| Merek Williams | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 18, 2023 | Feb 11, 2025 (543 d) |
| Cody Molacek | River Glen Wealth Counselors independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 17, 2023 | Mar 20, 2024 (216 d) |
| David Grant Metzger | Origin Investment Advisory LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 7, 2023 | Mar 25, 2024 (231 d) |
| Andrew Neil Wyckoff | Townsend independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 7, 2023 | Jan 7, 2026 (884 d) |
| Kayleigh Zarndt | Wealth Enhancement Advisory Services, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2023 | Sep 19, 2023 (50 d) |
| Patrick Lawrence Toohers | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 28, 2023 | Sep 14, 2023 (48 d) |
| Karen F Ricketts | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 26, 2023 | Sep 20, 2023 (56 d) |
| Ines Delia Collazo | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2023 | May 13, 2025 (662 d) |
| Andreas Nydal | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 20, 2023 | Jul 21, 2023 |
| Michael Byung Do Lee | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 19, 2023 | Aug 17, 2023 |
| Steven Cook | T. Rowe Price Advisory Services, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 12, 2023 | Jul 14, 2026 (1098 d) |
| Sarah Elizabeth Beggs | T. Rowe Price Advisory Services, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 12, 2023 | Sep 17, 2025 (798 d) |
| Michael John Andrews | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 12, 2023 | Sep 21, 2023 (71 d) |
| Eugene M Gallagher | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 10, 2023 | Sep 11, 2023 (63 d) |
| Sara Diaz | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 3, 2023 | Feb 6, 2024 (218 d) |
| David N Stansberry | Atlas Financial, LLC unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 28, 2023 | Aug 4, 2023 (37 d) |
| Cullin Haden | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 2, 2023 | Jul 18, 2023 (46 d) |
| Dawn Marie Kalinowski | Newedge Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2023 | Aug 25, 2023 (86 d) |
| Philip John Ferrara | Larson Financial Group, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 30, 2023 | Nov 6, 2023 (160 d) |
| Brian Wenstrup | Touchstone Advisors Inc asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 25, 2023 | Jul 7, 2023 (43 d) |
| Jennifer Wu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 22, 2023 | Jul 19, 2023 (58 d) |
| Alexis E Rodriguez | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 19, 2023 | Sep 21, 2023 (125 d) |
| Cris Alvarez | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 15, 2023 | Apr 9, 2024 (330 d) |
| Drew Tuchfarber | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 9, 2023 | Oct 15, 2023 (159 d) |
| Brett Dale Carson | Carson Group Investing asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 5, 2023 | Jun 22, 2023 (48 d) |
| Philip Patten | Pursuit Financial, LLC unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 4, 2023 | Feb 19, 2025 (657 d) |
| Christopher Paul Hughes | Putnam Investment Management, LLC asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 2, 2023 | Jul 26, 2023 (85 d) |
| Audrey Elise Pred | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 1, 2023 | Jul 25, 2023 (85 d) |
| Huan Wang | Seia BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 28, 2023 | Aug 11, 2023 (105 d) |
| Steven Potwin | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 21, 2023 | May 25, 2023 (34 d) |
| Dave Jonathan Guzman | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 19, 2023 | Jun 14, 2024 (422 d) |
| Zachary Mcnelis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 18, 2023 | Jun 2, 2023 (45 d) |
| Frank Joseph Uxa | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 17, 2023 | May 22, 2023 (35 d) |
| John Hughes Scott | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 17, 2023 | May 19, 2023 (32 d) |
| Janelle L Aldridge | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 17, 2023 | Jan 16, 2024 (274 d) |
| Joseph Bartlett | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 10, 2023 | Jan 1, 2026 (997 d) |
| Erin Geraldine Caldwell | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 5, 2023 | May 25, 2023 (50 d) |
| Justin Peterkin | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 1, 2023 | May 3, 2023 (32 d) |
| William Brandon Gooding | Securities America Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 31, 2023 | Apr 10, 2023 |
| Scott Cohn | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 30, 2023 | Jan 6, 2024 (282 d) |
| Jayson De Jesus Collazo | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 30, 2023 | May 8, 2023 (39 d) |
| Edward Thomas Kenney | Truist Advisory Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 28, 2023 | May 15, 2023 (48 d) |
| Stephen Bishop | Franklin Street Advisors Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 17, 2023 | Apr 22, 2026 (1132 d) |
| Michael Robert Bruce | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 16, 2023 | Nov 10, 2023 (239 d) |
| Lee W Northern | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 14, 2023 | Aug 29, 2023 (168 d) |
| Benjamin Rush Miller | M Holdings Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 7, 2023 | Jan 1, 2025 (666 d) |
| Aaron Durda | Capital Advisors, Ltd., LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 1, 2023 | Jul 18, 2023 (139 d) |
| Michael Cusick | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 21, 2023 | May 17, 2023 (85 d) |
| Aimee Carissa Daigle | LPL Financial LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 17, 2023 | Mar 28, 2023 (39 d) |
| Carla K Stohlmann | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2023 | May 4, 2026 (1173 d) |
| Joanna Marie Niemiec | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2023 | Mar 31, 2023 (43 d) |
| Jared Lloyd Macfarland | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 7, 2023 | Mar 22, 2023 (43 d) |
| Carey A Droznek | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 3, 2023 | Jun 29, 2023 (146 d) |
| Kathryn Elander Sachs | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 2, 2023 | Mar 15, 2023 (41 d) |
| Evan Shifley | Newedge Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2023 | Feb 27, 2023 |
| Kyle Hoeppner | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2023 | Mar 17, 2023 (44 d) |
| Timothy B Parsons | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 20, 2023 | Apr 18, 2023 (88 d) |
| Thomas Avanzato | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 18, 2023 | Mar 10, 2023 (51 d) |
| Thomas Chiswick | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 9, 2023 | Feb 1, 2023 |
| Forrest E Hall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2023 | Mar 13, 2023 (67 d) |