DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Personal Capital Advisors Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Darren Frascati | Pvg Asset Management Corp mixed wealth | Personal Capital Advisors Corporation other | Other | Oct 22, 2024 | Oct 19, 2016 |
| Sean Paige Samuel Best | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Feb 2, 2023 | Mar 22, 2023 (48 d) |
| Joseph Denzel Carpenter | Hantz Financial Services, Inc. independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Dec 19, 2022 | Jan 10, 2023 |
| James Brady Risalvato | Gds Wealth Management independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 20, 2022 | Feb 27, 2023 (130 d) |
| Matthew Charles Wong Takamatsu | Voya Financial Advisors, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2022 | Oct 17, 2022 |
| Brian Michael Tree | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 18, 2022 | Oct 17, 2022 |
| Aaron Nielsen | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 17, 2022 | Oct 17, 2022 |
| Nicholas Henry Ryan | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | May 5, 2022 | May 5, 2022 |
| Sean Mccomber | Divergent Wealth unclassified | Personal Capital Advisors Corporation independent RIA | Other | Apr 4, 2022 | Jul 7, 2021 |
| Christian Knauer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Mar 31, 2022 | Apr 7, 2022 |
| Daniel Robert Hamilton | J.P. Morgan Securities LLC wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Mar 18, 2022 | Apr 8, 2022 |
| Nadine Sieglinde Witt | J. W. Cole Advisors, Inc. independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Mar 14, 2022 | Apr 26, 2022 (43 d) |
| Aaron Clark Foster | MML Investors Services, LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Mar 2, 2022 |
| Tyler Mills | T. Rowe Price Advisory Services, Inc. independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Feb 28, 2022 | Feb 28, 2022 |
| Jeffrey Lamar Richardson | Morgan Stanley wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Feb 1, 2022 | Jan 10, 2022 |
| Blake Allen Boyd | Ameriprise Financial Services, LLC national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2022 | Feb 3, 2022 |
| Luke Thomas Mokma | Cambridge Investment Research Advisors, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Oct 17, 2022 (265 d) |
| Harrison Taylor Hodges | Advisory Services Network independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jan 6, 2022 | Jan 6, 2022 |
| Reed Salony | Osaic Fa, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2022 | Jan 6, 2022 |
| Stephen Alan Strouse | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Dec 23, 2021 | Jan 6, 2022 |
| Jeffrey Steven Giannone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Dec 7, 2021 | Dec 9, 2021 |
| Jeffrey James Jordano | Raymond James Financial Services Advisors, Inc BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2021 | Dec 17, 2021 |
| Kevin Irving Corbin | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Nov 26, 2021 | Dec 21, 2021 |
| Marc Allan Eppinger | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Nov 24, 2021 | Dec 13, 2021 |
| Valerie Moore | Cetera Advisor Networks LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2021 | Nov 16, 2021 |
| Brian Nicholas Allen | Securities America Advisors, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 24, 2021 |
| Kevin Zasada | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Nov 4, 2021 | Nov 15, 2021 |
| Dylan Montal | UBS Financial Services Inc. wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Nov 2, 2021 | Oct 26, 2021 |
| Brooks M Morgan | Nationwide Investment Advisors, LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2021 | Oct 26, 2021 |
| Dennison George Davis | Nationwide Investment Advisors, LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Nov 12, 2021 |
| Courtney Burrell | Woodbury Financial Services, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Dec 2, 2021 (44 d) |
| Thomas Anthony Walker | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 15, 2021 | Oct 25, 2021 |
| Kyle Carney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Oct 12, 2021 | Oct 20, 2021 |
| Zachary Barrett Lundak | Hbe Wealth Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 5, 2021 | Nov 5, 2021 (31 d) |
| Andrew Karl Klindt | J.P. Morgan Securities LLC wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Oct 4, 2021 | Oct 12, 2021 |
| Glenn W Shaffer | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | May 10, 2022 (228 d) |
| William R Harmon | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2021 | Sep 15, 2021 |
| Amy M Gold | Fidelity Personal And Workplace Advisors BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2021 | Sep 15, 2021 |
| Brian Wesley Hood | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Sep 9, 2021 | Sep 15, 2021 |
| Matthew Allyn Joyner | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Sep 9, 2021 | Sep 15, 2021 |
| Michael Cronin Freeman | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Sep 2, 2021 | Sep 15, 2021 |
| Michael Anthony Conway | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2021 | Nov 19, 2021 (79 d) |
| Josh Andrew Mcclellan | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 31, 2021 | Nov 1, 2021 (62 d) |
| Michael J Byrne | Rockwood Wealth Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 31, 2021 | Sep 15, 2021 |
| Nicholas Peter Swanson | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 17, 2021 | May 5, 2022 (261 d) |
| Bryan P Rossodivita | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Aug 2, 2021 | Aug 18, 2021 |
| Jeremy Ying Lee | Annex Wealth Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jul 27, 2021 | Aug 16, 2021 |
| Eric Kaltenbach | Fidelity Personal And Workplace Advisors BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2021 | Jan 27, 2022 (185 d) |
| Jennifer Christa Bennett | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jul 23, 2021 | Apr 8, 2022 (259 d) |
| Samantha Harrison | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Jul 15, 2021 | Jul 20, 2021 |
| Taylor Robbert Curtius | Edward Jones national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2021 | Aug 16, 2021 (53 d) |
| Rachel Caylie Miller | Willow independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jun 24, 2021 | Jul 12, 2021 |
| Brian Scott Hjalmarson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | May 27, 2021 | Jun 18, 2021 |
| Nicholas Michael Luise | Citizens Securities, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2021 | Jun 3, 2021 |
| Elliott Mccown | UBS Financial Services Inc. wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | May 5, 2021 | Feb 2, 2022 (273 d) |
| David Sean Marks | Edelman Financial Engines mixed wealth | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Apr 12, 2021 | Sep 30, 2021 (171 d) |
| Samantha Leigh Dwyer | Robert W. Baird & Co. Incorporated mixed wealth | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Apr 6, 2021 | Jun 16, 2021 (71 d) |
| John Nordstrom | Edward Jones national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Aug 17, 2021 (138 d) |
| Branden Borowiak | Citizens Securities, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Jul 29, 2021 (119 d) |
| Garrett Dale Patton | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Mar 30, 2021 | Apr 12, 2021 |
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236 moves match.