016 (37 d)
Shelley Leavitt Nadel	Wells Fargo Advisors wirehouse	Fsc Securities Corporation other	Other	May 27, 2016	Jun 22, 2016
Jerry Scott Swiney	Signator Investors, Inc. other	Fsc Securities Corporation other	Other	May 26, 2016	May 24, 2016
Peter M. Ferriello	J.P. Morgan Securities LLC wirehouse	Fsc Securities Corporation other	Other	May 10, 2016	May 3, 2016
Scott Brandon Crowley	Cetera Advisor Networks LLC other	Fsc Securities Corporation other	Other	May 4, 2016	May 2, 2016
Mohammad Nayeem Qureshi	Protected Investors Of America other	Fsc Securities Corporation other	Other	May 2, 2016	Jun 3, 2016 (32 d)
Cliff Tian Yu Liang	J.P. Morgan Securities LLC wirehouse	Fsc Securities Corporation other	Other	Apr 22, 2016	May 12, 2016
Phillip Joseph Dutra	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Other	Apr 20, 2016	Apr 27, 2016
Gary Scott Demera	Cetera Advisors LLC other	Fsc Securities Corporation other	Other	Apr 18, 2016	Apr 15, 2016
Willington Tai Fong	Cetera Advisors LLC other	Fsc Securities Corporation other	Other	Apr 18, 2016	Apr 18, 2016
Jeffrey Mark Hughes	Woodbury Financial Services, Inc. other	Fsc Securities Corporation other	Other	Apr 4, 2016	Sep 14, 2015
Justin N Gardiner	Osaic Wealth, Inc. other	Fsc Securities Corporation other	Other	Apr 1, 2016	Sep 25, 2015
Daniel Patrick Schumann	Woodbury Financial Services, Inc. other	Fsc Securities Corporation other	Other	Mar 23, 2016	Dec 8, 2014
David Soong Park	U.S. Bancorp Advisors, LLC other	Fsc Securities Corporation other	Other	Feb 23, 2016	Feb 12, 2016
Josue Jamin Espinosa	Raymond James & Associates, Inc. national BD	Fsc Securities Corporation other	Other	Feb 19, 2016	Feb 29, 2016
Stephen Matthew Schlichter	Main Line Financial Advisors, LLC. other	Fsc Securities Corporation other	Other	Jan 12, 2016	Apr 13, 2004
Peter David Dixon	Financial Council, LLC other	Fsc Securities Corporation other	Other	Jan 12, 2016	Feb 27, 2009
Kevin William La Mont	Rb Capital Management, LLC other	Fsc Securities Corporation other	Other	Dec 31, 2015	Aug 12, 2011
Jared D Kenney	Next Financial Group, Inc. other	Fsc Securities Corporation other	Other	Dec 15, 2015	Dec 11, 2015
John Luke Nesbit	Diversified Financial Advisory Group, Inc. unclassified	Fsc Securities Corporation other	Other	Dec 10, 2015	Feb 20, 2002
Philip Gregory O'Quin	LPL Financial LLC other	Fsc Securities Corporation other	Other	Nov 13, 2015	Oct 30, 2015
Stephen George Anderson	Sagepoint Financial, Inc. other	Fsc Securities Corporation other	Other	Oct 20, 2015	Oct 19, 2015
Patrick Meehan	Edward Jones national BD	Fsc Securities Corporation other	Other	Sep 30, 2015	Oct 19, 2015
John Michael Genova	Invest Financial Corporation other	Fsc Securities Corporation other	Other	Sep 18, 2015	Sep 17, 2015
Barry Robert Ozer	Morgan Stanley wirehouse	Fsc Securities Corporation other	Other	Sep 14, 2015	Sep 4, 2015
John Byard Keener III	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Other	Sep 11, 2015	Sep 3, 2015
Jennifer Lynn Dugan	United Planners' Financial Services Of America A Limited Partner other	Fsc Securities Corporation other	Other	Sep 10, 2015	Sep 17, 2015
Juling Yang	Cetera Advisors LLC other	Fsc Securities Corporation other	Other	Sep 10, 2015	Aug 28, 2017 (718 d)
Philip Jason Buffery	Amundi Pioneer Institutional Asset Management, Inc. other	Fsc Securities Corporation other	Other	Sep 9, 2015	Jul 29, 2016 (324 d)
Kevin Patrick Wall	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Other	Sep 9, 2015	Sep 3, 2015
James Lyle Cannon	H. Beck, Inc. other	Fsc Securities Corporation other	Other	Aug 25, 2015	Aug 17, 2015
Michael Eric Tomren	The Retirement Group, LLC other	Fsc Securities Corporation other	Other	Aug 19, 2015	Jan 25, 2012
Robert William Burnham	Capital Analysts other	Fsc Securities Corporation other	Other	Jul 20, 2015	Feb 24, 2015
Kari Celia Knudsen	Sii Investments, Inc. other	Fsc Securities Corporation other	Other	Jun 25, 2015	Aug 7, 2015 (43 d)
Robert Thomas Guiterman	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Other	May 22, 2015	May 15, 2015
Vincent Charles Montanti	Invest Financial Corporation other	Fsc Securities Corporation other	Other	May 19, 2015	May 15, 2015
Trenton Dane Randall	Wealth Management Of Kentucky, Inc. state registered	Fsc Securities Corporation other	Other	May 18, 2015	Jun 25, 2015 (38 d)
Christopher L Lafountain	Wells Fargo Advisors wirehouse	Fsc Securities Corporation other	Other	May 4, 2015	May 1, 2015
Shawn David Danziger	Securities America Advisors, Inc. other	Fsc Securities Corporation other	Other	Apr 29, 2015	Apr 24, 2015
James Charles Duncan	LPL Financial LLC other	Fsc Securities Corporation other	Other	Apr 22, 2015	Aug 6, 2015 (106 d)
Anthony Frank Vigliotti	Morgan Stanley wirehouse	Fsc Securities Corporation other	Other	Mar 9, 2015	Jan 1, 2015
John David Toliuszis	Park Avenue Securities LLC other	Fsc Securities Corporation other	Other	Feb 11, 2015	Feb 23, 2015
Dawn Michele Mcallen	Morgan Stanley wirehouse	Fsc Securities Corporation other	Other	Jan 26, 2015	Jan 9, 2015
Anthony Kimball Urban	Morgan Stanley wirehouse	Fsc Securities Corporation other	Other	Jan 23, 2015	Jan 12, 2014
Richard M Hoe	Cetera Advisors LLC other	Fsc Securities Corporation other	Other	Jan 20, 2015	Jan 28, 2015
Harvey Theo Schwartz	Triad Advisors, LLC other	Fsc Securities Corporation other	Other	Dec 31, 2014	Feb 11, 2015 (42 d)
Stephen Xavier Carroll	Ameriprise Financial Services, LLC national BD	Fsc Securities Corporation BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2014	Sep 8, 2021 (2443 d)
Raymond V Hayes	Atra Vir Capital unclassified	Fsc Securities Corporation other	Other	Dec 31, 2014	Oct 22, 2015 (295 d)
Robert M. Wyrick, Jr.	The Retirement Group, LLC other	Fsc Securities Corporation other	Other	Dec 12, 2014	May 2, 2011
Evan Andrew Sall	J.P. Morgan Securities LLC wirehouse	Fsc Securities Corporation other	Other	Nov 14, 2014	Jan 8, 2015 (55 d)
Anthony Pagano	Essex National Securities, Inc. other	Fsc Securities Corporation other	Other	Oct 31, 2014	Jan 2, 2015 (63 d)
Daniel B Irving	Pnc Wealth Management other	Fsc Securities Corporation other	Other	Oct 29, 2014	Dec 12, 2014 (44 d)
John Edward Pesano	Macro Financial Advisors, Inc other	Fsc Securities Corporation other	Other	Oct 27, 2014	Nov 4, 2014
Charles Gyude Bryant	Mutual Of Omaha Investor Services, Inc. no RAUM	Fsc Securities Corporation other	Other	Sep 22, 2014	Oct 6, 2014
Daniel Evan Burke	Edward Jones national BD	Fsc Securities Corporation other	Other	Sep 17, 2014	Oct 9, 2015 (387 d)
Bryan Geary Evoy	Strategic Financial state registered	Fsc Securities Corporation other	Other	Aug 29, 2014	Mar 3, 2009

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626 moves match.