DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mary Darlene Canales	Raymond James Financial Services Advisors, Inc other	Osaic Fs, Inc. other	Other	Oct 18, 2012	Oct 11, 2012
Krysten Amie Overly-Armour	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Aug 16, 2012	Aug 10, 2012
Edward Michael Wetzel	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Aug 16, 2012	Aug 10, 2012
Brian Keith Cohoon	Raymond James Financial Services Advisors, Inc other	Osaic Fs, Inc. other	Other	Aug 10, 2012	Apr 22, 2014 (620 d)
Roger Harlan Eth	Intercontinental Wealth Advisors, LLC other	Osaic Fs, Inc. other	Other	Jul 24, 2012	Sep 7, 2012 (45 d)
Matthew Douglas Schroeder	Osaic Fa, Inc. other	Osaic Fs, Inc. other	Other	Jul 13, 2012	Jul 10, 2012
Matthew J. Golden	Wells Fargo Advisors wirehouse	Osaic Fs, Inc. other	Other	Jun 19, 2012	Jul 12, 2012
Richard Perris Dougall	Wealth Planning And Management unclassified	Osaic Fs, Inc. other	Other	Jun 12, 2012	Apr 23, 2010
Jeffrey L Goff	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Jun 7, 2012	Jul 18, 2012 (41 d)
Stuart Wally Blankenship	Principal Securities, Inc. other	Osaic Fs, Inc. other	Other	Apr 26, 2012	Jun 7, 2012 (42 d)
Monique Marie Pressley	Morgan Keegan & Company, LLC other	Osaic Fs, Inc. other	Other	Mar 6, 2012	Feb 24, 2014 (720 d)
Bryce Kay Larson	Larson Financial Strategies, Inc. unclassified	Osaic Fs, Inc. other	Other	Jan 25, 2012	Dec 22, 2011
Brian James Donley	Summit Investment Advisors unclassified	Osaic Fs, Inc. other	Other	Dec 31, 2011	Dec 8, 2011
Douglas John Richey	Summit Investment Advisors unclassified	Osaic Fs, Inc. other	Other	Dec 31, 2011	Dec 8, 2011
Richard Warren Flood	Flood Financial Services, Inc. unclassified	Osaic Fs, Inc. other	Other	Dec 23, 2011	Sep 22, 2011
Ryan Christopher Whitley	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Nov 28, 2011	Jun 27, 2014 (942 d)
Martin Joseph Cunningham	Sterne Agee Investment Advisor Services, Inc. other	Osaic Fs, Inc. other	Other	Oct 26, 2011	Oct 24, 2011
Karl James Zirolli	Summit Wealth Management, LLC unclassified	Osaic Fs, Inc. other	Other	Sep 6, 2011	Jan 11, 2017 (1954 d)
Rhett Nolan Sinclair	Ap Wealth Management other	Osaic Fs, Inc. other	Other	Sep 1, 2011	Sep 20, 2011
Christopher Thomas Vines	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Aug 2, 2011	Sep 1, 2011
Kathy Michelle Keadle	Securities America Advisors, Inc. other	Osaic Fs, Inc. other	Other	Jul 1, 2011	Jun 7, 2011
Cheryl Dickey Mcguire	Securities America Advisors, Inc. other	Osaic Fs, Inc. other	Other	Jun 17, 2011	Jun 10, 2011
Melissa Godwin Scott	Capital Investment Advisory Services, LLC other	Osaic Fs, Inc. other	Other	Jun 13, 2011	Jun 6, 2011
Amanda Rae Plonski	Uvest Financial Services Group, Inc. unclassified	Osaic Fs, Inc. other	Other	May 26, 2011	Jun 3, 2011
Sandra Greer Austin	Synergy Investment Group, LLC other	Osaic Fs, Inc. other	Other	May 16, 2011	May 31, 2011
Zachary W Tracey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	Apr 19, 2011	May 5, 2011
Dawn Michelle Gordon	Dawn Gordon Financial Advisors unclassified	Osaic Fs, Inc. other	Other	Apr 6, 2011	Feb 23, 2011
Lisa Anne Silva	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Apr 6, 2011	Apr 5, 2011
Jonathan B Hatch	Hornor, Townsend & Kent, LLC other	Osaic Fs, Inc. other	Other	Mar 31, 2011	Mar 28, 2011
Thomas Michael Burger	Hamilton Financial Inc. unclassified	Osaic Fs, Inc. other	Other	Mar 29, 2011	Dec 14, 2010
Mitchell Steven Avnet	Pnc Wealth Management other	Osaic Fs, Inc. other	Other	Mar 14, 2011	Jul 27, 2011 (135 d)
Alexander Sixbey	Lincoln Financial Distributors, Inc. unclassified	Osaic Fs, Inc. other	Other	Feb 28, 2011	Mar 29, 2011
Bing C Michael	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Feb 3, 2011	Feb 3, 2011
Robert Michael Burkarth	U.S. Financial Advisors other	Osaic Fs, Inc. other	Other	Dec 31, 2010	Jan 3, 2011
Daniel Thomas Scalzi	U.S. Financial Advisors other	Osaic Fs, Inc. other	Other	Dec 31, 2010	Jan 3, 2011
Lise Marie Robinson	U.S. Financial Advisors other	Osaic Fs, Inc. other	Other	Dec 31, 2010	Jan 1, 2011
Adrian Trent Podsednik	Nfp Advisor Services, LLC other	Osaic Fs, Inc. other	Other	Dec 21, 2010	Dec 17, 2010
Thomas Dean Miller	Qa3 Financial LLC unclassified	Osaic Fs, Inc. other	Other	Nov 11, 2010	Nov 8, 2010
David Joseph Kiniry	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Nov 11, 2010	Nov 5, 2010
Kenneth Rell Davis	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Sep 20, 2010	Sep 20, 2010
S Diane Davis	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Sep 20, 2010	Sep 20, 2010
James Warren	Wfp Securities unclassified	Osaic Fs, Inc. other	Other	Sep 14, 2010	Sep 7, 2010
Marty Michael Martinez	MML Investors Services, LLC other	Osaic Fs, Inc. other	Other	Jul 26, 2010	Aug 10, 2010
Randolph Michael Martin	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Jun 25, 2010	Dec 14, 2006
Linda Rose Jensen	Financial Advocates Advisory Services no RAUM	Osaic Fs, Inc. other	Other	Jun 18, 2010	Feb 3, 2015 (1691 d)
George Coleman Cox	Eagle Strategies LLC other	Osaic Fs, Inc. other	Other	May 13, 2010	May 13, 2010
Ira Austin Candib	Cetera Advisor Networks LLC other	Osaic Fs, Inc. other	Other	Apr 27, 2010	Apr 23, 2010
Philip Joseph Bongiorno	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Apr 8, 2010	Apr 8, 2010
Alvonzo Timothy Gibbs	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Apr 6, 2010	Apr 6, 2010
Jared Luke Tims	Argent Advisors, Inc. other	Osaic Fs, Inc. other	Other	Mar 31, 2010	Apr 6, 2010
Shawn Michael Bragdon	J P Turner & Company Capital Management, LLC other	Osaic Fs, Inc. other	Other	Mar 24, 2010	Apr 14, 2010
Kyle Thomas Cronan	Wells Fargo Advisors wirehouse	Osaic Fs, Inc. other	Other	Mar 8, 2010	Mar 8, 2010
Jason Lee Blomgren	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Feb 2, 2010	Feb 2, 2010
Lewis Edward Vasey	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Feb 2, 2010	Feb 2, 2010
Benjamin John Bruins	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Feb 2, 2010	Feb 1, 2010
Charles Kendall Debenon	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Dec 4, 2009	Dec 8, 2009
Corey Michael Magliolo	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Nov 18, 2009	Nov 13, 2009
Thomas Faircloth	Raymond James Financial Services Advisors, Inc other	Osaic Fs, Inc. other	Other	Nov 13, 2009	Mar 3, 2010 (110 d)
Scott Wayne Powell	Gunnallen Financial, Inc unclassified	Osaic Fs, Inc. other	Other	Nov 12, 2009	Mar 19, 2010 (127 d)
Douglas Andrew Mccarthy	Osaic Fa, Inc. other	Osaic Fs, Inc. other	Other	Nov 12, 2009	Nov 12, 2009

Page 5 of 9Previous Next

490 moves match.