| Richard Scott Maholchic | Tlg Advisors, Inc. other | Lincoln Investment other | Other | Feb 11, 2014 | Feb 11, 2014 |
| Roxane Kay Miller | Fifth Third Securities, Inc. other | Lincoln Investment other | Other | Jan 17, 2014 | Jan 27, 2014 |
| James Michael Eicholzer | Legend Advisory, LLC other | Lincoln Investment BD affiliated | Other | Jan 8, 2014 | Mar 25, 2021 (2633 d) |
| Matthew Macho | Voya Retirement Advisors, LLC other | Lincoln Investment other | Other | Dec 31, 2013 | Oct 13, 2015 (651 d) |
| Andrew Paul Cooper | Ameriprise Financial Services, LLC national BD | Lincoln Investment other | Other | Dec 12, 2013 | May 15, 2014 (154 d) |
| Peter R Franz | Securities America Advisors, Inc. other | Lincoln Investment other | Other | Aug 21, 2013 | Aug 1, 2013 |
| Joseph Michael Johnston | Morgan Stanley wirehouse | Lincoln Investment other | Other | Aug 7, 2013 | Sep 11, 2014 (400 d) |
| Scottie B Ringer | Valic Financial Advisors, Inc. other | Lincoln Investment other | Other | Jul 3, 2013 | Sep 23, 2013 (82 d) |
| Brendan Moleski | Valley Forge Asset Management, LLC other | Lincoln Investment other | Other | Jun 21, 2013 | Jul 11, 2013 |
| Thomas Joseph Riley | Legend Advisory, LLC other | Lincoln Investment other | Other | Jun 7, 2013 | Jun 7, 2013 |
| Elvis Medica | Assetmark, Inc. other | Lincoln Investment other | Other | Jun 7, 2013 | Aug 5, 2013 (59 d) |
| Janet M Redding | Legend Advisory, LLC other | Lincoln Investment other | Other | Jun 7, 2013 | Jun 7, 2013 |
| Christopher Scott Gardner | Strategic Advisers LLC national BD | Lincoln Investment other | Other | May 29, 2013 | Jun 25, 2013 |
| Timothy Jon Narva | Walnut Street Securities, Inc. other | Lincoln Investment other | Other | May 17, 2013 | May 30, 2013 |
| Cole Smithers Koeniger | Hornor, Townsend & Kent, LLC other | Lincoln Investment other | Other | May 15, 2013 | May 23, 2013 |
| David Mark Defazio | Legend Advisory, LLC other | Lincoln Investment other | Other | May 13, 2013 | May 10, 2013 |
| Roger Craig Miller | Legend Advisory, LLC other | Lincoln Investment other | Other | Apr 29, 2013 | Jul 19, 2017 (1542 d) |
| James Mark Curry | Consolidated Financial other | Lincoln Investment other | Other | Apr 22, 2013 | Apr 5, 2011 |
| Jose Luis Madrigal | Signator Investors, Inc. other | Lincoln Investment other | Other | Feb 1, 2013 | Feb 28, 2013 |
| Robert Raymond Restino | Legend Advisory, LLC other | Lincoln Investment other | Other | Jan 2, 2013 | Feb 28, 2013 (57 d) |
| Joseph Michael Nelson | Questar Asset Management, Inc. other | Lincoln Investment other | Other | Dec 20, 2012 | Jan 30, 2013 (41 d) |
| Steve Durant Pontiff | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lincoln Investment other | Other | Dec 20, 2012 | Aug 28, 2013 (251 d) |
| James Ray Cratty | Matador Holdings, LLC unclassified | Lincoln Investment other | Other | Dec 18, 2012 | Jan 25, 2016 (1133 d) |
| David Leon Shelly | Raymond James Financial Services Advisors, Inc other | Lincoln Investment other | Other | Dec 17, 2012 | Jan 10, 2013 |
| Ralph Philip Lebkuecher | Securian Financial Services, Inc. other | Lincoln Investment other | Other | Dec 6, 2012 | Jan 28, 2013 (53 d) |
| Denise Lacause | Edward Jones national BD | Lincoln Investment other | Other | Dec 6, 2012 | Jan 3, 2014 (393 d) |
| Chad Devore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lincoln Investment other | Other | Nov 29, 2012 | Apr 10, 2013 (132 d) |
| Mark Ronsini | Lucia Capital Group other | Lincoln Investment other | Other | Nov 19, 2012 | Jan 22, 2013 (64 d) |
| Glen Alan Coral | Cbiz Retirement Plan Advisory Services other | Lincoln Investment other | Other | Nov 5, 2012 | Jul 22, 2015 (989 d) |
| Joshua Adam Smith | Nationwide Securities, LLC no RAUM | Lincoln Investment other | Other | Sep 17, 2012 | Sep 10, 2014 (723 d) |
| Keith Joseph Glushek | Securities America Advisors, Inc. other | Lincoln Investment other | Other | Aug 3, 2012 | Sep 28, 2012 (56 d) |
| John Roland St Marie | Legend Advisory, LLC other | Lincoln Investment other | Other | Apr 30, 2012 | May 2, 2012 |
| Robert Francis Rano | Legend Advisory, LLC other | Lincoln Investment other | Other | Apr 30, 2012 | May 1, 2012 |
| Robert Paul Decaro | Legend Advisory, LLC other | Lincoln Investment other | Other | Apr 30, 2012 | May 2, 2012 |
| Sara Elizabeth Mcgrath | Legend Advisory, LLC other | Lincoln Investment other | Other | Apr 30, 2012 | May 1, 2012 |
| Thomas Joseph Lakatos | Ameriprise Financial Services, LLC national BD | Lincoln Investment other | Other | Mar 6, 2012 | Jan 7, 2014 (672 d) |
| Paul Shortier | Investors Capital Advisory other | Lincoln Investment other | Other | Feb 22, 2012 | Jul 31, 2013 (525 d) |
| Michael Thomas Stine | Janney Montgomery Scott LLC other | Lincoln Investment other | Other | Feb 1, 2012 | Feb 1, 2012 |
| Donald Andrew Duntley | Morgan Stanley wirehouse | Lincoln Investment other | Other | Jan 27, 2012 | Jan 20, 2012 |
| Timothy Joseph Bandi | LPL Financial LLC other | Lincoln Investment other | Other | Jan 12, 2012 | Jan 17, 2012 |
| Joyce Ellen Alsbury | Valic Financial Advisors, Inc. other | Lincoln Investment other | Other | Jan 5, 2012 | Jan 3, 2012 |
| Edward Henry O'Donoghue | Commonwealth Financial Network national BD | Lincoln Investment other | Other | Dec 16, 2011 | Apr 20, 2012 (126 d) |
| Deborah Anna Hinten | Raymond James Financial Services Advisors, Inc other | Lincoln Investment other | Other | Oct 31, 2011 | Nov 1, 2011 |
| Douglas Ray Nelson | Valic Financial Advisors, Inc. other | Lincoln Investment other | Other | Oct 27, 2011 | Oct 14, 2011 |
| Jonelle Caroline Mceachern | Msi Financial Services, Inc. other | Lincoln Investment other | Other | Sep 12, 2011 | Aug 23, 2011 |
| Kelly Ann Cullen Gentles | Comprehensive Capital Management, Inc. other | Lincoln Investment other | Other | Aug 23, 2011 | Jan 3, 2014 (864 d) |
| Susan Ann Reid | Securities America Advisors, Inc. other | Lincoln Investment other | Other | Aug 16, 2011 | Aug 25, 2011 |
| Margherita Marie Johnson | Voya Financial Advisors, Inc. other | Lincoln Investment other | Other | Jul 13, 2011 | Jul 12, 2011 |
| Michael Joseph Masilunas | Goldman Sachs Wealth Services, L.P. other | Lincoln Investment other | Other | Mar 16, 2011 | Apr 1, 2011 |
| Stanton Verdon Green | Cuna Brokerage Services, Inc. other | Lincoln Investment other | Other | Mar 2, 2011 | Mar 15, 2011 |
| Michael Todd Toscano | Pnc Wealth Management other | Lincoln Investment independent RIA | Other | Feb 25, 2011 | Mar 23, 2026 (5505 d) |
| Brian Deen Lahue | Raymond James Financial Services Advisors, Inc other | Lincoln Investment other | Other | Feb 22, 2011 | Mar 10, 2011 |
| Timothy John Windos | Equitable Advisors, LLC national BD | Lincoln Investment other | Other | Jan 11, 2011 | Jan 6, 2011 |
| John Anderson Larson | Larson Financial Planning, LLC unclassified | Lincoln Investment other | Other | Dec 31, 2010 | May 19, 2011 (139 d) |
| William Paul Weber | Raymond James Financial Services Advisors, Inc other | Lincoln Investment other | Other | Dec 13, 2010 | Apr 6, 2011 (114 d) |
| Scott Christopher Bernstiel | Invesco Advisers, Inc. other | Lincoln Investment independent RIA | Other | Dec 6, 2010 | Dec 13, 2023 (4755 d) |
| Ryan Walter Carlin | Sei Investments Management Corp other | Lincoln Investment other | Other | Dec 3, 2010 | Mar 11, 2014 (1194 d) |
| Ernest Brad Hatley | Voya Financial Advisors, Inc. other | Lincoln Investment other | Other | Nov 30, 2010 | Mar 10, 2011 (100 d) |
| Arthur Henry Sauerhaft | Ameriprise Financial Services, LLC national BD | Lincoln Investment other | Other | Sep 28, 2010 | Oct 6, 2010 |
| Ronald Douglas Sala | Meeder Asset Management, Inc. other | Lincoln Investment other | Other | Jun 15, 2010 | Jun 15, 2010 |