DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investacorp Advisory Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jay Eliot BigmanBigman Consulting Services LLC unclassifiedInvestacorp Advisory Services Inc otherOtherNov 10, 2025Mar 3, 2016
Wendell Breneman StewartExecutive Financial Services, Inc. otherInvestacorp Advisory Services Inc otherOtherMar 14, 2025Jan 21, 1999
Richard Albert KaufmanKaufman Advisory Services, Inc. unclassifiedInvestacorp Advisory Services Inc otherOtherApr 25, 2022Jun 21, 2007
Douglas Andrew KaufmanKaufman Advisory Services, Inc. unclassifiedInvestacorp Advisory Services Inc otherOtherApr 25, 2022Mar 20, 2017
Keith Eric SingerSinger Wealth Advisors Inc. independent RIAInvestacorp Advisory Services Inc otherOtherMar 1, 2022Jul 15, 2016
Scott Edward ScribnerRaymond James Financial Services Advisors, Inc BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2020Apr 3, 2020
Travis RuanePrincipal Securities, Inc. BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 28, 2020Jan 17, 2020
Shawn A WoodenPrincipal Securities, Inc. BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 14, 2020Jan 10, 2020
Clive Leacroft MckayAmeriprise Financial Services, LLC national BDInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2019Oct 10, 2019
Adam SmithSb Advisory, LLC BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2019Sep 20, 2019
Mary N KuehnCadaret Grant & Co Inc BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2019Jun 4, 2020 (268 d)
Eric Allen BeadleUBS Financial Services Inc. wirehouseInvestacorp Advisory Services Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 18, 2019Jan 31, 2020 (227 d)
David Walter HeiligenthalerFirst Allied Advisory Services, Inc. BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2019May 20, 2019
Daniel Norman DowdKovack Advisors, Inc. BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2019May 22, 2019
Daneen Evana GimsonTruist Advisory Services, Inc. BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 4, 2019Oct 4, 2019 (214 d)
Gregory Roger FreitagKms Financial Services, Inc BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Jan 2, 2019
Justin Miles McdannaldCadaret Grant & Co Inc independent RIAInvestacorp Advisory Services Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Dec 27, 2018
Dane SolbergBlakely Financial Services unclassifiedInvestacorp Advisory Services Inc BD affiliatedOtherOct 9, 2018Jan 14, 2020 (462 d)
Stephen Stanley DudasWorld Equity Group, Inc. BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2018Aug 29, 2018
Teri Alayne StitzingerAmeriprise Financial Services, LLC national BDInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2018Aug 31, 2018
Mark Hutchins EgenerLPL Financial LLC independent RIAInvestacorp Advisory Services Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 25, 2018May 18, 2018
Christopher Nmn FleuratCetera Investment Advisers LLC BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2018Oct 11, 2018 (139 d)
Tayen HazqiyalQuest Capital Strategies, Inc. independent RIAInvestacorp Advisory Services Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 25, 2018May 23, 2018
Michael Douglas ArnerValic Financial Advisors, Inc. BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018Apr 24, 2020 (701 d)
Jeffrey Allen EdwardsAdvice And Planning Services BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2018Jan 14, 2020 (624 d)
Earl David HensleyLPL Financial LLC independent RIAInvestacorp Advisory Services Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2018Apr 12, 2018
Samuel Branch LaneaveCetera Investment Advisers LLC BD affiliatedInvestacorp Advisory Services Inc otherOtherApr 4, 2018Mar 26, 2018
Gene WardoLPL Financial LLC independent RIAInvestacorp Advisory Services Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2018Jan 31, 2019 (335 d)
Tim Taylor SmithCetera Advisor Networks LLC otherInvestacorp Advisory Services Inc BD affiliatedOtherMar 2, 2018Apr 6, 2018 (35 d)
Amelia Justice HarmonPnc Wealth Management BD affiliatedInvestacorp Advisory Services Inc otherOtherFeb 23, 2018Mar 15, 2018
Robert L SheetsWmg Financial Advisors, LLC independent RIAInvestacorp Advisory Services Inc otherOtherFeb 9, 2018Feb 1, 2018
Sibyl Steverson SladeWaddell & Reed otherInvestacorp Advisory Services Inc otherOtherFeb 2, 2018Jan 25, 2018
Harvey Lee MaclinLPL Financial LLC independent RIAInvestacorp Advisory Services Inc otherOtherJan 19, 2018Jan 2, 2018
Michael Edward MarsengillGeneos Wealth Management, Inc. otherInvestacorp Advisory Services Inc otherOtherDec 31, 2017Jan 11, 2018
Patrick Scott HarmonEsi Financial Advisors otherInvestacorp Advisory Services Inc otherOtherDec 31, 2017Jan 2, 2018
Michael Terrance MahoneyOn Investment Management Co otherInvestacorp Advisory Services Inc otherOtherDec 31, 2017Jan 2, 2018
Brent Christopher McdonaldWoodbury Financial Services, Inc. BD affiliatedInvestacorp Advisory Services Inc otherOtherDec 19, 2017Dec 15, 2017
Reuben LewisQuest Capital Strategies, Inc. otherInvestacorp Advisory Services Inc otherOtherDec 13, 2017Dec 13, 2017
Tayen HazqiyalQuest Capital Strategies, Inc. otherInvestacorp Advisory Services Inc otherOtherDec 13, 2017Jan 24, 2018 (42 d)
William Monroe BilesTruist Advisory Services, Inc. otherInvestacorp Advisory Services Inc otherOtherAug 22, 2017Feb 28, 2018 (190 d)
Scott Edwin JonesCetera Advisors LLC otherInvestacorp Advisory Services Inc otherOtherJul 27, 2017Jul 28, 2017
Thomas Gene BartleyTlg Advisors, Inc. otherInvestacorp Advisory Services Inc otherOtherJul 7, 2017Sep 15, 2017 (70 d)
David Charles MillerCalton & Associates, Inc. otherInvestacorp Advisory Services Inc otherOtherJun 15, 2017Jun 29, 2017
Lynn SmeraldoCetera Advisors LLC otherInvestacorp Advisory Services Inc otherOtherJun 14, 2017Jul 5, 2017
Stephen Claude Forsyth LovellLPL Financial LLC otherInvestacorp Advisory Services Inc otherOtherMar 23, 2017Apr 3, 2017
Bradford Harold LeblancCetera Advisors LLC otherInvestacorp Advisory Services Inc otherOtherFeb 17, 2017Feb 17, 2017
Troy A RandallPrincipal Securities, Inc. otherInvestacorp Advisory Services Inc otherOtherFeb 17, 2017Mar 8, 2017
Lonnie Gordon OgulnickLadenburg Thalmann Asset Management Inc otherInvestacorp Advisory Services Inc otherOtherJan 3, 2017Jan 10, 2017
Tyler Nicholas BroekLadenburg Thalmann Asset Management Inc otherInvestacorp Advisory Services Inc otherOtherJan 3, 2017Jan 10, 2017
Scott Michael BarberCetera Advisor Networks LLC otherInvestacorp Advisory Services Inc otherOtherSep 7, 2016Sep 6, 2016
Darren Gregory JurickAmeriprise Financial Services, LLC national BDInvestacorp Advisory Services Inc otherOtherAug 23, 2016Aug 25, 2016
David Harlan HatchWestpark Capital, Inc. otherInvestacorp Advisory Services Inc otherOtherAug 19, 2016Aug 4, 2016
Ryan Patrick CollinKestra Advisory Services, LLC otherInvestacorp Advisory Services Inc otherOtherMay 27, 2016Jun 23, 2016
Martin Edward LeonardLPL Financial LLC otherInvestacorp Advisory Services Inc otherOtherMay 25, 2016May 5, 2016
David Andrew SchmidtCetera Advisors LLC otherInvestacorp Advisory Services Inc otherOtherApr 1, 2016Mar 29, 2016
Jarrett Keith StricklandCurian Capital, LLC otherInvestacorp Advisory Services Inc otherOtherMar 29, 2016May 17, 2016 (49 d)
Stefan Thomas GronvoldPruco Securities, LLC otherInvestacorp Advisory Services Inc otherOtherMar 29, 2016Mar 30, 2016
Steven Craig FincherEsi Financial Advisors otherInvestacorp Advisory Services Inc otherOtherJan 20, 2016Mar 18, 2016 (58 d)
Donald Anthony CaferoNfp Advisor Services, LLC otherInvestacorp Advisory Services Inc otherOtherDec 31, 2015Jan 7, 2016
William Michael GironeNfp Advisor Services, LLC otherInvestacorp Advisory Services Inc otherOtherDec 31, 2015Jan 26, 2016
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190 moves match.