| Joshua Mark Hamm | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2011 | Jun 6, 2011 |
| Pamela Joy Pouncy | Morgan Stanley wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 26, 2011 | Jan 14, 2013 (599 d) |
| Jonathan Patrick Wasey | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | May 19, 2011 | Jun 10, 2011 |
| Kevin M Davis | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 12, 2011 | May 10, 2011 |
| John Christopher Mathews | Morgan Stanley wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 12, 2011 | May 10, 2011 |
| David R Pierce | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2011 | May 10, 2011 |
| Miles Robert Miller | LPL Financial LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 29, 2011 | Apr 19, 2011 |
| James Michael Wood | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 25, 2011 | May 13, 2011 |
| William Thomas Payne | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 12, 2011 | Apr 11, 2011 |
| Paula Demars Megan | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 8, 2011 | Apr 13, 2011 |
| Michael Castillo Campos | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2011 | Apr 12, 2011 |
| Robert John Pelliciotta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 30, 2011 | Mar 24, 2011 |
| Stephen Paul Kanoy | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 22, 2011 | Apr 11, 2011 |
| Sean Taylor Buckley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 15, 2011 | May 17, 2011 (63 d) |
| Shelly D. Walton | Msi Financial Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 14, 2011 | Mar 14, 2011 |
| William A Howard | Fnb Brokerage Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 14, 2011 | Aug 17, 2012 (522 d) |
| Thomas Theodore Gerardi | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 8, 2011 | Mar 29, 2011 |
| Marcus Thompson | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 8, 2011 | Mar 7, 2011 |
| William Dale Kelly | Pnc Managed Account Solutions, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 28, 2011 | May 4, 2011 (65 d) |
| Aaron Kyle Rainwater | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 28, 2011 | Mar 8, 2011 |
| Douglas Charles Tyson | Psa Financial Advisors Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 25, 2011 | Mar 8, 2011 |
| Virginia Holbrook Morris | Pnc Managed Account Solutions, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 15, 2011 | Jun 7, 2011 (112 d) |
| Brandan Matthew Kot | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 31, 2011 | Feb 2, 2011 |
| Glen David Amason | Commerce Wealth Advisers, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 24, 2011 | May 4, 2011 (100 d) |
| Ryan C Painter | First Command Financial Planning, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 24, 2011 | Feb 7, 2011 |
| Shane Adam Kendrick | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 20, 2011 | Jun 24, 2011 (155 d) |
| Joseph Wallace Carrington | Triad Advisors, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 13, 2011 | Jan 31, 2011 |
| Matthew Apgar Balady | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 6, 2011 | Jan 19, 2011 |
| Derek Adrian Shifflett | Cuna Brokerage Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 22, 2010 | Jan 12, 2011 |
| Coty Channing Backmon | Waddell & Reed other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 21, 2010 | Jun 6, 2011 (167 d) |
| Stacy Lynn Coldwell | Charles Schwab & Co., Inc. national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 17, 2010 | Nov 27, 2012 (711 d) |
| Jonathan Dorsey | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 15, 2010 | Nov 17, 2011 (337 d) |
| Patricia Lynn Watson | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Nov 11, 2010 | Jul 23, 2014 (1350 d) |
| Gabriella Amel Musrock | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Nov 11, 2010 | Dec 8, 2010 |
| Lawrence Roger Allen | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Nov 10, 2010 | Mar 18, 2003 |
| Adam Wade Deal | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Nov 10, 2010 | Jan 18, 2011 (69 d) |
| Timothy Calhoun Gray | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 9, 2010 | Nov 15, 2010 |
| Kelly Burkholder | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 8, 2010 | Nov 26, 2010 |
| Richard Haley Hobgood | Brewer Investment Advisors LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Nov 5, 2010 | Mar 10, 2011 (125 d) |
| Scott Windsor | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 1, 2010 | Dec 8, 2010 (37 d) |
| Todd Stephen Tillotson | J.P. Morgan Securities LLC wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 15, 2010 | Nov 9, 2010 |
| William Bradford Flowers | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 22, 2010 | Oct 13, 2010 |
| Kenneth Taylor Martin | Wells Fargo Investments, LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Sep 20, 2010 | Aug 30, 2010 |
| Jeffrey Burgess | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 14, 2010 | Sep 13, 2010 |
| Stephen Richard Smith | Raymond James Financial Services Advisors, Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 13, 2010 | Oct 6, 2010 |
| Ernie G Lewis | Pnc Wealth Management other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 13, 2010 | Sep 27, 2010 |
| Tobias Allan Meek | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2010 | Dec 21, 2010 (103 d) |
| Scott Soenen | Southstate Advisory, Inc. no RAUM | Bb&T Investment Services, Inc. no RAUM | Other | Sep 8, 2010 | Sep 15, 2010 |
| Kenneth Lee Watson | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 3, 2010 | Jul 17, 2012 (683 d) |
| Paul Matthew Barbieri | Park Avenue Securities LLC other | Bb&T Investment Services, Inc. other | Other | Sep 1, 2010 | Aug 2, 2016 (2162 d) |
| Michelle Cook | Sterne Agee Asset Management, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 31, 2010 | Sep 8, 2010 |
| Jamie Morris Rowell | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 19, 2010 | Sep 20, 2010 (32 d) |
| Paul Joseph Vahle | Lanark Financial, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 17, 2010 | Sep 12, 2011 (391 d) |
| Paul Chisholm | Thrivent Investment Management Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 9, 2010 | Oct 4, 2010 (56 d) |
| Jacqueline Eldridge | Morgan Keegan & Company, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 22, 2010 | Jan 13, 2011 (175 d) |
| Christopher Grant Lawson | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 13, 2010 | Jul 13, 2010 |
| Virginia Ann Copley | Pnc Wealth Management other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 13, 2010 | Jul 14, 2010 |
| John Anthony Brown | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 9, 2010 | Jul 15, 2010 |
| Victor Donaldson Kane | Raymond James Financial Services Advisors, Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 6, 2010 | Nov 16, 2010 (133 d) |
| Michael Anthony Johns | LPL Financial LLC other | Bb&T Investment Services, Inc. no RAUM | Other | May 26, 2010 | Mar 16, 2010 |