DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shannon James BeneTd Ameritrade Investment Management, LLC independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAMar 21, 2018Apr 12, 2018
Ian Thomas BarrFisher Investments independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAMar 21, 2018Apr 5, 2018
Darren Brent MillerAdvice And Planning Services otherE*Trade Capital Management, LLC independent RIAOtherMar 18, 2018Apr 10, 2018
Patrick PattersonVoya Financial Advisors, Inc. otherE*Trade Capital Management, LLC independent RIAOtherMar 16, 2018Mar 27, 2018
Brian Joe WinebrennerStrategic Advisers LLC national BDE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 11, 2018Mar 19, 2018
Sei Il ImScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2018Apr 8, 2019 (395 d)
Christopher Scott FinleyScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2018Mar 28, 2018
Anthony James StapletonScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2018Oct 26, 2018 (232 d)
Mckay RobbinsScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2018May 29, 2018 (82 d)
Md Nayeem HossainScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2018Mar 15, 2018
Jason James PhillipsScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Jul 30, 2018 (145 d)
Desmond GonzalezScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Apr 23, 2018 (47 d)
Juan Felipe VegaScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Jul 12, 2019 (492 d)
Karen ChangScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Sep 26, 2018 (203 d)
Steven Ferdinand FattoriniScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Jun 21, 2018 (106 d)
Timothy R WagenknechtWealth Watch Advisors, Inc otherE*Trade Capital Management, LLC independent RIAOtherMar 7, 2018Mar 9, 2018
Adrian ByrdScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Mar 16, 2018
Kemon Decorey NealCapital One Advisors, LLC otherE*Trade Capital Management, LLC independent RIAOtherFeb 13, 2018Feb 21, 2018
Juling YangFsc Securities Corporation BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2018Apr 10, 2018 (63 d)
Jack Randall JensenCuso Financial Services, L.P. BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2018Feb 16, 2018
Thadius BeaversCapital One Advisors, LLC otherE*Trade Capital Management, LLC otherOtherJan 9, 2018Jan 8, 2018
George ThibaultCitizens Securities, Inc. BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2018Oct 17, 2018 (282 d)
Jo Laurie SchmeltzerCue Financial Group, Inc. otherE*Trade Capital Management, LLC independent RIAOtherDec 31, 2017Jul 22, 2019 (568 d)
Barclay KungJ.P. Morgan Securities LLC wirehouseE*Trade Capital Management, LLC otherOtherDec 19, 2017Dec 21, 2017
David Michael HackmeierCharles Schwab & Co., Inc. national BDE*Trade Capital Management, LLC otherOtherDec 18, 2017Dec 18, 2017
Lauren M KennedyScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC otherOtherNov 30, 2017Dec 7, 2017
Andrew PerkinsScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC otherOtherNov 22, 2017Nov 30, 2017
Ryan Rogan AhrensPrivate Advisor Group, LLC otherE*Trade Capital Management, LLC independent RIAOtherNov 21, 2017Oct 16, 2018 (329 d)
Christopher James ConnorScottrade Investment Management otherE*Trade Capital Management, LLC otherOtherNov 14, 2017Nov 30, 2017
Kirk Douglas MichelAdvice And Planning Services otherE*Trade Capital Management, LLC otherOtherOct 20, 2017Nov 6, 2017
John AbreuMorgan Stanley wirehouseE*Trade Capital Management, LLC otherOtherSep 18, 2017Sep 20, 2017
Clinton William NoellStrategic Advisers LLC national BDE*Trade Capital Management, LLC otherOtherSep 13, 2017Oct 6, 2017
Michael David PearceBancwest Investment Services, Inc. (Bwis) otherE*Trade Capital Management, LLC otherOtherAug 30, 2017Aug 23, 2017
Konrad KarwowskiTriad Advisors, LLC otherE*Trade Capital Management, LLC independent RIAOtherAug 21, 2017Sep 13, 2018 (388 d)
Michael Javier Smith-VaughanStrategic Advisers LLC national BDE*Trade Capital Management, LLC otherOtherAug 21, 2017Aug 24, 2017
Aaron Wade RichterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseE*Trade Capital Management, LLC otherOtherAug 16, 2017Aug 21, 2017
Joshua Hamilton RandoStrategic Advisers LLC national BDE*Trade Capital Management, LLC otherOtherAug 9, 2017Sep 13, 2017 (35 d)
Sean Thomas JohnsonCharles Schwab & Co., Inc. national BDE*Trade Capital Management, LLC otherOtherAug 9, 2017Aug 29, 2017
Maurice Leonard WhittakerLord, Abbett & Co. LLC otherE*Trade Capital Management, LLC otherOtherAug 7, 2017Oct 25, 2017 (79 d)
Mathew JacksonStrategic Advisers LLC national BDE*Trade Capital Management, LLC otherOtherJul 28, 2017Aug 3, 2017
Sean Leighton BurkeStrategic Advisers LLC national BDE*Trade Capital Management, LLC otherOtherJul 26, 2017Aug 22, 2017
Darin Todd HallTd Ameritrade Investment Management, LLC otherE*Trade Capital Management, LLC otherOtherJul 12, 2017Aug 8, 2017
Genna L TrinidadMorgan Stanley wirehouseE*Trade Capital Management, LLC otherOtherJun 12, 2017Jun 14, 2017
Anthony John KraneCharles Schwab & Co., Inc. national BDE*Trade Capital Management, LLC otherOtherMay 23, 2017Sep 5, 2017 (105 d)
Jonathon K HubbardMorgan Stanley wirehouseE*Trade Capital Management, LLC otherOtherMay 22, 2017Jun 15, 2017
Andrew Chongwoo KimStrategic Advisers LLC national BDE*Trade Capital Management, LLC otherOtherMay 22, 2017Jun 21, 2017
William Eric KernPruco Securities, LLC otherE*Trade Capital Management, LLC otherOtherMay 17, 2017Dec 11, 2017 (208 d)
Whitney Deadwyler NaylorMorgan Stanley wirehouseE*Trade Capital Management, LLC otherOtherMay 10, 2017May 15, 2017
Samantha Rae GriecoCharles Schwab & Co., Inc. national BDE*Trade Capital Management, LLC otherOtherMay 3, 2017May 4, 2017
Pool PaucarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseE*Trade Capital Management, LLC otherOtherMay 1, 2017Apr 27, 2017
Saman BigharazJ.P. Morgan Securities LLC wirehouseE*Trade Capital Management, LLC otherOtherApr 19, 2017May 3, 2017
Robert HirtMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseE*Trade Capital Management, LLC otherOtherApr 17, 2017Jun 15, 2017 (59 d)
Danielle EdwardsHornor, Townsend & Kent, LLC otherE*Trade Capital Management, LLC otherOtherApr 6, 2017Apr 6, 2017
Robert Patrick RobinsonCharles Schwab & Co., Inc. national BDE*Trade Capital Management, LLC otherOtherFeb 26, 2017Apr 21, 2017 (54 d)
Devin Michael GarrettEdward Jones national BDE*Trade Capital Management, LLC otherOtherFeb 24, 2017Mar 3, 2017
Trask Andrew YoungEdward Jones national BDE*Trade Capital Management, LLC otherOtherFeb 21, 2017Feb 28, 2017
Cameron Peyton ClearOsaic Fa, Inc. otherE*Trade Capital Management, LLC otherOtherFeb 17, 2017Feb 24, 2017
Michael Philip SparacinoMorgan Stanley wirehouseE*Trade Capital Management, LLC otherOtherFeb 17, 2017Feb 28, 2017
Annabelle SlaterEdward Jones national BDE*Trade Capital Management, LLC otherOtherFeb 15, 2017Feb 16, 2017
Jordan IsbellWells Fargo Advisors wirehouseE*Trade Capital Management, LLC otherOtherFeb 9, 2017Feb 10, 2017
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865 moves match.