DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pgim Investments LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Blaise GrippaAccordant Investments LLC asset managerPgim Investments LLC asset managerOtherAug 5, 2026Aug 12, 2026
Stephen Bartholomew LuethiLord, Abbett & Co. LLC asset managerPgim Investments LLC asset managerOtherJul 22, 2026Aug 17, 2026
Michael GarayFiduciary Pension Partners, LLC state registeredPgim Investments LLC asset managerOtherMay 1, 2026Apr 21, 2026
Benjamin Anthony MenconiPolen Capital Management, LLC asset managerPgim Investments LLC asset managerOtherMar 30, 2026Apr 21, 2026
Michael CangialosiMML Investors Services, LLC BD affiliatedPgim Investments LLC asset managerOtherMar 25, 2026May 14, 2026 (50 d)
John James ScolaroStifel, Nicolaus & Company, Incorporated national BDPgim Investments LLC asset managerOtherMar 4, 2026May 6, 2026 (63 d)
Yining ShenUBS Financial Services Inc. wirehousePgim Investments LLC asset managerOtherDec 22, 2025May 6, 2026 (135 d)
Christopher Sean KerwinColumbia Management Investment Advisers, LLC asset managerPgim Investments LLC asset managerOtherSep 5, 2025Sep 16, 2025
Brennan M HenryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherJul 7, 2025Jul 23, 2025
Eric Scott LucheneCapital Client Group, Inc. no RAUMPgim Investments LLC asset managerOtherMay 6, 2025May 14, 2025
Brian HammillEquitable Advisors, LLC national BDPgim Investments LLC asset managerOtherMay 6, 2025May 11, 2026 (370 d)
Jose CollazoJohn Hancock Investment Management LLC asset managerPgim Investments LLC asset managerOtherDec 13, 2024Mar 9, 2026 (451 d)
Julian Nelson CopelandBlackrock Investment Management, LLC otherPgim Investments LLC asset managerOtherSep 5, 2024Oct 25, 2024 (50 d)
Ramses LeonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherJun 21, 2024May 5, 2025 (318 d)
Brendan KubeCetera Investment Advisers LLC BD affiliatedPgim Investments LLC asset managerOtherMar 26, 2024Apr 25, 2024
Laurie ChanCitigroup Global Markets Inc. BD affiliatedPgim Investments LLC asset managerOtherMar 1, 2024Mar 4, 2026 (733 d)
Mitchell S. GilbertPacer Advisors, Inc. asset managerPgim Investments LLC asset managerOtherDec 15, 2023Jan 22, 2024 (38 d)
Zachary B CurtisNorthwestern Mutual Investment Services,LLC no RAUMPgim Investments LLC asset managerOtherNov 10, 2023Jan 29, 2024 (80 d)
Dominick Anthony CarlinoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherSep 26, 2023Oct 30, 2023 (34 d)
Zachary Brandon MartiniEquitable Advisors, LLC national BDPgim Investments LLC asset managerOtherFeb 21, 2023Mar 20, 2023
Collin LockwoodWells Fargo Advisors wirehousePgim Investments LLC asset managerOtherJan 30, 2023Feb 15, 2023
Daniel J FixlerJohn Hancock Investment Management LLC asset managerPgim Investments LLC asset managerOtherJan 6, 2023Jan 20, 2023
Shelby ReevesClearbridge Investments, LLC mixed wealthPgim Investments LLC asset managerOtherDec 12, 2022Dec 16, 2022
Will Doc WoodsonDimensional Fund Advisors LP asset managerPgim Investments LLC asset managerOtherNov 16, 2022Aug 28, 2024 (651 d)
Robert ConroyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherNov 10, 2022Dec 2, 2022
Robert Joseph MrozekCharles Schwab & Co., Inc. national BDPgim Investments LLC asset managerOtherOct 19, 2022Oct 27, 2022
Neil Colman ConwayJohn Hancock Investment Management LLC asset managerPgim Investments LLC asset managerOtherAug 23, 2022Aug 30, 2022
Ross Adam RutmanNomura Investment Management Business Trust asset managerPgim Investments LLC asset managerOtherJul 20, 2022Jul 25, 2022
Benjamin Enver AskinEquitable Advisors, LLC national BDPgim Investments LLC asset managerOtherMay 25, 2022Jun 22, 2022
Kyuri WengInvesco Advisers, Inc. asset managerPgim Investments LLC asset managerOtherApr 5, 2022Apr 13, 2022
John ChristoliniGlobal Portfolio Strategies, Inc. institutionalPgim Investments LLC asset managerOtherMar 30, 2022Aug 12, 2022 (135 d)
Samir IbrahimJ.P. Morgan Securities LLC wirehousePgim Investments LLC asset managerOtherMar 12, 2022Oct 5, 2022 (207 d)
Mark E. DonovanLord, Abbett & Co. LLC asset managerPgim Investments LLC asset managerOtherDec 20, 2021Jan 11, 2022
Anthony LanfranchiSantander Securities BD affiliatedPgim Investments LLC asset managerOtherJun 25, 2021Oct 28, 2021 (125 d)
David Brian AngeliWbi Investments, LLC independent RIAPgim Investments LLC asset managerOtherAug 19, 2020Nov 1, 2021 (439 d)
Ryan Daniel LynchMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherJun 2, 2020Jul 17, 2020 (45 d)
Keith CalandraMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherJan 2, 2020Jan 17, 2020
Joshua LeonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherDec 11, 2019Jan 13, 2020 (33 d)
David P SchneiderOppenheimer & Co. Inc. BD affiliatedPgim Investments LLC asset managerOtherOct 4, 2019Nov 13, 2019 (40 d)
Giancarlo ContiBmo Asset Management Corp. otherPgim Investments LLC asset managerOtherSep 16, 2019Sep 7, 2021 (722 d)
Daniel L MakarevichOsaic Fa, Inc. BD affiliatedPgim Investments LLC asset managerOtherJul 24, 2019Aug 15, 2019
Caleb Keith ClarkInvesco Advisers, Inc. asset managerPgim Investments LLC asset managerOtherJul 19, 2019Nov 7, 2019 (111 d)
Shay V PattenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherJul 6, 2019Jul 24, 2019
Jake Patrick McmanusMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherApr 29, 2019May 10, 2019
Ross Michael KirwanBny Mellon Securities Corporation BD affiliatedPgim Investments LLC asset managerOtherDec 21, 2018Feb 25, 2019 (66 d)
Connor M O'NeillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherNov 12, 2018Dec 20, 2018 (38 d)
Michael FragapaneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherOct 10, 2018Dec 3, 2018 (54 d)
Velislav DanailovMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherJul 23, 2018Mar 2, 2020 (588 d)
James SchlaierErnst & Young Investment Advisers Llp no RAUMPgim Investments LLC asset managerOtherJun 22, 2018Dec 3, 2018 (164 d)
Christopher CirriMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC asset managerOtherMay 31, 2018Jul 24, 2018 (54 d)
Peter FinerCapital One Advisors, LLC otherPgim Investments LLC asset managerOtherJan 16, 2018Apr 2, 2018 (76 d)
Joseph Anthony IraceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePgim Investments LLC otherOtherOct 4, 2017Nov 14, 2017 (41 d)
Raymond W ButtiBlackrock Financial Management, Inc otherPgim Investments LLC otherOtherMay 4, 2017Feb 16, 2018 (288 d)
Erik Ronn KiddNeuberger Berman Bd LLC otherPgim Investments LLC otherOtherNov 16, 2016Dec 15, 2016
Brendan Michael GillNeuberger Berman Bd LLC otherPgim Investments LLC otherOtherAug 16, 2016Nov 9, 2016 (85 d)
Melissa Margaret KarwoskiWbi Investments, LLC otherPgim Investments LLC otherOtherAug 15, 2016Oct 18, 2016 (64 d)
Steven Justin CohenNew York Life Investment Management LLC otherPgim Investments LLC otherOtherMar 29, 2016Apr 13, 2016
Matthew John AdeyBlackrock Financial Management, Inc otherPgim Investments LLC otherOtherMar 2, 2016Mar 7, 2016
Ross Edward RamseyUBS Financial Services Inc. wirehousePgim Investments LLC otherOtherSep 22, 2015Oct 27, 2015 (35 d)
Danielle SmallLord, Abbett & Co. LLC otherPgim Investments LLC otherOtherAug 5, 2015Oct 27, 2015 (83 d)
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115 moves match.