DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Alpha Cubed Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward James MeekEdge Financial Advisors, LLC independent RIAAlpha Cubed Investments, LLC otherOtherMar 23, 2026Jan 6, 2016
Brittany Danielle Slater-GautreauClarity Capital Partners independent RIAAlpha Cubed Investments, LLC otherOtherMay 21, 2025Jul 8, 2016
Geoffrey Scott JohnsonSoltis Investment Advisors, LLC independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAApr 25, 2025Apr 25, 2025
Jarryd Mychal ReyesSpectrum Wealth Management, LLC independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAJan 7, 2025Jan 6, 2025
John Morgan SmithEdge Financial Advisors, LLC independent RIAAlpha Cubed Investments, LLC otherOtherNov 18, 2024Sep 16, 2015
Brian Wesley KofoedArista Wealth Management, LLC independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAMay 28, 2024Jun 11, 2024
Armond Lamar HerndonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlpha Cubed Investments, LLC independent RIAWirehouse to independent RIAJan 4, 2024Jan 8, 2024
Geoffrey Thomas WatersFidelity Personal And Workplace Advisors BD affiliatedAlpha Cubed Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2023Aug 21, 2023
Christopher Matthew BougeoklesA.G.P / Alliance Global Partners independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAOct 24, 2022Nov 3, 2022
Jared William BergstromWells Fargo Advisors wirehouseAlpha Cubed Investments, LLC independent RIAWirehouse to independent RIAApr 28, 2022Apr 27, 2022
Doni Lea LangstonEmpowerment Financial Group independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAMar 7, 2022Apr 6, 2022
Darin Albert SimonianNewport Wealth Strategies, Inc. independent RIAAlpha Cubed Investments, LLC otherOtherDec 31, 2021Apr 3, 2015
Simon Y ChungOsaic Wealth, Inc. BD affiliatedAlpha Cubed Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2021Mar 23, 2021
Mark Joseph LangermanAscendant Advisors, LLC otherAlpha Cubed Investments, LLC otherOtherJan 7, 2021Apr 27, 2015
Shane D. L. WhippoWhippo Asset Management LLC unclassifiedAlpha Cubed Investments, LLC independent RIAOtherJun 25, 2020Dec 14, 2020 (172 d)
Tammy Nguyen LeeRetirement Wellness Group institutionalAlpha Cubed Investments, LLC independent RIAOtherDec 13, 2019Dec 26, 2019
Ethan G MatkinMML Investors Services, LLC BD affiliatedAlpha Cubed Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2019Nov 12, 2019
Elizabeth McquadeWells Fargo Advisors wirehouseAlpha Cubed Investments, LLC independent RIAWirehouse to independent RIAJun 10, 2019Jun 3, 2019
Patrick John ClearyLarimer Capital Corporation independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAMar 22, 2019Mar 8, 2019
Cory Brett BaerMorgan Stanley wirehouseAlpha Cubed Investments, LLC independent RIAWirehouse to independent RIAJan 18, 2019Jan 15, 2019
John Randall WalshFidelity Personal And Workplace Advisors BD affiliatedAlpha Cubed Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2018Sep 25, 2018
Michael Shawn BakosStrategic Advisers LLC national BDAlpha Cubed Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2018Jun 28, 2018
Jace David ProwsBeacon Pointe Wealth Advisors, LLC independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAJun 7, 2018Jun 28, 2018
Paul Joseph SeidmanAscendant Advisors, LLC otherAlpha Cubed Investments, LLC otherOtherFeb 9, 2018Mar 23, 2015
Robin Stacey HouseEdward Jones national BDAlpha Cubed Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2017Dec 7, 2017
Barbara Ellen DuganJ.P. Morgan Securities LLC wirehouseAlpha Cubed Investments, LLC otherOtherAug 30, 2017Aug 21, 2017
Jared Raymond OrenMorgan Stanley wirehouseAlpha Cubed Investments, LLC otherOtherJun 26, 2017Jun 23, 2017
Nathan Leroy BosekRaymond James Financial Services Advisors, Inc otherAlpha Cubed Investments, LLC otherOtherJun 19, 2017Jun 16, 2017
Antonio Fernando Mariscal RomeroKanos Capital Management, LLC independent RIAAlpha Cubed Investments, LLC otherOtherJun 6, 2017Mar 29, 2017
Brendan Patrick ByrneJ.P. Morgan Securities LLC wirehouseAlpha Cubed Investments, LLC otherOtherApr 26, 2017Apr 17, 2017
Gregory M AdamczykOppenheimer & Co. Inc. otherAlpha Cubed Investments, LLC otherOtherMar 1, 2017Feb 16, 2017
Ross Bentley HansenMorgan Stanley wirehouseAlpha Cubed Investments, LLC otherOtherFeb 21, 2017Feb 10, 2017
Kenneth John PetersonPrivate Advisory otherAlpha Cubed Investments, LLC otherOtherDec 2, 2016Jul 7, 2016
Jeffrey JosephAssetmark, Inc. otherAlpha Cubed Investments, LLC otherOtherOct 18, 2016Nov 28, 2016 (41 d)
John Eric BenedictRegal Investment Advisors LLC otherAlpha Cubed Investments, LLC independent RIAOtherMay 25, 2016Jun 15, 2018 (751 d)
John Nmn SalomonRegal Investment Advisors LLC otherAlpha Cubed Investments, LLC independent RIAOtherMay 25, 2016Jun 15, 2018 (751 d)
Todd Alan SixtProtected Investors Of America otherAlpha Cubed Investments, LLC otherOtherOct 1, 2015Oct 6, 2015
Steven Patrick FordProtected Investors Of America otherAlpha Cubed Investments, LLC otherOtherOct 1, 2015Nov 9, 2015 (39 d)
David Anthony JabczenskiJ.P. Morgan Securities LLC wirehouseAlpha Cubed Investments, LLC otherOtherFeb 11, 2015Feb 9, 2015
Michael Francis MiddendorfAmeriprise Financial Services, LLC national BDAlpha Cubed Investments, LLC otherOtherOct 23, 2014Oct 15, 2014
Steven Samuel ChristensenE*Trade Capital Management, LLC otherAlpha Cubed Investments, LLC otherOtherJun 25, 2013Jun 12, 2013
Todd Allen RustmanWhjr Associates otherAlpha Cubed Investments, LLC otherOtherMar 27, 2013Jul 8, 2016 (1199 d)
Todd Randall WalshTrw Investments otherAlpha Cubed Investments, LLC otherOtherDec 20, 2012Dec 8, 2011
Gregory A. KorbekianTrw Investments otherAlpha Cubed Investments, LLC otherOtherNov 6, 2012Feb 24, 2012
Hans Peter EwertTrw Investments otherAlpha Cubed Investments, LLC otherOtherNov 6, 2012Dec 8, 2011
Marion Anthony JabczenskiMercer Global Advisors Inc. otherAlpha Cubed Investments, LLC otherOtherOct 29, 2012Nov 13, 2012
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46 moves match.