DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Robert Share | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2022 | Mar 10, 2022 |
| Brian M Benatovich | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Mar 28, 2022 |
| Shineece Ladawn Sellars | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Sep 2, 2022 (154 d) |
| Kevin Lyle Shelton | Osaic Wealth, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | May 12, 2022 (43 d) |
| Valerie Saucedo | Harbour Investments, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2022 | Mar 21, 2023 (356 d) |
| Richard B Constantine | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2022 | Sep 30, 2022 (184 d) |
| Martin Garrett Wheeler | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Mar 29, 2022 | May 24, 2022 (56 d) |
| Katalin Annamaria Jambor | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Mar 28, 2022 |
| Myra Miller | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2022 | Mar 29, 2022 |
| Stalin Tita Miki | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Mar 22, 2022 |
| Craig James Bonney | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2022 | Mar 8, 2022 |
| Michael Wilbur | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2022 | Mar 17, 2022 |
| Steele Stephen Arthur | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Mar 17, 2022 |
| Christopher Cole Wilson | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Mar 3, 2022 |
| Jamey Watson | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Nov 28, 2023 (641 d) |
| John Cliffton Massar | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Feb 10, 2022 |
| Kyle Alexander Codey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 7, 2022 | Feb 22, 2022 |
| Joshua Daniel Thoreson | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 9, 2022 |
| Robert A Goralnick | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2022 | Nov 22, 2022 (293 d) |
| Elizabeth Beatrix Keyser | Osaic Fs, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Feb 15, 2022 |
| Fatima Naqinia | Osaic Fs, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Feb 8, 2022 |
| John Patrick Byrne | Adaptation Financial Advisors Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2022 | Sep 1, 2022 (217 d) |
| Colin William Morris Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2022 | Jan 31, 2022 |
| Terrence P Murphy | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 24, 2022 |
| Christopher J Mcneil | Commerce Brokerage Services, Inc independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2022 | Jan 21, 2022 |
| Joshua M Gacioch | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2022 | Jan 6, 2022 |
| Raleigh Smith | Transamerica Retirement Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Jan 10, 2022 |
| Cutter Brice Amos | The Ameriflex Group independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2022 | Feb 11, 2022 (31 d) |
| Michael Neil Long | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 10, 2022 | May 4, 2022 (114 d) |
| Margaret Ellisabeth Mcentire | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Feb 8, 2022 (32 d) |
| Jonathan Ziegler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2022 | Mar 10, 2022 (62 d) |
| Clara Wu | Ernst & Young Investment Advisers Llp no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 4, 2022 | Apr 14, 2021 |
| Roshanna Richardson | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2022 | Feb 15, 2022 (43 d) |
| David Lewis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2021 | Mar 11, 2022 (78 d) |
| Harry Kaplan | Vanguard Advisers, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Feb 3, 2022 (42 d) |
| Jeffrey W Janosick | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Feb 10, 2022 (49 d) |
| Rey Deborja | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Jan 23, 2022 (34 d) |
| Robert E Pugh | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 20, 2021 |
| Dennis M Burns | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Dec 20, 2021 |
| John Sylvester Nordan | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Dec 15, 2021 | Dec 13, 2021 |
| Carolina Pamintuan Tanjutco | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Apr 30, 2024 (872 d) |
| Randal E Hagen | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Dec 8, 2021 |
| Brian Zusi | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Dec 9, 2021 |
| Timothy Thomas Harberts | Access Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2021 | May 18, 2022 (162 d) |
| Jessica Blake Light | Osaic Institutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 6, 2021 |
| German Piran | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2021 | Apr 4, 2023 (489 d) |
| Laura Agard | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2021 | Jan 3, 2022 (37 d) |
| Philip Nathaniel Howe | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2021 | Nov 22, 2021 |
| Taylor Ann Willhalm | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2021 | Nov 24, 2021 |
| Jason Michael Poschinger | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 8, 2021 |
| Kevin Cornell Parker | Maryland Financial Group, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2021 | Oct 27, 2021 |
| John Glander | Wellington Wealth Strategies, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2021 | Jul 10, 2023 (605 d) |
| Marc Joseph Alessandro | Esi Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 10, 2021 |
| Eileen Robin Frohman | Laffer Tengler Investments, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2021 | Sep 13, 2023 (677 d) |
| Kevin Brown | Missionsquare Retirement institutional | Pruco Securities, LLC BD affiliated | Other | Nov 4, 2021 | Dec 8, 2021 (34 d) |
| Herbert Jay Roman | Esi Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Nov 3, 2021 |
| Michael Battaglia | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Nov 3, 2021 |
| Gregory Scott Shuman | Brookstone Wealth Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Nov 10, 2021 |
| Jeffrey Frederick Bauer | William Joseph Capital Management, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2021 | Feb 17, 2022 (111 d) |
| John Coltrane Landers | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Oct 27, 2021 |
1,668 moves match.