DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alight Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Hoang Nguyen | Wells Fargo Advisors wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 17, 2026 | Aug 19, 2026 (63 d) |
| Bryan Eugene Donaugh | Schwab Wealth Advisory, Inc. no RAUM | Alight Financial Advisors, LLC independent RIA | Other | May 6, 2026 | May 6, 2026 |
| Michael James Phyillaier | Empower Advisory Group, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2026 | Mar 3, 2026 |
| Benjamin S Walulu | Kestra Advisory Services, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Feb 9, 2026 |
| Vinny Vinaayak Sanhai | LPL Enterprise, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Dec 5, 2025 (77 d) |
| James Russell | Florida Financial Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Nov 14, 2025 (123 d) |
| Jonathan Michael Walls | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Jul 3, 2025 |
| Holly Laraine Gennings | Abw, LLC state registered | Alight Financial Advisors, LLC independent RIA | Other | Nov 18, 2024 | Jun 11, 2024 |
| Andrew Edwards Nelson | Fidelity Personal And Workplace Advisors BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Aug 12, 2025 (270 d) |
| Benjamin M Delp | Missionsquare Retirement institutional | Alight Financial Advisors, LLC independent RIA | Other | Jul 2, 2024 | Jul 10, 2024 |
| Michael E Keady | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 13, 2024 | Jul 1, 2024 |
| Robert Michael Bruzik | Wells Fargo Advisors wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | May 23, 2024 | Aug 23, 2024 (92 d) |
| Colleen Marie Etue | Transamerica Retirement Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2024 | May 31, 2024 |
| Beatrice Julie Rivard | Pruco Securities, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Feb 13, 2024 |
| Evan Eugene Von Waldner | Charles Schwab & Co., Inc. national BD | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2023 | Jan 3, 2024 (33 d) |
| Joseph Martin Carey | Slight Edge Wealth Management LLC. unclassified | Alight Financial Advisors, LLC independent RIA | Other | Nov 2, 2023 | May 26, 2023 |
| Faith Goldman Rash | Transamerica Retirement Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Oct 17, 2023 |
| Kyle Peter Grevengoed | 320 Life Financial Planning state registered | Alight Financial Advisors, LLC independent RIA | Other | Aug 28, 2023 | Aug 29, 2023 |
| Joseph Nielsen | Bankers Life Advisory Services, Inc. BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Mar 5, 2024 (257 d) |
| Nathaniel Clinton Packer | MML Investors Services, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Apr 3, 2025 (707 d) |
| Alan Lee Crouse | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Jun 18, 2024 (445 d) |
| Justin Hayes | Edelman Financial Engines mixed wealth | Alight Financial Advisors, LLC independent RIA | RIA to RIA | Feb 24, 2023 | Jul 12, 2023 (138 d) |
| Lindie Rheeder | Edelman Financial Engines mixed wealth | Alight Financial Advisors, LLC independent RIA | RIA to RIA | Feb 24, 2023 | Nov 27, 2023 (276 d) |
| Sara Elizabeth Lyday | Raymond James & Associates, Inc. national BD | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Aug 18, 2022 |
| Bryan Zaransky | Wells Fargo Advisors wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Aug 3, 2022 | Aug 19, 2022 |
| James Lincoln Wynn | Ae Wealth Management, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2022 | Jun 30, 2022 |
| Abigail Wheeler | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Oct 25, 2023 (560 d) |
| Michael Hanania Benklifa | Better Options LLC unclassified | Alight Financial Advisors, LLC independent RIA | Other | Apr 1, 2022 | Apr 25, 2022 |
| Mary Kathleen Sterle | Pruco Securities, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Mar 24, 2022 |
| Anna Johnson | Wells Fargo Advisors wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 1, 2022 | Mar 14, 2022 |
| Jarrod Steven Means | Ameriprise Financial Services, LLC national BD | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Mar 11, 2022 |
| Michael John Ambrogio | Obsidian Personal Planning Solutions, LLC independent RIA | Alight Financial Advisors, LLC independent RIA | RIA to RIA | Feb 22, 2022 | Mar 15, 2022 |
| Sally Jo Osborne | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Jan 10, 2022 | Jan 26, 2022 |
| Don G Banks | Allstate Financial Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 12, 2022 |
| Sisi Ding Loudon | Pnc Managed Account Solutions, Inc. BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Apr 1, 2022 (221 d) |
| Jarret T Roberts | Transamerica Retirement Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2021 | May 16, 2022 (293 d) |
| Robert Michael Bruzik | Wells Fargo Advisors wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 29, 2021 | Aug 3, 2021 (35 d) |
| Carey A Droznek | Mid Atlantic Financial Management, Inc. BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2021 | Aug 3, 2021 (106 d) |
| Amgad Magdy Yassa | T. Rowe Price Associates, Inc. asset manager | Alight Financial Advisors, LLC independent RIA | Other | Apr 14, 2021 | Aug 3, 2021 (111 d) |
| Stephen John Gerek | Truist Advisory Services, Inc. BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | Jun 11, 2021 (109 d) |
| Ruth Ann Dimmett | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2020 | Jun 10, 2021 (174 d) |
| Richard Scott Padow | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Jan 21, 2022 (434 d) |
| Ridgely Hunt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 25, 2020 | Mar 1, 2023 (1071 d) |
| Iviana Hornedo | Morgan Stanley wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 19, 2020 | Apr 28, 2020 (40 d) |
| Michael Pergola | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alight Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 10, 2020 | Sep 22, 2021 (561 d) |
| Jason Michael Roberts | Td Ameritrade, Inc. no RAUM | Alight Financial Advisors, LLC independent RIA | Other | Oct 16, 2019 | Apr 29, 2020 (196 d) |
| Alisha Waters | T. Rowe Price Advisory Services, Inc. independent RIA | Alight Financial Advisors, LLC independent RIA | RIA to RIA | Sep 25, 2019 | Oct 11, 2019 |
| Gregory Hodges | Newport Group Consulting, LLC institutional | Alight Financial Advisors, LLC independent RIA | Other | Sep 9, 2019 | Mar 26, 2021 (564 d) |
| Joseph Marrs | Fbl Wealth Management, LLC no RAUM | Alight Financial Advisors, LLC independent RIA | Other | Jun 5, 2019 | Jun 20, 2019 |
| Joseph Michael Tieber | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2019 | Mar 18, 2019 (32 d) |
| Arlene Nicole Lewis-Leader | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Nov 15, 2019 (399 d) |
| Kelly Elizabeth Kubera | Strava Wealth independent RIA | Alight Financial Advisors, LLC independent RIA | RIA to RIA | Oct 9, 2018 | Nov 14, 2018 (36 d) |
| Tahuna Bea Kidd | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2018 | Nov 8, 2018 (44 d) |
| Ryan Matthew Suess | Scottrade Investment Management BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | May 31, 2018 (84 d) |
| Deborah Boyd Eberhart-Wilkinson | Advice And Planning Services other | Alight Financial Advisors, LLC other | Other | Jan 30, 2018 | Mar 8, 2018 (37 d) |
| Heather A. Brountas | Ameriprise Financial Services, LLC national BD | Alight Financial Advisors, LLC other | Other | Nov 2, 2017 | Dec 18, 2017 (46 d) |
| Justin Carras | Northwestern Mutual Investment Services,LLC no RAUM | Alight Financial Advisors, LLC other | Other | Aug 25, 2017 | Sep 5, 2017 |
| Susan Barsnica | Equitable Advisors, LLC national BD | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2017 | Feb 28, 2020 (1068 d) |
| Trevor Tyson Thomas | Equitable Advisors, LLC national BD | Alight Financial Advisors, LLC other | Other | Apr 30, 2015 | Sep 23, 2015 (146 d) |
| Greg Warren | Advice And Planning Services other | Alight Financial Advisors, LLC other | Other | Apr 6, 2015 | May 13, 2015 (37 d) |
Page 1 of 2Next
86 moves match.