DFX Intelligence
Advisor moves
Arrivals at Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob John Hoeting | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Aug 28, 2025 (56 d) |
| Brian Joseph Patrick | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Nov 14, 2025 (142 d) |
| Matthew Martin Puttroff | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jul 22, 2025 |
| Joseph Thomas Allocca | UBS Financial Services Inc. wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2025 | Jul 25, 2025 (32 d) |
| Dana Elizabeth Kulp | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Aug 12, 2025 (55 d) |
| Roman Gonzalez | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2025 | Jun 12, 2026 (359 d) |
| David Anthony Falcone | Cbiz Investment Advisory Services, LLC institutional | Vanguard Advisers, Inc. BD affiliated | Other | Jun 17, 2025 | Jul 16, 2025 |
| Susan Raeisi | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2025 | Jul 21, 2025 (34 d) |
| David Michael Benevento | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 27, 2025 |
| James Ray Garza | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2025 | Feb 11, 2026 (244 d) |
| Robert Lee Kidd | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Aug 12, 2025 (62 d) |
| Christopher Ryan Shoop | Better Day Financial Planning LLC unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Jun 10, 2025 | Sep 3, 2025 (85 d) |
| Karl Michael Kaprelian | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2025 | Sep 3, 2025 (86 d) |
| Robert Patrick Mcracken | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Sep 5, 2025 (88 d) |
| Zelos A. Willis | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2025 | Jan 16, 2026 (223 d) |
| Ryan Michael Pryslak | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2025 | Jun 30, 2025 |
| Travis Matthew Oconnor | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 24, 2025 |
| Taylor Alexander Lassiter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2025 | Jun 9, 2025 |
| David Matthew Nagy | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Nov 12, 2025 (160 d) |
| Kelly Rae Zanto | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Aug 28, 2025 (90 d) |
| William Gaston Bailey | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Mar 27, 2026 (302 d) |
| James Cole Greer | Mercer Global Advisors Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2025 | Jun 23, 2025 |
| Jaime Jackson Bell | Brookstone Capital Management LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2025 | Oct 29, 2025 (155 d) |
| Andrew Ritchie Harris | Story Financial Planning unclassified | Vanguard Advisers, Inc. BD affiliated | Other | May 23, 2025 | Jul 30, 2025 (68 d) |
| Dylan Tyler Wimberly | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2025 | Jun 6, 2025 |
| William Basil Wilson | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | Sep 2, 2025 (104 d) |
| Stacy-Ann Latasha Spencer | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | Jul 7, 2026 (413 d) |
| Colin Michael Smith | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Jul 16, 2025 (58 d) |
| Nicholas Joseph Castillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 16, 2025 | Mar 10, 2026 (298 d) |
| Paul Justen Hensley | Creative Planning independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2025 | Aug 14, 2025 (90 d) |
| Michael Anthony Daly | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2025 | Feb 25, 2026 (288 d) |
| Matthew Brian Deming | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2025 | Jul 8, 2025 (58 d) |
| David Lee Supancheck | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2025 | Sep 1, 2026 (480 d) |
| Owen Junior Nickle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2025 | Feb 4, 2026 (272 d) |
| Drew Scott Braverman | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Jun 17, 2025 (41 d) |
| Jack Nelson Winters | Stifel Independent Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Oct 17, 2025 (163 d) |
| Daniel Roland Holloway | Orion Portfolio Solutions, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | Dec 1, 2025 (209 d) |
| Tracey Ann Gledhill | Sanctuary Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Oct 3, 2025 (156 d) |
| Rachel Lynn Whitfield | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2025 | Sep 30, 2025 (154 d) |
| Delfin Rosca Llamas | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Jul 22, 2025 (88 d) |
| Christopher Ryan Burcham | Eagle Strategies LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | May 2, 2025 |
| Jeremy Warren Post | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | May 6, 2025 |
| Shane Allen O'Brien | Peak American Investment Advisors, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2025 | Aug 25, 2026 (495 d) |
| Sara Ramirez Montes | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2025 | Jul 2, 2025 (78 d) |
| Isaac Theodore Caldwell | Family Wealth Partners, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2025 | Sep 2, 2025 (140 d) |
| Constantine Nicopoulos | Assuredpartners Investment Advisors mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2025 | Oct 16, 2025 (185 d) |
| Christopher James Federman | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2025 | Dec 23, 2025 (257 d) |
| Adam Spencer Casto | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Jun 24, 2025 (75 d) |
| Patrick Speight Casey | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2025 | Nov 14, 2025 (218 d) |
| Laura Elizabeth Thuener | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Jun 3, 2025 (55 d) |
| Anthony Richard De La Cruz | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Jun 13, 2025 (67 d) |
| Christopher Matthew Haley | Florida Financial Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Dec 1, 2025 (238 d) |
| Joshua M Preston | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 4, 2025 | Aug 4, 2025 (122 d) |
| Anne Rita Douglas | Clearview Wealth Management independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Apr 22, 2025 |
| Drew William Schlotter | Legacy Consulting Group independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Jul 29, 2025 (123 d) |
| Todd Christopher Wnuk | Sendero Wealth Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2025 | Jul 3, 2025 (99 d) |
| Damion Patrick Brown | Altru Financial unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Mar 26, 2025 | Apr 15, 2026 (385 d) |
| Alexander Jesus Feria | Edelman Financial Engines independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2025 | Apr 29, 2025 (39 d) |
| Abigail Elizabeth Nathu | Facet independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2025 | Jun 17, 2025 (91 d) |
| Sufyan Thomas Davis-Arrington | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Jul 21, 2025 (129 d) |
1,049 moves match.