Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Pilar Urrego	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 5, 2012	Jan 14, 2013 (40 d)
Juan A Rodriguez	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 5, 2012	Oct 29, 2013 (328 d)
Joao Carlos Bastos	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 4, 2012	Feb 26, 2013 (84 d)
Konstantin Rusin	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 4, 2012	Dec 10, 2012
Yuha Elsa Tse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Nov 29, 2012	Dec 6, 2012
Alex Stuart Hamill	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Nov 20, 2012	Nov 29, 2012
Denise Biederman Rayve	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Nov 16, 2012	Nov 16, 2012
Kevin F Meserve	Valic Financial Advisors, Inc. other	Hsbc Securities (USA) Inc. other	Other	Nov 15, 2012	Apr 1, 2013 (137 d)
Steven Henry Pisano	Eagle Strategies LLC other	Hsbc Securities (USA) Inc. other	Other	Nov 14, 2012	Nov 8, 2012
Timothy Ping Leung	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	Nov 1, 2012	Mar 26, 2015 (875 d)
Ricardo Ramirez	Riwm, LLC state registered	Hsbc Securities (USA) Inc. other	Other	Oct 31, 2012	Oct 8, 2012
Dominique Israel	Capital One Financial Advisors LLC unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 18, 2012	Nov 8, 2012
Lawrence R Bahneman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Oct 16, 2012	Nov 26, 2012 (41 d)
Luis A Alfonso	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Oct 16, 2012	Oct 26, 2012
Serafino Bruno	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Oct 8, 2012	Oct 9, 2012
Janet Kawamoto Zhang	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Sep 28, 2012	Nov 5, 2012 (38 d)
Ali Mozaffar	First Command Financial Planning, Inc. other	Hsbc Securities (USA) Inc. other	Other	Sep 26, 2012	Dec 11, 2012 (76 d)
Edgardo Ahmed Castro	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Sep 24, 2012	Oct 2, 2012
Christopher L Ortiz	Deutsche Bank Securities Inc. other	Hsbc Securities (USA) Inc. other	Other	Sep 19, 2012	Jul 7, 2014 (656 d)
Lucette Calas	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 29, 2012	Dec 13, 2012 (106 d)
Kun Lin Chung	Principal Securities, Inc. other	Hsbc Securities (USA) Inc. other	Other	Aug 14, 2012	Aug 22, 2012
Barclay Kung	Waddell & Reed other	Hsbc Securities (USA) Inc. other	Other	Jul 31, 2012	Aug 1, 2012
Vyacheslav Kuzmin	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 30, 2012	Sep 9, 2013 (406 d)
Vajoan Marte	Pnc Wealth Management other	Hsbc Securities (USA) Inc. other	Other	Jul 26, 2012	Dec 3, 2013 (495 d)
Yevgeniy Gryazev	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jul 5, 2012	Jul 27, 2012
Dana Samuel West	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Jun 18, 2012	Jun 7, 2012
Joey Sergio Soto	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jun 12, 2012	Jul 12, 2012
Lawrence E Sienkiewicz	Fmsi Advisers other	Hsbc Securities (USA) Inc. other	Other	Jun 11, 2012	Jun 19, 2012
Chang Lee	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	May 29, 2012	Jun 12, 2012
David Chan	Capital One Financial Advisors LLC unclassified	Hsbc Securities (USA) Inc. other	Other	May 25, 2012	Jun 12, 2012
Jimmy Lee	Msi Financial Services, Inc. other	Hsbc Securities (USA) Inc. other	Other	May 21, 2012	Jun 1, 2012
Alfonso Montoya	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	May 16, 2012	May 22, 2012
Jill M Osullivan	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 15, 2012	Apr 10, 2025 (4713 d)
Mark T Childs	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 15, 2012	Dec 5, 2019 (2760 d)
Mei Wang	J.P. Morgan Securities LLC wirehouse	Hsbc Securities (USA) Inc. other	Other	May 15, 2012	Jan 10, 2013 (240 d)
Christopher James Spango	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Apr 30, 2012	May 9, 2012
Jim Lucas	E*Trade Capital Management, LLC other	Hsbc Securities (USA) Inc. other	Other	Apr 17, 2012	Apr 17, 2012
Jason Leberfeld	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Apr 9, 2012	Jul 9, 2012 (91 d)
Thomas Alan Jaffe	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Apr 5, 2012	Nov 15, 2012 (224 d)
Jean Bifano	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Apr 5, 2012	Jun 18, 2012 (74 d)
Roberto Ramiro Pena	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Mar 20, 2012	Apr 9, 2012
Negin Banaei	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Mar 12, 2012	Apr 4, 2013 (388 d)
Melisa Bahmanyar	Avantax Advisory Services other	Hsbc Securities (USA) Inc. other	Other	Feb 27, 2012	Mar 6, 2012
Christopher Anthony Cardali	Td Ameritrade Investment Management, LLC other	Hsbc Securities (USA) Inc. other	Other	Feb 23, 2012	Nov 23, 2012 (274 d)
Marcelo Fabian Ubal	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 21, 2012	Oct 26, 2012 (248 d)
Jingfeng Liao	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 17, 2012	Mar 6, 2012
Taehoon Gang	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Feb 16, 2012	Feb 21, 2012
Tuo Sheng Mei	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Feb 10, 2012	Feb 21, 2012
Elizabeth Ann Allen	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Feb 7, 2012	Oct 22, 2013 (623 d)
Savas Nick Constantinou	Advice And Planning Services other	Hsbc Securities (USA) Inc. other	Other	Jan 26, 2012	Apr 10, 2012 (75 d)
Steven Robert Brown	LPL Financial LLC other	Hsbc Securities (USA) Inc. other	Other	Jan 19, 2012	Jan 30, 2012
Raymond Krumdieck	Morgan Stanley wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 6, 2012	Apr 26, 2012 (111 d)
Peter Jeremy Creedon	Kovack Advisors, Inc. other	Hsbc Securities (USA) Inc. other	Other	Dec 31, 2011	Oct 16, 2012 (290 d)
Nathan Jerry Frenkiel	Ladenburg Thalmann Asset Management Inc other	Hsbc Securities (USA) Inc. other	Other	Dec 23, 2011	Jan 12, 2012
Thuc Tri Tran	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	Dec 22, 2011	Feb 21, 2012 (61 d)
Johanna Imhof	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Dec 21, 2011	Feb 17, 2012 (58 d)
Brannigan James Judge	Citigroup Global Markets Inc. other	Hsbc Securities (USA) Inc. other	Other	Dec 21, 2011	Nov 20, 2012 (335 d)
Lester E Kuan	Raymond James & Associates, Inc. national BD	Hsbc Securities (USA) Inc. other	Other	Dec 19, 2011	Jun 1, 2012 (165 d)
Jonathan Paul Bostwick	Edward Jones national BD	Hsbc Securities (USA) Inc. other	Other	Dec 12, 2011	Jan 12, 2012 (31 d)
Damion Jeremy Hendrickson	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Nov 30, 2011	Dec 19, 2011

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708 moves match.