DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Peter KuzmiskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherJun 28, 2013Jul 22, 2013
Tina Marie DepaolaWells Fargo Advisors wirehouseSantander Securities otherOtherJun 17, 2013Jun 26, 2013
Craig Dennis JohnsonMML Investors Services, LLC otherSantander Securities otherOtherJun 12, 2013Jul 1, 2013
John Natale RussoPnc Wealth Management otherSantander Securities otherOtherMay 9, 2013Aug 16, 2013 (99 d)
Shoug MaysonCetera Advisors LLC otherSantander Securities otherOtherMay 9, 2013May 6, 2013
Myles A. ShapiroCitigroup Global Markets Inc. otherSantander Securities otherOtherMay 6, 2013Mar 25, 2015 (688 d)
Zenaida Buenaventura OrdunaMutual Of Omaha Investor Services, Inc. no RAUMSantander Securities otherOtherApr 18, 2013Apr 16, 2013
Seamus Joseph WhalenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherApr 15, 2013Apr 30, 2013
Michael G DooleyInvestors Capital Advisory otherSantander Securities otherOtherMar 13, 2013Jul 15, 2013 (124 d)
Roberta FernandesMorgan Stanley wirehouseSantander Securities otherOtherMar 11, 2013Oct 16, 2014 (584 d)
Jason EllisMorgan Stanley wirehouseSantander Securities otherOtherMar 5, 2013Apr 4, 2013
Seth BerkowitzCitigroup Global Markets Inc. otherSantander Securities otherOtherFeb 25, 2013Feb 14, 2013
Lenard Anthony ReivesRBC Capital Markets, LLC national BDSantander Securities otherOtherFeb 8, 2013May 30, 2013 (111 d)
Rawad KassemMorgan Stanley wirehouseSantander Securities otherOtherFeb 7, 2013Jan 8, 2014 (335 d)
Frank Alfred HosmerJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherJan 30, 2013Feb 5, 2013
Prinya SommalaCitizens Securities, Inc. otherSantander Securities otherOtherJan 28, 2013Feb 21, 2013
Richard H BuckleySignator Investors, Inc. otherSantander Securities otherOtherJan 11, 2013Jan 18, 2013
Michael William TuomalaEdward Jones national BDSantander Securities otherOtherJan 8, 2013Dec 8, 2014 (699 d)
Brian Robert GaumontCitizens Securities, Inc. otherSantander Securities otherOtherJan 3, 2013Jan 7, 2013
Randolph Kendall FelizAmeriprise Financial Services, LLC national BDSantander Securities otherOtherDec 31, 2012May 15, 2013 (135 d)
John M DemasiForesters Equity Services, Inc. otherSantander Securities otherOtherDec 31, 2012Apr 11, 2013 (101 d)
Matthew John WilcoxCitizens Securities, Inc. otherSantander Securities otherOtherDec 7, 2012Dec 13, 2012
John James ObrienStrategic Advisers LLC national BDSantander Securities otherOtherNov 21, 2012Jul 11, 2013 (232 d)
Emilio Enrique RiveraJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherNov 16, 2012Nov 20, 2012
Debra IorioMorgan Stanley wirehouseSantander Securities otherOtherNov 6, 2012Dec 14, 2012 (38 d)
Thomas J TheodoreMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherOct 18, 2012Oct 17, 2012
David Paul DufourLPL Financial LLC otherSantander Securities otherOtherOct 10, 2012Nov 19, 2013 (405 d)
Mark C WittCitizens Securities, Inc. otherSantander Securities otherOtherOct 9, 2012Oct 17, 2012
Ryan Matthew BronowiczAmeriprise Financial Services, LLC national BDSantander Securities otherOtherSep 24, 2012Dec 10, 2012 (77 d)
Jason Edward SchottMorgan Stanley wirehouseSantander Securities otherOtherSep 7, 2012Jul 8, 2013 (304 d)
Sarah A Currier-BarrellaCitizens Securities, Inc. otherSantander Securities otherOtherAug 31, 2012Sep 12, 2012
Paul SilvaCitizens Securities, Inc. otherSantander Securities otherOtherAug 28, 2012Sep 12, 2012
Kyle BraenderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherAug 16, 2012Mar 4, 2013 (200 d)
Julie Wong SumitomoCitizens Securities, Inc. otherSantander Securities otherOtherAug 13, 2012Sep 21, 2012 (39 d)
Joseph FeliceMorgan Stanley wirehouseSantander Securities otherOtherAug 8, 2012Dec 10, 2012 (124 d)
Jocelyn DegrooteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherJul 27, 2012Dec 21, 2012 (147 d)
Carl Joseph HassettEaton Vance Management otherSantander Securities BD affiliatedOtherJul 27, 2012Feb 22, 2024 (4227 d)
Sebastiano MancarellaInvest Financial Corporation otherSantander Securities otherOtherMay 3, 2012May 7, 2013 (369 d)
Kevin Leroy PierceWells Fargo Advisors wirehouseSantander Securities otherOtherApr 20, 2012Mar 19, 2013 (333 d)
Peter Timothy SimpsonCetera Investment Advisers LLC otherSantander Securities otherOtherApr 19, 2012Mar 18, 2013 (333 d)
Maria Tychi-KefalasHsbc Securities (USA) Inc. otherSantander Securities otherOtherFeb 6, 2012Apr 3, 2013 (422 d)
Heather Suzanne FurdynaEquitable Advisors, LLC national BDSantander Securities otherOtherFeb 2, 2012Apr 26, 2013 (449 d)
Robert P HuntingtonMorgan Stanley wirehouseSantander Securities otherOtherJan 6, 2012Aug 21, 2013 (593 d)
August Charles MieleB. Riley Wealth Advisors, Inc. otherSantander Securities BD affiliatedOtherDec 23, 2011Mar 19, 2021 (3374 d)
Philip Michael NapolitanoAst Investment Services, Inc. otherSantander Securities otherOtherNov 18, 2011Mar 28, 2013 (496 d)
Raul A ZubillagaSuntrust Investment Services, Inc. otherSantander Securities otherOtherJan 6, 2011May 8, 2013 (853 d)
Amy AmicoAarp Financial unclassifiedSantander Securities otherOtherOct 11, 2010Sep 21, 2012 (711 d)
Felix Rene Sanchez CarrasquilloUBS Financial Services Inc. wirehouseSantander Securities otherOtherMay 13, 2009Jul 30, 2010 (443 d)
Allen George SawyerGlobal Portfolio Strategies, Inc. otherSantander Securities otherOtherFeb 10, 2009May 25, 2016 (2661 d)
Earle William JardenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherJan 20, 2009Feb 14, 2013 (1486 d)
Colleen ParkerStrategic Advisers LLC national BDSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2008Jan 11, 2022 (4936 d)
Scott Michael JohnsonBanc Of America Investment Services, Inc. unclassifiedSantander Securities otherOtherDec 17, 2007Jan 24, 2014 (2230 d)
Roger Henry FosterOpus Investment Management, Inc. otherSantander Securities BD affiliatedOtherDec 1, 2006Feb 19, 2025 (6655 d)
William Gerard JacquesMML Investors Services, LLC otherSantander Securities otherOtherJul 26, 2006Sep 15, 2015 (3338 d)
James Gregory EverlofT. Rowe Price Advisory Services, Inc. no RAUMSantander Securities otherOtherMar 15, 2006Oct 4, 2013 (2760 d)
Robert Shawn CraigMML Investors Services, LLC otherSantander Securities BD affiliatedOtherOct 14, 2004Jul 2, 2019 (5374 d)
Kenneth Ray SmithRaymond James Financial Services, Inc. unclassifiedSantander Securities otherOtherAug 26, 2003Jan 13, 2014 (3793 d)
Page 7 of 7Previous
417 moves match.