DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Highpoint Advisor Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jerome Jacob KahnLPL Financial LLC BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022Jun 23, 2021
Robert P EberlinLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2021Aug 30, 2021
Andrew Albert KeppyLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2021Aug 30, 2021
John Lewis BoyerLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2021Aug 31, 2021
Ronald Cheong Ming ShihLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2021Aug 27, 2021
Sammy MoyLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2021Aug 27, 2021
Eric Jason BartlettLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2021Aug 27, 2021
Joshua John SandsLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2021Aug 25, 2021
John N WillsLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2021Aug 5, 2021
Carla Ann ReillyLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2021Jul 27, 2021
John Todd VandervoornLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2021Jul 27, 2021
James Herman VandiverLPL Financial LLC BD affiliatedHighpoint Advisor Group, LLC otherOtherJun 3, 2021Apr 25, 2014
Michelle Marie JurasMML Investors Services, LLC BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2021May 5, 2021
Scott Andrew PiggushLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2021Mar 25, 2021
Brandon Raymond JuodikisLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2021Mar 25, 2021
Mark David GeoffreyLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2021Mar 25, 2021
James Devereux ChaseLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2021Mar 12, 2021
Natasha Boris TitovaLevel Four Advisory Services BD affiliatedHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2021Mar 12, 2021
Terra Ann JahnsNorthwestern Mutual Investment Services,LLC no RAUMHighpoint Advisor Group, LLC independent RIAOtherFeb 18, 2021Mar 12, 2021
Matthew James KingEdward Jones national BDHighpoint Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2019Feb 5, 2020 (120 d)
Justin John DagostinoTd Ameritrade Investment Management, LLC independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAJun 25, 2019Jul 15, 2019
Tammy Talya BilladeauChurchill Management Group independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAMay 8, 2019May 23, 2019
Scott Charles KurkjianIht Wealth Management LLC independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIANov 15, 2018Nov 16, 2018
Ann Marie GreenbergMoneco Advisors independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAJul 24, 2018Jul 12, 2018
Heather A CorleyBrookstone Capital Management LLC independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAJun 5, 2018Mar 12, 2021 (1011 d)
Lauren Ashleigh RosbergSound Income Strategies, LLC independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAApr 12, 2018May 18, 2018 (36 d)
Alan Richard NadolnaTsfg, LLC independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAMar 28, 2018May 18, 2018 (51 d)
T Dewitt BuchananSafe Harbor Retirement Consultants, LLC unclassifiedHighpoint Advisor Group, LLC otherOtherDec 31, 2017Dec 15, 2017
Jeffrey Thomas KochanSpc otherHighpoint Advisor Group, LLC otherOtherDec 18, 2017Jan 1, 2018
Francis Michael GutrichJ.P. Morgan Securities LLC wirehouseHighpoint Advisor Group, LLC otherOtherJan 25, 2017Jan 6, 2017
Gregory Paul BennerRedwood Financial Network otherHighpoint Advisor Group, LLC otherOtherDec 15, 2016Dec 11, 2015
Brandy Lynn HarringtonTc Wealth Partners, LLC no RAUMHighpoint Advisor Group, LLC otherOtherNov 3, 2016Nov 7, 2016
Douglas W. O'ConnellFifth Third Securities, Inc. otherHighpoint Advisor Group, LLC otherOtherJul 11, 2016Jun 30, 2016
Kevin Bryan ChupackSage Capital Management, LLC unclassifiedHighpoint Advisor Group, LLC otherOtherJun 3, 2016Jul 13, 2016 (40 d)
Willard John EinsparMsi Financial Services, Inc. otherHighpoint Advisor Group, LLC otherOtherMay 10, 2016May 10, 2016
Kevin Randall MerlingStrategic Advisers LLC national BDHighpoint Advisor Group, LLC otherOtherMar 17, 2016Mar 14, 2016
Kevin Alanson BrainerdEdward Jones national BDHighpoint Advisor Group, LLC otherOtherMar 7, 2016Mar 8, 2016
Brian Christopher DoakSanctuary Advisors, LLC otherHighpoint Advisor Group, LLC otherOtherFeb 18, 2016Feb 17, 2016
Craig Faris IbrahimService 1 Financial Group no RAUMHighpoint Advisor Group, LLC otherOtherJan 22, 2016Jun 13, 2016 (143 d)
Martin Anthony CampbellService 1 Financial Group no RAUMHighpoint Advisor Group, LLC otherOtherJan 22, 2016Sep 14, 2016 (236 d)
Michael Thomas SmithLevel Four Advisory Services otherHighpoint Advisor Group, LLC otherOtherJan 13, 2016Feb 18, 2016 (36 d)
Joseph Shane ContornoContorno Capital Management LLC unclassifiedHighpoint Advisor Group, LLC otherOtherDec 31, 2015Jan 17, 2014
Christopher John BreitenbachCb3 Financial Group, Inc. state registeredHighpoint Advisor Group, LLC otherOtherDec 4, 2015Mar 10, 2014
David Joseph HendersonNorthwestern Mutual Investment Services,LLC otherHighpoint Advisor Group, LLC otherOtherNov 16, 2015Jan 25, 2016 (70 d)
Brett P RobinsonEdward Jones national BDHighpoint Advisor Group, LLC otherOtherAug 4, 2015Sep 8, 2015 (35 d)
Brian Mark GedoniusMorgan Stanley wirehouseHighpoint Advisor Group, LLC otherOtherDec 17, 2014Dec 12, 2014
Mark Francis PowellEdward Jones national BDHighpoint Advisor Group, LLC otherOtherDec 11, 2014Dec 18, 2014
Jerome Anthony BellmLevel Four Advisory Services otherHighpoint Advisor Group, LLC otherOtherDec 2, 2014Nov 21, 2014
Gregory Arthur ReicholdDavid A. Noyes & Company otherHighpoint Advisor Group, LLC otherOtherNov 25, 2014Nov 21, 2014
Richard Elson LloydVsr Advisory Services otherHighpoint Advisor Group, LLC otherOtherSep 30, 2014Oct 2, 2014
Richard Elson LloydVsr Advisory Services otherHighpoint Advisor Group, LLC otherOtherSep 30, 2014Oct 2, 2014
Julie Ann HuppWaddell & Reed otherHighpoint Advisor Group, LLC otherOtherJun 12, 2014Jun 2, 2014
Jeffrey Eugene MartinAmeriprise Financial Services, LLC national BDHighpoint Advisor Group, LLC otherOtherDec 26, 2013Dec 19, 2013
Charles Ridgely Pue BrownWorld Equity Group, Inc. otherHighpoint Advisor Group, LLC otherOtherDec 23, 2013Dec 23, 2013
Alan Frank DelcorseUhlmann Investment Management, L.L.C. otherHighpoint Advisor Group, LLC otherOtherDec 16, 2013Dec 13, 2013
Duran Fabre AllenJ.P. Morgan Securities LLC wirehouseHighpoint Advisor Group, LLC otherOtherDec 10, 2013Dec 11, 2013
Russell Lew WaryePrincipal Securities, Inc. otherHighpoint Advisor Group, LLC otherOtherNov 11, 2013Nov 12, 2013
Laura Lynn ChamnessLPL Financial LLC otherHighpoint Advisor Group, LLC otherOtherAug 26, 2013Nov 21, 2014 (452 d)
Richard Peter DebruinNew England Securities Corporation otherHighpoint Advisor Group, LLC otherOtherAug 22, 2013Aug 21, 2013
Douglas Frederick BrymerFifth Third Securities, Inc. otherHighpoint Advisor Group, LLC otherOtherAug 2, 2013Aug 13, 2013
Page 1 of 2Next
86 moves match.