DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Columbia Management Investment Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mitchell TetreaultMML Investors Services, LLC BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherJun 12, 2026Jul 13, 2026 (31 d)
Kevin Dean BalesHartford Funds asset managerColumbia Management Investment Advisers, LLC asset managerOtherMay 28, 2026Jun 11, 2026
Andrew LillVoya Investment Management Co. LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherMay 12, 2026Jun 10, 2026
Michael Sheldon HukriedeCapital Client Group, Inc. no RAUMColumbia Management Investment Advisers, LLC asset managerOtherNov 11, 2025Jun 15, 2026 (216 d)
Henry Mccomb WinchesterPrincipal Asset Management otherColumbia Management Investment Advisers, LLC asset managerOtherOct 7, 2025Oct 15, 2025
Francis Cameron LemieuxJohn Hancock Investment Management LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherSep 29, 2025Oct 6, 2025
James David O'ConnorStrategic Advisers LLC national BDColumbia Management Investment Advisers, LLC asset managerOtherAug 14, 2025Sep 19, 2025 (36 d)
Lindsay Christine ArdisLord, Abbett & Co. LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherJun 10, 2025Jun 23, 2025
Jenna Sellman WischhoverAmundi Asset Management US, Inc. asset managerColumbia Management Investment Advisers, LLC asset managerOtherApr 25, 2025Jul 10, 2025 (76 d)
Lauren Elizabeth GayLord, Abbett & Co. LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherApr 21, 2025May 7, 2025
Sean CarrollOne Charles Private Wealth independent RIAColumbia Management Investment Advisers, LLC asset managerOtherApr 21, 2025Nov 17, 2025 (210 d)
Morgan Claire BlancoNuveen Asset Management, LLC mixed wealthColumbia Management Investment Advisers, LLC asset managerOtherJan 28, 2025Feb 19, 2025
Luke CooganNorth Square Investments, LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherNov 15, 2024Jul 29, 2024
Carlin ChampionMfs Institutional Advisors Inc. otherColumbia Management Investment Advisers, LLC asset managerOtherNov 4, 2024Nov 27, 2024
Daniel Ciro GiammancoEquitable Advisors, LLC national BDColumbia Management Investment Advisers, LLC asset managerOtherJun 6, 2024Nov 12, 2024 (159 d)
Brian Michael HaynesAllspring Funds Management, LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherApr 8, 2024May 13, 2024 (35 d)
Damyan MarkovEaton Vance Management asset managerColumbia Management Investment Advisers, LLC asset managerOtherMay 5, 2023Jun 14, 2023 (40 d)
Paul-Michael HernandezPutnam Investment Management, LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherDec 6, 2022Dec 12, 2022
Steve S FernandesCitizens Securities, Inc. BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherSep 20, 2022Sep 22, 2022
Matthew PrzybyszMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColumbia Management Investment Advisers, LLC asset managerOtherJul 27, 2022Sep 13, 2022 (48 d)
Connor DiamondFidelity Personal And Workplace Advisors BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherJun 17, 2022Aug 8, 2022 (52 d)
Olivia Reed KussinSterling Capital Management LLC otherColumbia Management Investment Advisers, LLC asset managerOtherJun 15, 2022Aug 2, 2022 (48 d)
John ChapelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColumbia Management Investment Advisers, LLC asset managerOtherJun 14, 2022Aug 23, 2022 (70 d)
Ryan G GlassMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColumbia Management Investment Advisers, LLC asset managerOtherApr 28, 2022Aug 16, 2022 (110 d)
Alicien Anne DemonteVirtus Investment Advisers, LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherApr 6, 2022Jun 3, 2022 (58 d)
Fred DeserioAmova Asset Management Americas, Inc. asset managerColumbia Management Investment Advisers, LLC asset managerOtherMar 15, 2022Sep 30, 2024 (930 d)
Maxwell HarriganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColumbia Management Investment Advisers, LLC asset managerOtherMar 3, 2022May 4, 2022 (62 d)
David Charles GlabickiNew York Life Investment Management LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherFeb 28, 2022Mar 3, 2022
Robert Emmett SweeneyFidelity Personal And Workplace Advisors BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherFeb 17, 2022Apr 12, 2022 (54 d)
Matthew E BelniakBmo Asset Management Corp. otherColumbia Management Investment Advisers, LLC asset managerOtherFeb 4, 2022Jan 28, 2022
John James CoolahanMorgan Stanley wirehouseColumbia Management Investment Advisers, LLC asset managerOtherNov 30, 2021Feb 15, 2022 (77 d)
Kevin James KruszewskiMcadam LLC independent RIAColumbia Management Investment Advisers, LLC asset managerOtherNov 4, 2021Feb 8, 2022 (96 d)
Jeffrey Dean OwensPutnam Investment Management, LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherNov 2, 2021Dec 24, 2024 (1148 d)
Thomas BloomerClearbridge Investments, LLC mixed wealthColumbia Management Investment Advisers, LLC asset managerOtherOct 6, 2021Apr 6, 2022 (182 d)
William George KeeganFidelity Personal And Workplace Advisors BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherAug 30, 2021Sep 30, 2021 (31 d)
Cory Matthew WasylowFidelity Personal And Workplace Advisors BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherAug 26, 2021Nov 17, 2021 (83 d)
Peter Willem OlsonPark Avenue Securities LLC BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherApr 21, 2021May 4, 2022 (378 d)
Alex N GoodwinRaymond James & Associates, Inc. national BDColumbia Management Investment Advisers, LLC asset managerOtherFeb 11, 2021Mar 16, 2021 (33 d)
Austin PanzeraVanguard Advisers, Inc. BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherDec 15, 2020Jan 12, 2021
Derrick Brian LabrancheEaton Vance Management mixed wealthColumbia Management Investment Advisers, LLC asset managerOtherSep 9, 2020Sep 16, 2020
Connor Joseph MorenziEaton Vance Management mixed wealthColumbia Management Investment Advisers, LLC asset managerOtherMar 18, 2020Apr 27, 2020 (40 d)
Peter Mc Donald OliphantNationwide Investment Advisors, LLC BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherJan 14, 2020Jan 14, 2020
Keith LanganBny Mellon Securities Corporation BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherDec 16, 2019Jan 8, 2020
Patrick Henry John DoranJohn Hancock Investment Management LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherOct 11, 2019Sep 25, 2019
Sean CarrollMorgan Stanley wirehouseColumbia Management Investment Advisers, LLC asset managerOtherAug 1, 2019Sep 23, 2019 (53 d)
Johnathon TangEaton Vance Management mixed wealthColumbia Management Investment Advisers, LLC asset managerOtherJul 17, 2019Aug 15, 2019
Anders J. HudsonUBS Financial Services Inc. wirehouseColumbia Management Investment Advisers, LLC asset managerOtherApr 18, 2019May 7, 2019
Kyle Robert SignorMorgan Stanley wirehouseColumbia Management Investment Advisers, LLC asset managerOtherApr 4, 2019Apr 22, 2019
Matthew Barry LeblancTd Private Client Wealth LLC BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherJan 22, 2019Feb 6, 2019
Matthew GrantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColumbia Management Investment Advisers, LLC asset managerOtherNov 19, 2018Dec 11, 2018
William Michael BeardsleyLPL Financial LLC independent RIAColumbia Management Investment Advisers, LLC asset managerOtherSep 11, 2018Aug 20, 2018
Derek Edward FecteauNew York Life Investment Management LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherAug 20, 2018Aug 29, 2018
Jacob WilliamsStrategic Advisers LLC national BDColumbia Management Investment Advisers, LLC asset managerOtherJul 12, 2018Aug 6, 2018
Andrew Pierce StevensonInvesco Advisers, Inc. asset managerColumbia Management Investment Advisers, LLC asset managerOtherApr 5, 2018Jun 7, 2018 (63 d)
Brian Gerard DonoghueStrategic Advisers LLC national BDColumbia Management Investment Advisers, LLC asset managerOtherFeb 25, 2018Mar 26, 2018
Nathaniel William ThompsonValic Financial Advisors, Inc. otherColumbia Management Investment Advisers, LLC asset managerOtherDec 5, 2017Dec 18, 2017
Matthew SteigerStillwater Investment Management, LLC otherColumbia Management Investment Advisers, LLC asset managerOtherNov 15, 2017Apr 5, 2019 (506 d)
William Charles WesnofskeMorgan Stanley wirehouseColumbia Management Investment Advisers, LLC otherOtherOct 31, 2017Nov 13, 2017
Andrew HawesBlackrock Investment Management, LLC otherColumbia Management Investment Advisers, LLC asset managerOtherOct 26, 2017Feb 20, 2018 (117 d)
Carly Mccarthy LockwoodEaton Vance Management otherColumbia Management Investment Advisers, LLC otherOtherJun 5, 2017Jul 7, 2017 (32 d)
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127 moves match.