DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Citizens Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amy Carrillo | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2026 | Nov 13, 2024 |
| Trevor A Wade | Morgan Stanley wirehouse | Citizens Private Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Sean M Oliveira | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Feb 9, 2026 |
| Rafael A Cruz | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Nov 7, 2023 |
| Justin Jarvis | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Aug 23, 2022 |
| John Williams | Tlg Advisors, Inc. BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | May 11, 2026 (94 d) |
| Emily A Fluke | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2025 | Jun 11, 2024 |
| Jerald J Halverson | Lion Street Advisors, LLC BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 14, 2026 (386 d) |
| Scott Lieb | Lion Street Advisors, LLC BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 11, 2026 (383 d) |
| Kristofer Rory Reddaway | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Private Wealth independent RIA | Wirehouse to independent RIA | Mar 13, 2025 | Mar 11, 2025 |
| Joseph A. Dibuono | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Private Wealth independent RIA | Wirehouse to independent RIA | Mar 12, 2025 | Mar 11, 2025 |
| Kieran J Lynch | J.P. Morgan Securities LLC wirehouse | Citizens Private Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2025 | Apr 16, 2025 (61 d) |
| Nathan Robert Falso | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Jan 30, 2023 |
| Michael Haas | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Sep 29, 2022 |
| Linda Meejung Yang | J.P. Morgan Securities LLC wirehouse | Citizens Private Wealth independent RIA | Wirehouse to independent RIA | Sep 30, 2024 | Oct 11, 2024 |
| Erik Berge | J.P. Morgan Securities LLC wirehouse | Citizens Private Wealth independent RIA | Wirehouse to independent RIA | Aug 10, 2024 | Oct 17, 2024 (68 d) |
| Roy Corr | Faraday Capital, L.P. asset manager | Citizens Private Wealth independent RIA | Other | Jul 11, 2024 | Oct 10, 2024 (91 d) |
| Hugh W Beecher | J.P. Morgan Securities LLC wirehouse | Citizens Private Wealth independent RIA | Wirehouse to independent RIA | Apr 20, 2024 | Apr 19, 2024 |
| Ka Lai Ng | J.P. Morgan Securities LLC wirehouse | Citizens Private Wealth independent RIA | Wirehouse to independent RIA | Apr 20, 2024 | Apr 19, 2024 |
| Guglielmo Tullio | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | Sep 2, 2022 |
| Edgar L. Jackson | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | May 3, 2022 |
| Moira R Mcglynn | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2024 | Mar 12, 2024 |
| Thomas E Beaty | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Jan 30, 2024 |
| Michael John Pritts | RBC Capital Markets, LLC national BD | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Jan 9, 2024 |
| Christopher Heslin Adams | Truist Advisory Services, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Jan 30, 2024 (46 d) |
| Rodney Joseph Olea | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Nov 13, 2023 |
| Stephen Andrew Delgado | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Jan 29, 2024 (105 d) |
| Stephen K Mulhall | Charles Schwab & Co., Inc. national BD | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | May 11, 2023 |
| Joseph Michael Dionisio | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Mar 9, 2024 (346 d) |
| David Chapin | Charles Schwab & Co., Inc. national BD | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Apr 3, 2023 |
| Taylor Joseph Morrison | Wellesley Asset Management, Inc. independent RIA | Citizens Private Wealth independent RIA | RIA to RIA | Mar 24, 2023 | Mar 22, 2023 |
| Sean Michael Mcmullen | Paladin Advisors, LLC independent RIA | Citizens Private Wealth independent RIA | RIA to RIA | Oct 3, 2022 | Oct 1, 2022 |
| Jeffrey James Egizi | Paladin Advisors, LLC independent RIA | Citizens Private Wealth independent RIA | RIA to RIA | Oct 3, 2022 | Oct 3, 2022 |
| Anthony Fornatale | Insight Securities, Inc. mixed wealth | Citizens Private Wealth independent RIA | RIA to RIA | Sep 16, 2022 | Aug 26, 2022 |
| Enrique Tiburcio | Deutsche Bank Securities Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Oct 3, 2023 (616 d) |
| Jennifer Kleimon Votano | New England Private Wealth Advisors, LLC independent RIA | Citizens Private Wealth independent RIA | RIA to RIA | Oct 22, 2021 | Nov 22, 2021 (31 d) |
| Mark Andrew Meyers | Plante Moran Financial Advisors independent RIA | Citizens Private Wealth independent RIA | RIA to RIA | May 13, 2021 | Mar 10, 2022 (301 d) |
| Francisco Hernan Munoz Figueroa | Santander Securities BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2021 | Mar 24, 2021 |
| Heather Suzanne Furdyna | Santander Securities BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | Jan 4, 2021 |
| John Adam Harshman | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2020 | Aug 15, 2019 |
| Edward Gregory Williams | Advice And Planning Services BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2020 | Aug 21, 2020 |
| William John Werner | Advice And Planning Services BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2020 | Aug 21, 2020 |
| Dallis Khane Goodson | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2020 | Aug 4, 2020 |
| Howard Louis Margolis | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 | Aug 15, 2019 |
| Visonja Andrianopoulos | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 | Aug 25, 2020 (41 d) |
| Julie Ann Nootbaar | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Feb 25, 2020 |
| Jesse James Pantano | Mercer Global Advisors Inc. independent RIA | Citizens Private Wealth independent RIA | RIA to RIA | Jan 20, 2020 | Feb 10, 2020 |
| Steven Eric Bertolo | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2020 | Aug 15, 2019 |
| Joseph Dominic Perna | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 16, 2019 |
| Paula M Parrish | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Paul L. Hagen | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 30, 2019 |
| Jeffrey Kenney Hanna | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 20, 2019 |
| Karen Lynn Johnston | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Sep 12, 2019 |
| James Arvid Marks | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Mirna Succari | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Michael R O'Brien | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Jan 15, 2020 |
| Rafael A. Svelti | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Sep 6, 2019 |
| Gledia A Nasrah | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Martina Ann Pfeuffer | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Dec 11, 2019 |
| William Joseph Ford | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Oct 18, 2019 |
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72 moves match.