DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Transamerica Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter AbbateFirst Command Financial Planning, Inc. otherTransamerica Financial Advisors, LLC otherOtherDec 21, 2012Mar 5, 2013 (74 d)
James Michael KennedyNorth Point Financial Advisors, Inc. unclassifiedTransamerica Financial Advisors, LLC otherOtherDec 18, 2012Nov 13, 2012
Wen-Liang HuangMML Investors Services, LLC otherTransamerica Financial Advisors, LLC otherOtherDec 17, 2012Feb 6, 2013 (51 d)
David PikopEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC otherOtherDec 11, 2012Feb 13, 2013 (64 d)
Abdulla MirpurUnited Capital Management unclassifiedTransamerica Financial Advisors, LLC BD affiliatedOtherDec 4, 2012Sep 18, 2025 (4671 d)
Anthony James ManganaroMML Investors Services, LLC otherTransamerica Financial Advisors, LLC otherOtherNov 20, 2012Nov 21, 2012
Scott John DoyleStifel Independent Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherNov 7, 2012Dec 14, 2012 (37 d)
Themba MagagulaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherNov 6, 2012May 30, 2014 (570 d)
Serria Tawan RegoWaddell & Reed otherTransamerica Financial Advisors, LLC otherOtherOct 31, 2012Nov 8, 2012
Robin Lynn CorleyWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC otherOtherOct 16, 2012Sep 24, 2014 (708 d)
Meredith Denise SimsKovack Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 21, 2012Sep 5, 2012
Leonard CurcioPrimerica Advisors national BDTransamerica Financial Advisors, LLC otherOtherAug 15, 2012Aug 13, 2012
Michael Edward SullivanCetera Investment Advisers LLC otherTransamerica Financial Advisors, LLC otherOtherJul 26, 2012Jul 24, 2012
Kevin Akio OkumuraNew England Securities Corporation otherTransamerica Financial Advisors, LLC otherOtherJul 17, 2012Mar 4, 2013 (230 d)
Kevin Michael BrownInvestors Capital Advisory otherTransamerica Financial Advisors, LLC otherOtherJun 27, 2012Jul 13, 2012
Stan Russell HallAwm Services, Inc. no RAUMTransamerica Financial Advisors, LLC otherOtherJun 5, 2012Sep 12, 2009
Jonathan A MillerNext Financial Group, Inc. otherTransamerica Financial Advisors, LLC otherOtherMay 3, 2012May 2, 2012
Mark MatsumuraNew England Securities Corporation otherTransamerica Financial Advisors, LLC otherOtherMay 2, 2012May 8, 2012
Ted Joel DickinsonMoney Concepts Advisory Service otherTransamerica Financial Advisors, LLC otherOtherMay 1, 2012May 8, 2012
Samuel Manasseh RichmondInvest Financial Corporation otherTransamerica Financial Advisors, LLC otherOtherApr 25, 2012Jun 26, 2012 (62 d)
Andrew Blaise AnelloMsi Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherApr 12, 2012May 31, 2012 (49 d)
Kevin Richard MorseMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherMar 5, 2012Aug 17, 2012 (165 d)
Olaf Boris KinstlerWaddell & Reed otherTransamerica Financial Advisors, LLC otherOtherFeb 28, 2012Dec 17, 2012 (293 d)
Charles Jerome MopsikNorthwestern Mutual Investment Services,LLC otherTransamerica Financial Advisors, LLC otherOtherFeb 21, 2012Feb 20, 2014 (730 d)
David Lee CobbProsperity Economics Partners, LLC no RAUMTransamerica Financial Advisors, LLC otherOtherFeb 6, 2012Feb 1, 2012
Rodney Perry KeyesSignator Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherJan 23, 2012Feb 16, 2012
Maritza NevarezInteractive Financial Advisors otherTransamerica Financial Advisors, LLC otherOtherJan 12, 2012Jun 6, 2016 (1607 d)
Marlon E. SomersallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherJan 10, 2012Jan 3, 2014 (724 d)
Schuyler Chase CaytonWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC otherOtherJan 10, 2012Jan 9, 2012
Marsha DaughertyMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherJan 6, 2012Jan 4, 2012
Jeremy Brian EvansInvestment Advisors International, Inc. unclassifiedTransamerica Financial Advisors, LLC BD affiliatedOtherDec 31, 2011Jan 5, 2021 (3293 d)
Sylvester BrownLPL Financial LLC otherTransamerica Financial Advisors, LLC otherOtherDec 31, 2011Mar 14, 2016 (1535 d)
Anna M. ManningMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherDec 8, 2011Dec 13, 2011
Pablo Ildefonso BalartNext Financial Group, Inc. otherTransamerica Financial Advisors, LLC otherOtherNov 17, 2011Dec 15, 2011
Theodore BennettAmeriprise Financial Services, LLC national BDTransamerica Financial Advisors, LLC otherOtherOct 17, 2011Oct 10, 2013 (724 d)
Austin Christopher LeeGoldman Sachs Wealth Services, L.P. otherTransamerica Financial Advisors, LLC BD affiliatedOtherSep 27, 2011Jul 30, 2020 (3229 d)
Adelle Ramos TanEsi Financial Advisors otherTransamerica Financial Advisors, LLC otherOtherSep 19, 2011Feb 10, 2012 (144 d)
Michael VatterMomentum Independent Network Inc. otherTransamerica Financial Advisors, LLC otherOtherSep 2, 2011Aug 12, 2011
Ayelet BissonInvestment Advisors International, Inc. unclassifiedTransamerica Financial Advisors, LLC BD affiliatedOtherAug 31, 2011Sep 28, 2022 (4046 d)
Thomas W PlemmonsMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherAug 19, 2011Jul 12, 2013 (693 d)
Mark Edward GanterMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherAug 17, 2011Sep 1, 2011
Juliana LanierInvestment Advisors International, Inc. unclassifiedTransamerica Financial Advisors, LLC otherOtherJul 12, 2011Jun 12, 2013 (701 d)
Arturo RochaMML Investors Services, LLC otherTransamerica Financial Advisors, LLC otherOtherJul 8, 2011Jun 7, 2012 (335 d)
Allen Joseph MahnkeEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC otherOtherJul 8, 2011Aug 15, 2012 (404 d)
Andrew Geist EakinNfp Advisor Services, LLC otherTransamerica Financial Advisors, LLC otherOtherJul 1, 2011Aug 10, 2011 (40 d)
Mark Alan GaylordMcl Financial Group, Inc. unclassifiedTransamerica Financial Advisors, LLC otherOtherJun 13, 2011Apr 30, 2014 (1052 d)
Marc Lawrence DelphineForesters Equity Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherMay 23, 2011Jun 3, 2011
Daniel Santillan CotamaganaChase Investment Services Corp. otherTransamerica Financial Advisors, LLC otherOtherApr 27, 2011May 2, 2012 (371 d)
Jiyoung I ChungWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC otherOtherMar 29, 2011Jun 11, 2012 (440 d)
David James MannaioniFinancial Action, Inc. independent RIATransamerica Financial Advisors, LLC otherOtherMar 28, 2011Apr 3, 2012 (372 d)
Shawnee G AndersonStephen Douglas Investment Advisory, Inc. unclassifiedTransamerica Financial Advisors, LLC otherOtherMar 9, 2011Mar 4, 2013 (726 d)
Keith Ledon PridgenLanark Financial, Inc. otherTransamerica Financial Advisors, LLC otherOtherMar 8, 2011Apr 15, 2011 (38 d)
Vi Quang LieuChase Investment Services Corp. otherTransamerica Financial Advisors, LLC otherOtherMar 3, 2011Jun 26, 2012 (481 d)
Jonathan Paul PiphoCetera Advisor Networks LLC otherTransamerica Financial Advisors, LLC otherOtherFeb 17, 2011Nov 28, 2012 (650 d)
Craig Edmund LytleSpc otherTransamerica Financial Advisors, LLC otherOtherFeb 14, 2011Feb 14, 2011
Ronald Robert ZimmerRaymond James & Associates, Inc. national BDTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2011Jun 3, 2019 (3043 d)
David Nathaniel FloraEdward Jones national BDTransamerica Financial Advisors, LLC otherOtherJan 3, 2011Jun 3, 2011 (151 d)
Lonnie Wayne HoodCetera Advisors LLC otherTransamerica Financial Advisors, LLC otherOtherDec 31, 2010Jan 6, 2011
Saul Kalu OnyeukuSecurities America Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherDec 31, 2010Jan 7, 2011
Edward KesisianMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherDec 23, 2010Aug 24, 2016 (2071 d)
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537 moves match.