DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Transamerica Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julian Ortega | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 27, 2026 |
| Sydney Katrina Hyatt | W&S Brokerage Services, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Sep 9, 2026 |
| Justin W Hill | Severin Investments LLC independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2026 | Sep 14, 2026 (56 d) |
| Orobosa Ero | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2026 | Jul 29, 2026 |
| Yali Pan Sheneman | Hsbc Securities (USA) Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 25, 2026 |
| Paula Juszczyk | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 27, 2026 |
| Sarah Guibert | Wealth Enhancement Advisory Services, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | May 6, 2026 (51 d) |
| James Collins | Eagle Strategies LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Apr 28, 2026 (53 d) |
| Abhimanyu Vinayek | Secure Investment Management, LLC independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2026 | Mar 13, 2026 |
| Marc Anthony Haiar | Concorde Asset Management, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Feb 27, 2026 |
| Brennen Michael Hess | Strategic Advisers LLC national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Feb 10, 2026 |
| Jeffery Donahou | Edward Jones national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Apr 29, 2026 (110 d) |
| Keith Jackson | LPL Financial LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Jun 1, 2026 (237 d) |
| Shane Mahadeo | Florida Financial Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Jul 15, 2026 (281 d) |
| Sara Christen Oatt | LPL Financial LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 17, 2025 |
| Deanna Rene Lewis | Curi Capital, LLC independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 17, 2025 | Apr 24, 2026 (219 d) |
| Thomas Alan Graber | Cadaret Grant & Co Inc BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 15, 2025 |
| Jay Matthew Vavra | Next Financial Group, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Sep 4, 2025 (34 d) |
| Stephen Derengowski | Scf Investment Advisors, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Oct 30, 2025 (115 d) |
| Carol Sue Chaney | LPL Enterprise, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Dec 11, 2025 (161 d) |
| Spencer Skolout | Osaic Wealth, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 20, 2025 |
| Kelsey Nicole Dale | Valic Financial Advisors, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jul 1, 2025 |
| Brendon Anderson | Strategic Advisers LLC national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Nov 9, 2025 (164 d) |
| Kumar Bhandari | Avantax Advisory Services BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | Aug 11, 2026 (459 d) |
| Scott C Miller | First Command Advisory Services BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Jun 13, 2025 (45 d) |
| Amber Rae Paulsen | Cadaret Grant & Co Inc BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 23, 2025 |
| Trevor J Foster | Edward Jones national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Jun 4, 2025 (42 d) |
| Jane Elizabeth Morrow | Montag independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Apr 11, 2025 |
| Bonnie Marie Celia | W&S Brokerage Services, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Apr 8, 2025 (49 d) |
| Patrick J Dean | W&S Brokerage Services, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | May 16, 2025 (87 d) |
| Ayelet Bisson | Kestra Advisory Services, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Sep 16, 2026 (595 d) |
| Kenneth Der | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Apr 23, 2025 (105 d) |
| Brent Roger Stricklett | Osaic Wealth, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Feb 24, 2025 (52 d) |
| Brighton Alexander Hollis | Equitable Advisors, LLC national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Mar 17, 2025 (73 d) |
| Suzana Romine | Pruco Securities, LLC no RAUM | Transamerica Financial Advisors, LLC BD affiliated | Other | Jan 2, 2025 | Apr 7, 2025 (95 d) |
| Andrea Lewis | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Jan 16, 2025 |
| Tammy Louise Borchers | Cadaret Grant & Co Inc BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Jan 7, 2025 |
| Katharine Minnie Wong-Conway | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2024 | Oct 8, 2025 (317 d) |
| Ruxian Gong | Glass Jacobson Wealth Advisors independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 14, 2024 | Sep 8, 2025 (298 d) |
| Ryan P Murphy | Morgan Stanley wirehouse | Transamerica Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2024 | May 20, 2026 (568 d) |
| Devin Michael Mcgill | Osaic Institutions, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Nov 12, 2024 |
| Pedro Jose Falconi-Cardenas | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 11, 2024 |
| Nathaniel Tjoa | M Holdings Securities, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 27, 2024 |
| Robert Costello | Grove Point Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 25, 2024 |
| Holly Crystal Brauer | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | May 15, 2026 (673 d) |
| Alexandra M Mickelson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2024 | Mar 12, 2025 (253 d) |
| Janet C Booth | LPL Financial LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2024 | Jun 11, 2024 |
| Jonathan Edward Fonash | Osaic Institutions, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | Jun 6, 2024 |
| Nicole Koren Clark | U.S. Bancorp Investments, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Mar 10, 2025 (307 d) |
| Randall S Fox | J.P. Morgan Securities LLC wirehouse | Transamerica Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2024 | May 30, 2024 |
| Earl Martin Sawit Valencia | Plentina Financial Inc. no RAUM | Transamerica Financial Advisors, LLC BD affiliated | Other | Apr 26, 2024 | Feb 10, 2026 (655 d) |
| Tyrone A Chaplin | Pruco Securities, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 7, 2024 |
| Dominic Russo | Grove Point Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Apr 23, 2024 |
| Chico Huang | Pruco Securities, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Mar 20, 2026 (708 d) |
| Karena Zhu | Citigroup Global Markets Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | May 15, 2024 (35 d) |
| Andre Muhammad | Sequent Planning, LLC independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2024 | Apr 10, 2024 (37 d) |
| Bernard Kankam Mensah | Citizens Securities, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Sep 2, 2025 (568 d) |
| Michelle Anne Barry | Grove Point Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 14, 2024 |
| Siyuan Zhang | Vista Wealth LLC unclassified | Transamerica Financial Advisors, LLC BD affiliated | Other | Nov 18, 2023 | Jan 29, 2024 (72 d) |
| Art John Dougan | Charles Schwab & Co., Inc. national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Dec 4, 2024 (439 d) |
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537 moves match.