DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northern Trust Investments, Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Aron Patrick Healy	Neuberger Berman Bd LLC no RAUM	Northern Trust Investments, Incorporated asset manager	Other	Jul 10, 2026	Jul 14, 2026
Brian Steven Werkmeister	Ameriprise Financial Services, LLC national BD	Northern Trust Investments, Incorporated asset manager	Other	Nov 26, 2025	Dec 15, 2025
Nicole Rene Vance	Columbia Management Investment Advisers, LLC asset manager	Northern Trust Investments, Incorporated asset manager	Other	Nov 3, 2025	Nov 14, 2025
Dennis William Markey	Blackrock Investment Management, LLC other	Northern Trust Investments, Incorporated asset manager	Other	Aug 18, 2025	Aug 22, 2025
Michael Edward Cronin	Putnam Investment Management, LLC asset manager	Northern Trust Investments, Incorporated asset manager	Other	May 27, 2025	Sep 2, 2025 (98 d)
Brian Michael Finnegan	Blackrock Investment Management, LLC other	Northern Trust Investments, Incorporated asset manager	Other	Mar 28, 2025	Jun 6, 2025 (70 d)
Mark Kierna	Calamos Advisors LLC asset manager	Northern Trust Investments, Incorporated asset manager	Other	Mar 3, 2025	Mar 5, 2025
Robert Stephen Eaton	Bondbloxx asset manager	Northern Trust Investments, Incorporated asset manager	Other	Dec 12, 2024	Nov 5, 2024
Hugh S Ansty	Hilton Capital Management, LLC mixed wealth	Northern Trust Investments, Incorporated asset manager	Other	Nov 14, 2024	Jun 25, 2024
Samantha Elizabeth Swayze	Murphy & Sylvest independent RIA	Northern Trust Investments, Incorporated asset manager	Other	Oct 30, 2024	Dec 3, 2024 (34 d)
Wesley A Urick	Principal Asset Management other	Northern Trust Investments, Incorporated asset manager	Other	Sep 11, 2024	Oct 28, 2024 (47 d)
Peter Zabiegala	Integrated Capital Management, Inc. independent RIA	Northern Trust Investments, Incorporated asset manager	Other	Sep 11, 2024	Dec 6, 2024 (86 d)
Kenneth H Lassner	Blackrock Investment Management, LLC other	Northern Trust Investments, Incorporated asset manager	Other	Aug 3, 2023	Nov 5, 2024 (460 d)
Robert David Jones	Cuso Financial Services, L.P. BD affiliated	Northern Trust Investments, Incorporated asset manager	Other	Feb 6, 2023	Jun 28, 2023 (142 d)
Stephen Russell	Kestra Advisory Services, LLC BD affiliated	Northern Trust Investments, Incorporated asset manager	Other	Nov 10, 2022	Jan 3, 2023 (54 d)
Michael David Osterthun	Raymond James & Associates, Inc. national BD	Northern Trust Investments, Incorporated asset manager	Other	Jun 7, 2022	Jun 2, 2022
Amy L Marker	Ausdal Financial Partners, Inc. independent RIA	Northern Trust Investments, Incorporated asset manager	Other	Apr 29, 2022	Apr 28, 2022
Kelly G Hammond	Zacks Investment Management, Inc. mixed wealth	Northern Trust Investments, Incorporated asset manager	Other	Apr 27, 2022	Apr 25, 2022
Alexander Arturo Mchenry	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Northern Trust Investments, Incorporated asset manager	Other	Apr 7, 2022	Jul 5, 2022 (89 d)
Sean Murphy	Blackrock Investment Management, LLC other	Northern Trust Investments, Incorporated asset manager	Other	Mar 4, 2022	Mar 25, 2022
John Christopher Cullen	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Northern Trust Investments, Incorporated asset manager	Other	Oct 28, 2021	Jan 3, 2022 (67 d)
Justin Charles Gutwald	Blackrock Investment Management, LLC other	Northern Trust Investments, Incorporated asset manager	Other	Jan 13, 2021	Jul 22, 2021 (190 d)
Amanda Tawney Williams	Raymond James & Associates, Inc. national BD	Northern Trust Investments, Incorporated asset manager	Other	Jun 12, 2020	Mar 11, 2021 (272 d)
Paul E Kubasiak	Sheridan Road Advisors, LLC, A Hub International Company institutional	Northern Trust Investments, Incorporated asset manager	Other	Jun 9, 2020	Apr 23, 2020
Taylor Renee Cowdrey	Nuveen Asset Management, LLC mixed wealth	Northern Trust Investments, Incorporated asset manager	Other	Mar 26, 2020	Jun 8, 2021 (439 d)
George Taylor	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Northern Trust Investments, Incorporated asset manager	Other	Feb 25, 2020	Apr 23, 2020 (58 d)
John Babnik	Columbia Management Investment Advisers, LLC asset manager	Northern Trust Investments, Incorporated asset manager	Other	Dec 13, 2019	Nov 13, 2020 (336 d)
Adam Currie Boyer	Charles Schwab & Co., Inc. national BD	Northern Trust Investments, Incorporated asset manager	Other	Nov 26, 2019	Apr 22, 2020 (148 d)
Anthony Michael Piatek	J.P. Morgan Securities LLC wirehouse	Northern Trust Investments, Incorporated asset manager	Other	Mar 28, 2019	Apr 4, 2019
Hunter Bowne Knapp	Allspring Funds Management, LLC asset manager	Northern Trust Investments, Incorporated asset manager	Other	Feb 14, 2019	May 11, 2020 (452 d)
Denis Rafael Toth	J.P. Morgan Securities LLC wirehouse	Northern Trust Investments, Incorporated asset manager	Other	Oct 8, 2018	Oct 10, 2019 (367 d)
Benjamin Anthony Menconi	Copeland Capital Management, LLC mixed wealth	Northern Trust Investments, Incorporated asset manager	Other	Aug 23, 2018	Sep 14, 2018
Joseph Tiralosi	Neuberger Berman Bd LLC no RAUM	Northern Trust Investments, Incorporated asset manager	Other	May 29, 2018	Jun 4, 2018
Christoher W Barnes	Neuberger Berman Bd LLC no RAUM	Northern Trust Investments, Incorporated asset manager	Other	Jan 16, 2018	Aug 28, 2018 (224 d)
Sierra Meredith Jones	Robert W. Baird & Co. Incorporated other	Northern Trust Investments, Incorporated other	Other	Dec 8, 2017	Dec 7, 2017
James Dean Ramirez	Nuveen Asset Management, LLC other	Northern Trust Investments, Incorporated other	Other	Jul 12, 2017	Aug 1, 2017
Derrick J Manuel	Invesco Advisers, Inc. other	Northern Trust Investments, Incorporated other	Other	May 9, 2017	May 10, 2017
Lauren Elizabeth Metaj	Guggenheim Investments other	Northern Trust Investments, Incorporated asset manager	Other	Oct 20, 2016	Aug 27, 2018 (676 d)
Desi G Berry	Bok Financial Advisors other	Northern Trust Investments, Incorporated other	Other	Jul 19, 2016	Jan 23, 2017 (188 d)
Elizabeth Ann Longo	Wells Fargo Advisors wirehouse	Northern Trust Investments, Incorporated other	Other	Mar 17, 2016	Dec 7, 2017 (630 d)
Dennis G O'Malley	Cedar Capital, LLC other	Northern Trust Investments, Incorporated other	Other	Jan 25, 2016	Nov 8, 2017 (653 d)
Douglas Christopher Brown	Cavanal Hill Investment Management, Inc. other	Northern Trust Investments, Incorporated other	Other	Jun 30, 2015	Jul 29, 2015
Brian James Kiefer	Ameriprise Financial Services, LLC national BD	Northern Trust Investments, Incorporated other	Other	Mar 4, 2015	Jul 21, 2015 (139 d)
John Cecchino	Thornburg Investment Management Inc other	Northern Trust Investments, Incorporated other	Other	Jan 7, 2015	Jun 2, 2016 (512 d)
Ellen Frances Mccloskey	Invesco Advisers, Inc. other	Northern Trust Investments, Incorporated other	Other	Dec 1, 2014	Aug 6, 2015 (248 d)
Michael R Marsh	Rockefeller & Co., Inc. other	Northern Trust Investments, Incorporated other	Other	Apr 8, 2014	Aug 26, 2015 (505 d)
James Livingston Thompson	Voya Financial Advisors, Inc. other	Northern Trust Investments, Incorporated other	Other	Feb 4, 2014	Aug 19, 2015 (561 d)
William B Hurt	Invesco Advisers, Inc. other	Northern Trust Investments, Incorporated asset manager	Other	Sep 28, 2011	Nov 9, 2021 (3695 d)
Emily Barnwell Meyer	Fidelity Distributors Company LLC unclassified	Northern Trust Investments, Incorporated other	Other	Jan 28, 2008	Apr 26, 2016 (3011 d)

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49 moves match.