DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Berthel Fisher & Company Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Anthony Edward Buford	Bfc Planning, Inc. BD affiliated	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 13, 2026	Dec 19, 2016
George Thomas Damasco	Mpm Wealth Advisors independent RIA	Berthel Fisher & Company Financial Services, Inc. other	Other	Aug 4, 2025	Apr 4, 2003
Brian Allan Thomson	Bfc Planning, Inc. BD affiliated	Berthel Fisher & Company Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 24, 2022	Feb 11, 2022
Louise Dorothy Holtz	Bfc Planning, Inc. BD affiliated	Berthel Fisher & Company Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jul 27, 2020	Dec 5, 2019
Jammie Lee Lowe	Bfc Planning, Inc. BD affiliated	Berthel Fisher & Company Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Mar 20, 2020	Jan 9, 2020
John J. Wernke	Primerica Advisors national BD	Berthel Fisher & Company Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2019	Jul 1, 2020 (183 d)
Christopher Joseph Deleonardo	Bb&T Investment Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 1, 2017	Nov 8, 2017
Wade Michael Johnson	Atcapital Management other	Berthel Fisher & Company Financial Services, Inc. other	Other	Sep 8, 2015	Sep 29, 2015
Brian Michael Lehner	Vfg Advisors, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 25, 2015	Jun 24, 2015
John Matthew Eyen	Waddell & Reed other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 31, 2014	Jul 19, 2016 (719 d)
Andrew Stephen Rodgers	Esi Financial Advisors other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 12, 2013	Nov 1, 2013
Jeffrey Wright	Esi Financial Advisors other	Berthel Fisher & Company Financial Services, Inc. other	Other	Aug 26, 2013	Sep 3, 2013
Pei Liu	Morgan Stanley wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 26, 2013	Jul 11, 2013
Bradford Todd Williams	Zions Capital Advisors, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 11, 2013	Jun 17, 2013
Sergio Humberto Gallego	Wells Fargo Advisors wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 4, 2013	Jun 4, 2013
Jingbo Pan	Cetera Investment Advisers LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	Feb 21, 2013	Feb 11, 2013
Hratch Krikor Panosian	Questar Asset Management, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 17, 2013	Jan 23, 2013
Christopher Edward Ordway	Next Financial Group, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 14, 2013	Jan 25, 2013
Timothy M Garretson	Next Financial Group, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 14, 2013	Jan 31, 2013
Jenna Lucille Biancavilla	Next Financial Group, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 14, 2013	Jan 31, 2013
Kerry Glen Judd	Msi Financial Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 11, 2013	Jan 11, 2013
Alan Matthew Sabo	Esi Financial Advisors other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 11, 2013	Jan 2, 2013
Daniel J Richardson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 8, 2013	Feb 22, 2013 (45 d)
Jeanna Lynn Stecklein	Nations Financial Group, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 21, 2012	Jan 11, 2013
Ryan Edward Nielsen	Invest Financial Corporation other	Berthel Fisher & Company Financial Services, Inc. other	Other	Oct 3, 2012	Oct 3, 2013 (365 d)
Mark Allen Wojno	Foresters Equity Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Aug 30, 2012	Aug 30, 2012
Rickey Richard Tiedemann	Morgan Stanley wirehouse	Berthel Fisher & Company Financial Services, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Apr 10, 2012	Nov 2, 2021 (3493 d)
Jeffrey Dalton Reddick	Girard Securities, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 15, 2012	Mar 15, 2012
Mary Ellen Oestmann	Fsc Securities Corporation other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 21, 2011	Dec 23, 2011
Lynn James Kaufman	Raymond James Financial Services Advisors, Inc other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 9, 2011	Nov 11, 2011
Deborah Anne Hanson	Chase Investment Services Corp. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Oct 12, 2011	Dec 13, 2011 (62 d)
Christopher Scott Williams	Bancwest Investment Services, Inc. (Bwis) other	Berthel Fisher & Company Financial Services, Inc. other	Other	Oct 10, 2011	Dec 15, 2011 (66 d)
Whitney L Dieter	Morgan Stanley wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 29, 2011	Jul 14, 2011
Andrew Charles Bolt	Stephen Douglas Investment Advisory, Inc. unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 1, 2011	May 2, 2011
Bret Robert Johnson	LPL Financial LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 30, 2011	Jul 29, 2011
Mark Alan Vanvoorhees	Regal Investment Advisors LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	May 2, 2011	May 24, 2011
Richard Robert Marotzke	Regal Investment Advisors LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	May 2, 2011	May 24, 2011
John Marvin Ray	Bny Mellon Securities Corporation other	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 4, 2011	Apr 15, 2011
Joseph G Whatton	Securian Financial Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Feb 28, 2011	Mar 7, 2011
Elwyn Leroy Brown	Esi Financial Advisors other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 6, 2011	Jan 5, 2011
John David Glenn	Vsr Advisory Services other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2010	Jan 10, 2011
Vicki Renee Mcconnell	Vsr Advisory Services other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2010	Jan 4, 2011
Deborah Renae Jessee	Invest Financial Corporation other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 20, 2010	Dec 17, 2010
Cory Britt Hoagstrom	Edward Jones national BD	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 20, 2010	Dec 21, 2010
Gregory Wade Gobble	Sii Investments, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 10, 2010	Oct 18, 2010
Jeremy Shane Hay	Wfg Advisors, LP other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 5, 2010	Nov 15, 2010
Genevieve Garcia Mar	Brewer Investment Advisors LLC unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 5, 2010	Nov 5, 2010
James David Beaudoin	Brewer Investment Advisors LLC unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 5, 2010	Nov 10, 2010
Melinda Cook Mccullough	Wfg Advisors, LP other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 5, 2010	Nov 15, 2010
Robert William Drier	Voya Financial Advisors, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Oct 26, 2010	Nov 19, 2010
Matthew Charles Fox	Edward Jones national BD	Berthel Fisher & Company Financial Services, Inc. other	Other	Oct 12, 2010	Oct 15, 2010
Ryan David Moore	Arete Wealth Advisors, LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	Sep 27, 2010	Sep 28, 2010
Matthew Raymond Sydeski	Equitable Advisors, LLC national BD	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 23, 2010	Aug 18, 2010
Todd Matthew Reamann	Morgan Stanley wirehouse	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 8, 2010	Jun 21, 2010
Carrie Lynn Cole	Questar Asset Management, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jul 7, 2010	Aug 10, 2010 (34 d)
Stephen T Glasgow	Valic Financial Advisors, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 1, 2010	May 24, 2010
Angela Renee Parra-Mcneely	LPL Financial LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	May 26, 2010	May 19, 2010
John Han	Excelcia Capital Management, LLC unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	May 25, 2010	May 27, 2010
Gilbert Michael Sabatka	LPL Financial LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	May 3, 2010	Apr 27, 2010
Sean Buxton	Afa Advisor Services LLC unclassified	Berthel Fisher & Company Financial Services, Inc. other	Other	Apr 29, 2010	May 27, 2010

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166 moves match.