DFX Intelligence
Advisor moves
Arrivals at Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sufyan Thomas Davis-Arrington | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Jul 21, 2025 (129 d) |
| Justin Curtis Repp | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 12, 2025 | Aug 24, 2026 (530 d) |
| Lisa Ruggery Bolten | Northwestern Mutual Investment Services,LLC no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Mar 11, 2025 | Apr 1, 2025 |
| Zachary Jonathan Logan Wik | Ironwood Wealth Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2025 | Apr 2, 2025 |
| Julian Trent Busby | United Planners' Financial Services Of America A Limited Partner independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2025 | Mar 12, 2025 |
| Jamin Larry Watson | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Mar 24, 2025 |
| Brian Douglas Campbell | Bryn Mawr Trust Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2025 | Mar 19, 2025 |
| Keisha Denice Mcgowens | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 25, 2025 |
| Collin James Clark | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Jun 7, 2025 (100 d) |
| Zachary Philip Azar | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Nov 4, 2025 (266 d) |
| Niren Singh Johal | Florida Financial Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Sep 9, 2025 (215 d) |
| Tristan Chase Starkweather | Thrivent Investment Management Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Sep 9, 2025 (218 d) |
| Ernest Anthony Alexander | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Aug 27, 2026 (573 d) |
| Sean Nathaniel Lawrence | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jul 9, 2025 (159 d) |
| Calvin Lee Thompson | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | May 7, 2025 (96 d) |
| Paul Allen Phillips | First Command Advisory Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Sep 9, 2025 (224 d) |
| Jaren Scott Kiser | Alphastar Capital Management independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2025 | Jul 29, 2025 (189 d) |
| Ethan Gabriel Ghetti Blum | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jun 18, 2025 (153 d) |
| Mitchell Lloyd Wonboy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2025 | Jan 23, 2025 |
| John Andrew Pilkington | Manning & Napier Advisors, LLC mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Jan 18, 2025 |
| Deyana Lee Mungro | Walnutree Asset Management LLC unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Dec 31, 2024 | Feb 5, 2026 (401 d) |
| Fred Wayne Kauffman | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2024 | Mar 10, 2025 (74 d) |
| Ardarius Dalmond Singleton | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Feb 4, 2025 (43 d) |
| Philip Blair Dobbin | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2024 | Dec 24, 2024 |
| Michelle Petrowski | Ellevest independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2024 | May 12, 2026 (526 d) |
| Nicholas James Marino | Breakaway Wealth unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Nov 22, 2024 | Feb 7, 2025 (77 d) |
| Richard Steven Sowell | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Sep 10, 2025 (295 d) |
| Trevor Lee Mann | Park Avenue Securities LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Mar 17, 2026 (487 d) |
| Chasity George Charles | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 8, 2024 | Sep 15, 2025 (311 d) |
| Michael Walter Crutchfield | Cuso Financial Services, L.P. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Feb 6, 2025 (92 d) |
| Matthew Scott Trink | Form Prosperity Wealth Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2024 | Nov 12, 2025 (371 d) |
| Edward Allen Dingess | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Apr 11, 2025 (157 d) |
| Jarrett Webb Sparks | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Dec 13, 2024 (60 d) |
| David Russell Monteith | Facet independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 11, 2024 | Feb 6, 2025 (118 d) |
| Robert Charles Frey | Facet independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2024 | Oct 10, 2024 |
| Joseph Anderson | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Mar 17, 2025 (178 d) |
| Jimmy To | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Feb 4, 2026 (530 d) |
| Armanni Joseph Malaty | Malaty Wealth Management unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Aug 20, 2024 | Jan 28, 2025 (161 d) |
| Mario Dont'A Rudolph | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Apr 8, 2025 (252 d) |
| Justin Jon Lundberg | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2024 | Mar 11, 2026 (600 d) |
| Robert Anthony Curtis | Facet independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2024 | Jan 22, 2025 (197 d) |
| Christopher Brian Carr | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Dec 19, 2024 (175 d) |
| Michael Lloyd Del Carlo | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Oct 18, 2024 (114 d) |
| Hyun Sup Paik | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2024 | Feb 4, 2026 (588 d) |
| James Mitchell Nikcevich | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2024 | Jun 20, 2025 (367 d) |
| James Andrew Mitchell | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | Feb 20, 2025 (273 d) |
| Hector Leonardo Nava-Castanon | Osaic Fa, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Dec 1, 2025 (572 d) |
| Richard Scott Padow | Alight Financial Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2024 | Sep 16, 2026 (897 d) |
| Christian Daniel Lenahan | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | May 13, 2026 (806 d) |
| Ryan Joseph Richmond | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Aug 29, 2025 (598 d) |
| Ousman Bojang | Pruco Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Mar 3, 2025 (441 d) |
| Victor David Krikor Bozadjian | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 15, 2023 | Oct 17, 2025 (672 d) |
| Yvonne Jimenez | Schwab Wealth Advisory, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Nov 27, 2023 | Nov 30, 2023 |
| Jenny Alice Duncan | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Nov 17, 2023 |
| Bradley Todd Huff | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2023 | Sep 22, 2023 |
| Richard Joseph Marvray | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2023 | May 2, 2025 (603 d) |
| Michael Craig Waldow | Freedom Family Office, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2023 | Mar 11, 2026 (922 d) |
| Jason Joseph Robinson | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2023 | Dec 11, 2024 (488 d) |
| Matthew Laurence Igus | Citigroup Global Markets Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Dec 5, 2025 (865 d) |
| Zachary John Perret | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Jul 28, 2023 |
1,050 moves match.