DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Level Four Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Britt Woods | Pnc Wealth Management BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 17, 2026 |
| Grant Daniel Podsednik | Cetera Investment Advisers LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 20, 2026 |
| Adrian Trent Podsednik | Cetera Investment Advisers LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 31, 2026 |
| Collin Mcavoy | Texas Capital Bank Private Wealth Advisors independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2026 | Apr 28, 2026 |
| Jonathan Kyle Byus | Equitable Advisors, LLC national BD | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Jun 3, 2026 |
| David Geschke | The Mather Group, LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2026 | Apr 20, 2026 |
| Giuseppe Mazzeo | Holdun Family Office LLC other | Level Four Advisory Services BD affiliated | Other | Jan 22, 2026 | Sep 15, 2025 |
| Marian Nmn Stupka | Holdun Family Office LLC other | Level Four Advisory Services BD affiliated | Other | Jan 22, 2026 | May 12, 2025 |
| Ron Franklin Linton | LPL Financial LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Dec 8, 2025 |
| Wesley Chadwick Choate | Edward Jones national BD | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 13, 2025 |
| Marcus Lee Crews | Raymond James & Associates, Inc. national BD | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Sep 19, 2025 |
| Jeremy P Bisceglia | Morgan Stanley wirehouse | Level Four Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 15, 2025 | Sep 12, 2025 |
| Charles Richard Rey | Key Capital Management, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Sep 8, 2025 |
| Damian Aaron Saenz | LPL Financial LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 3, 2025 |
| Jennifer Lynn Eggleston | LPL Financial LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Aug 6, 2025 (34 d) |
| Kristy Hillukka | Hornor, Townsend & Kent, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 12, 2025 |
| Cameron Neumann | Financial Life Advisors independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2025 | May 9, 2025 |
| Britt Woods | LPL Financial LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Mar 24, 2025 |
| John Kenneth Bruno | Gfs Advisors LLC mixed wealth | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Jan 6, 2025 |
| Franklin Nathaniel Cochran | Kestra Advisory Services, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 21, 2024 |
| Irwin Barry Hyman | Kestra Advisory Services, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 21, 2024 |
| William Douglas Brantley | Wells Fargo Advisors wirehouse | Level Four Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2024 | Nov 1, 2024 |
| Skyler Hedden | Momentum Independent Network Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Nov 11, 2024 |
| Rebecca Lynn Clauer | Principal Securities, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Sep 23, 2024 (32 d) |
| Shabana Asif | Bankers Life Advisory Services, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Oct 18, 2024 (92 d) |
| Russell Roy Franques | Highpoint Wealth Advisors, LLC unclassified | Level Four Advisory Services BD affiliated | Other | Apr 15, 2024 | Nov 1, 2023 |
| William Henry Kumm | Raymond James Financial Services Advisors, Inc BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 1, 2024 |
| Donald Robert Genord | Raymond James Financial Services Advisors, Inc BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| Connor Michael Sturgess | Raymond James Financial Services Advisors, Inc BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| Angela L Burns | Raymond James & Associates, Inc. national BD | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Nov 15, 2023 (37 d) |
| Erik Martin Blankmeyer | Smart Wealth, LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2023 | Jul 29, 2024 (299 d) |
| Jason Doyle Fletcher | Good Life Advisors, LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2023 | Sep 11, 2023 |
| Ema D Wilburn | Dupree Financial Group, LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Aug 24, 2023 |
| Frances A Robinson-Bidwell | Morgan Stanley wirehouse | Level Four Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2023 | Jul 14, 2023 |
| Dawn Cheriece Benko | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Ryan Warren Ash | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Andrew Bernard Frank | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Kerry Ryan Edwards | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Bennett Carter Kerfeld | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Bonnie Oquinn | Red Reef Advisors LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2023 | Apr 5, 2023 |
| Jeremiah Robert Clarke | LPL Financial LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Apr 10, 2023 |
| Eric Ralph Van Buskirk | LPL Financial LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Apr 10, 2023 |
| Steven Joseph Devlin | Good Life Advisors, LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2023 | Jan 26, 2023 |
| Melina Trevino | Cambridge Investment Research Advisors, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Mar 30, 2023 (55 d) |
| Deneen Marie Morgia | Truist Advisory Services, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Feb 14, 2023 |
| Marvin Russell Woodall | Newport Group Consulting, LLC institutional | Level Four Advisory Services BD affiliated | Other | Jan 4, 2023 | Feb 10, 2023 (37 d) |
| Donald Robert Ames | Ames Capital Management, Inc. state registered | Level Four Advisory Services BD affiliated | Other | Dec 16, 2022 | Dec 6, 2022 |
| Stuart Douglas Waldenmaier | Ae Wealth Management, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Jan 4, 2023 |
| Ryan Raphael | Good Life Advisors, LLC independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2022 | Oct 3, 2022 |
| Charles Evant Hunter | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 17, 2022 |
| Robert Donald Fraim | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 2, 2022 |
| James Bunyon Glover | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Nov 17, 2022 |
| John Bradford Miller | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Louis Paul Orgera | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Brian Joseph Early | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Wendy Sue Pauley | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 17, 2022 |
| John Dominic Zaleski | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Thomas Patrick Walters | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Charles Stewart Roberson | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Mar 3, 2025 (854 d) |
| Richard Todd Harrington | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 10, 2022 |
Page 1 of 5Next
284 moves match.