DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sequoia Financial Group, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jared Scott Mason | LPL Financial LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Sep 3, 2026 |
| Colin Arnold Richards | Cetera Investment Advisers LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 18, 2026 |
| Beth M Korth | Hightower Advisors, LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Sep 3, 2026 |
| Michael Patrick Hatch | Sterling Financial Group, Inc. independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 30, 2026 | Oct 16, 2025 |
| Berkeley George Harrison | Sterling Financial Group, Inc. independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 30, 2026 | Oct 16, 2025 |
| Danielle Riana Smith | Sterling Financial Group, Inc. independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 30, 2026 | Oct 16, 2025 |
| Kody Austin Brown | Sterling Financial Group, Inc. independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 30, 2026 | Oct 16, 2025 |
| Logan Isaiah Green | Fisher Investments independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 26, 2026 | Jul 8, 2026 |
| Tuan C Le | Morgan Stanley wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Jun 12, 2026 | Jul 10, 2026 |
| Jackson James Wegner | Moneta Group Investment Advisors, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 2, 2026 | Jun 18, 2026 |
| Rachel Toscano | Agw Capital Advisors independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | May 18, 2026 | Aug 13, 2026 (87 d) |
| Laura Shelina Besaw | UBS Financial Services Inc. wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | May 7, 2026 | Aug 3, 2026 (88 d) |
| Brittney Drew Olinger Franklin | Koss-Olinger Consulting, LLC. independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Apr 8, 2026 | Jun 9, 2026 (62 d) |
| Nicholas Glueckler | John Hancock Investment Management LLC asset manager | Sequoia Financial Group, L.L.C. independent RIA | Other | Mar 23, 2026 | Apr 13, 2026 |
| Andrew Horst Calhoun | Willis Johnson Wealth independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Feb 17, 2026 | Feb 24, 2026 |
| Thomas Randolph Fox | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Feb 12, 2026 | Mar 24, 2026 (40 d) |
| Samuel Andrew Hawkins | Cetera Investment Advisers LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2026 | Jan 30, 2026 |
| Halle Michelle Chelko | Wellspring Family Office independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jan 6, 2026 | Oct 7, 2025 |
| Brittany Nicole O'Connor | Charles Schwab & Co., Inc. national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Jan 23, 2026 (31 d) |
| Michael Sean Spangler | Kohmann Bosshard Financial Services, LLC. independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Dec 16, 2025 | Jan 26, 2026 (41 d) |
| Caroline Kirsch | Strategic Advisers LLC national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 5, 2025 |
| Amy Jean Erkenbrack | Thrivent Investment Management Inc. BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 | May 27, 2026 (187 d) |
| Janice Marie Cackowski | Centry Financial Advisors, LLC unclassified | Sequoia Financial Group, L.L.C. independent RIA | Other | Nov 3, 2025 | Aug 22, 2025 |
| Brian Andrew Worley | The Martin Worley Group independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 22, 2025 | Jul 28, 2025 |
| Jack L Griffin | The Martin Worley Group independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 22, 2025 | Jul 15, 2025 |
| Terra Jo Thurgood | The Martin Worley Group independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 22, 2025 | Jul 28, 2025 |
| Barry Todd Watson | The Martin Worley Group independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 22, 2025 | Jul 28, 2025 |
| Shandon Dale Johnson | The Martin Worley Group independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 22, 2025 | Jul 28, 2025 |
| Matthew Thomas Hadley | Quincy Wells Advisors, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 6, 2025 | Oct 8, 2025 |
| Jake Nicholas Pergolizzi | Morgan Stanley wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Oct 2, 2025 | Oct 24, 2025 |
| Justin Daniel Stets | Carlson Capital Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Sep 10, 2025 | Mar 31, 2025 |
| David Alan Webb | Carlson Capital Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Sep 10, 2025 | Mar 31, 2025 |
| Camila Kundele Peterson | Carlson Capital Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Sep 10, 2025 | Mar 31, 2025 |
| Callie Rae Geist | Carlson Capital Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Sep 10, 2025 | Mar 31, 2025 |
| Logan Hunter Johnson | Charles Schwab & Co., Inc. national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2025 | Jun 19, 2026 (307 d) |
| Alexandria Wetmore | Fisher Investments independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Aug 8, 2025 | Aug 22, 2025 |
| Lucas Weber Klosterman | J.P. Morgan Securities LLC wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Aug 3, 2025 | Aug 8, 2025 |
| Eric Glen Mcnew | Edward Jones national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2025 | Jul 14, 2025 |
| Raymond Chad Frueboes | Advice And Planning Services BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2025 | Aug 7, 2025 |
| Leslie Nettles-Zamora | Raymond James & Associates, Inc. national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 23, 2025 |
| Austin Allen Tanner | Evensky & Katz/Foldes Wealth Management independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jul 15, 2025 | Jul 17, 2025 |
| Daniel James Robinson | J.P. Morgan Securities LLC wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Jun 3, 2025 | Jun 18, 2025 |
| Zeina Zahr | Wells Fargo Advisors wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | May 30, 2025 | Jun 23, 2025 |
| Jennifer Kathryn Collins | Stratos Wealth Partners, Ltd BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2025 | May 5, 2025 |
| Ryan M Koler | Osaic Wealth, Inc. BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2025 | May 27, 2025 |
| William Hilliard Holz | Wells Fargo Advisors wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Apr 8, 2025 | Apr 15, 2025 |
| Brady Ryan Marlow | Cwm, LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Apr 9, 2025 |
| Daniel Terrill Russler | Family Asset Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Mar 25, 2025 | Sep 16, 2024 |
| Andrew Thomas Barrett | Family Asset Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Mar 25, 2025 | Sep 16, 2024 |
| Kimberly Dawn Chism-Moore | Family Asset Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Mar 25, 2025 | Nov 26, 2024 |
| Kirill Semenov | Intellicapital Advisors LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Feb 26, 2025 | May 14, 2025 (77 d) |
| Bradley Mark Kelley | Eide Bailly Advisors, LLC no RAUM | Sequoia Financial Group, L.L.C. independent RIA | Other | Feb 19, 2025 | Sep 27, 2024 |
| John Michael Redhead | J.P. Morgan Securities LLC wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Jan 23, 2025 | Feb 6, 2025 |
| Gabriel J Sauvinsky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Jan 8, 2025 | Jan 6, 2025 |
| Anthony Joseph Labrake | Q3 Advisors, LLC no RAUM | Sequoia Financial Group, L.L.C. independent RIA | Other | Jan 7, 2025 | Jan 31, 2025 |
| Martin Gaganelov | Raymond James & Associates, Inc. national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2024 | Jan 17, 2025 |
| Matthew Bird Malone | Tbh Global Asset Management, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Dec 5, 2024 | Feb 20, 2025 (77 d) |
| Jill J Klose | Eide Bailly Advisors, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 15, 2024 | Sep 16, 2024 |
| Daren Lee Pladson | Eide Bailly Advisors, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 15, 2024 | Sep 16, 2024 |
| Ryan Christopher Spaude | Eide Bailly Advisors, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 8, 2024 | Sep 13, 2024 |
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211 moves match.