DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Advisor Resource Council

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James AultMargo Park Financial state registeredAdvisor Resource Council independent RIAOtherJul 29, 2026Aug 7, 2026
Jeffrey Wayne CarrollRobert W. Baird & Co. Incorporated mixed wealthAdvisor Resource Council independent RIARIA to RIAJun 3, 2026May 22, 2026
Richard William JonesCambridge Investment Research Advisors, Inc. BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2026Jul 31, 2026 (58 d)
Shawn Wayne ClaggChoc Wealth Management unclassifiedAdvisor Resource Council independent RIAOtherDec 9, 2025Nov 13, 2025
Douglas Michael HeagrenLPL Financial LLC BD affiliatedAdvisor Resource Council otherOtherNov 18, 2025Sep 24, 2014
Abigail Frances ValentineVanguard Advisers, Inc. BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2025Jul 14, 2025
Matthew Jones FanninAlpha Wealth Management And Planning LLC independent RIAAdvisor Resource Council independent RIARIA to RIAJul 17, 2025May 22, 2025
Dayle Nelson ScheinmanLPL Financial LLC BD affiliatedAdvisor Resource Council otherOtherMay 27, 2025Jan 28, 2013
John Thomas AndrewsCalamos Advisors LLC asset managerAdvisor Resource Council independent RIAOtherFeb 20, 2025Feb 19, 2025
Kevin Michael PhillipsRaymond James & Associates, Inc. national BDAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2025Mar 11, 2025 (63 d)
Jacob Edward MauneyThe Wealth Consulting Group independent RIAAdvisor Resource Council independent RIARIA to RIAMay 29, 2024Apr 17, 2024
David Keith BrownThe Wealth Consulting Group independent RIAAdvisor Resource Council independent RIARIA to RIAApr 1, 2024Apr 2, 2024
Chad Ryan McauliffKnights Of Columbus Asset Advisors LLC institutionalAdvisor Resource Council independent RIAOtherMar 8, 2024Mar 27, 2024
Robert Bixby GreenCojo Bay Advisors, LLC unclassifiedAdvisor Resource Council independent RIAOtherJan 4, 2024Apr 24, 2023
Michaelene J. ButlerHornor, Townsend & Kent, LLC BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAOct 17, 2023Oct 18, 2023
Laura Elizabeth EnglishLion Street Advisors, LLC BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2023Nov 1, 2023
Justin ChildressCetera Investment Advisers LLC BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2023Mar 31, 2023
Jason F SauerCambridge Investment Research Advisors, Inc. BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2023Mar 22, 2023
Braden Wayne GivensCetera Advisor Networks LLC BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2023Mar 20, 2023
John Ronald AtchleyFsc Securities Corporation BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2022Sep 19, 2022
Mark Patrick HeckLPL Financial LLC independent RIAAdvisor Resource Council otherOtherJul 12, 2022Jan 28, 2013
Tyler West HastingsRaymond James & Associates, Inc. national BDAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2022Jun 22, 2022 (77 d)
David B BennettNext Financial Group, Inc. BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2021Jan 21, 2025 (1146 d)
John BordelonEdward Jones national BDAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2021Sep 23, 2021
Kraig Alan McfarlandDrawbridge Capital independent RIAAdvisor Resource Council independent RIARIA to RIASep 23, 2021Nov 18, 2021 (56 d)
Dennis L. JacksonLevel Four Advisory Services BD affiliatedAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2021Aug 27, 2021
Miriam M FavorMML Investors Services, LLC BD affiliatedAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2021May 19, 2021
Allen Reid KimbrellWells Fargo Advisors wirehouseAdvisor Resource Council independent RIAWirehouse to independent RIAApr 12, 2021Jan 1, 2025 (1360 d)
Stephen Brennan BrowneJ.P. Morgan Securities LLC wirehouseAdvisor Resource Council BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 18, 2021Feb 18, 2021
Joshua Paul IngramAvantax Advisory Services BD affiliatedAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jan 4, 2021
Christopher Paul FasyValic Financial Advisors, Inc. BD affiliatedAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 9, 2020
Daniel M AbrahamValic Financial Advisors, Inc. BD affiliatedAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherOct 23, 2020Oct 26, 2020
Steven Jay DiamondLPL Financial LLC BD affiliatedAdvisor Resource Council no RAUMOtherOct 6, 2020Jun 12, 2012
John David MitchellLPL Financial LLC BD affiliatedAdvisor Resource Council otherOtherSep 8, 2020Feb 5, 2015
Andrea Anne RomeroEdward Jones national BDAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2020May 12, 2020 (39 d)
Steven Jay JacobsonAmeriprise Financial Services, LLC national BDAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2019Oct 16, 2019
Daniel Joseph BarfieldBarfield Wealth Management unclassifiedAdvisor Resource Council independent RIAOtherSep 30, 2019Jan 21, 2025 (1940 d)
Chad James CastrinosIndependent Financial Partners BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2019Jun 14, 2019
Bryan Gerald MussoWells Fargo Advisors wirehouseAdvisor Resource Council independent RIAWirehouse to independent RIAApr 25, 2019Apr 18, 2019
Ashley Layne HodgeWwk Wealth Advisors independent RIAAdvisor Resource Council independent RIARIA to RIAApr 4, 2019Mar 12, 2019
John Bradford BordenSecurian Financial Services, Inc. BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2019Mar 13, 2019
Brandon Ronald FresardUsaa Investment Services Company BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIADec 13, 2018Jan 23, 2019 (41 d)
Atif Iqbal MughalWells Fargo Advisors wirehouseAdvisor Resource Council independent RIAWirehouse to independent RIASep 18, 2018Sep 14, 2018
Samuel Elliot RodriguezLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2018Jul 26, 2018
Brian W KrukielLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2018Jul 26, 2018
Travis Bryan FloydLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2018Jul 26, 2018
Patricia GomezEdward Jones national BDAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2018Aug 6, 2018
Robert Valliant BrownLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
Kenneth Jerome LemoineLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
Alden Gerard HagardornLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
Jean Paul LagardeLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
William Tyson VanlandinghamLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
P David SolimanLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
Brentson Sanford BowlinLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
Timothy Kent AubinLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
Paige Leigh St. MartinLevel Four Advisory Services BD affiliatedAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Aug 2, 2018
Thomas William McauliffeLPL Financial LLC independent RIAAdvisor Resource Council otherOtherMar 16, 2018Nov 6, 2017
Brandon Wayne SimmonsAmeriprise Financial Services, LLC national BDAdvisor Resource Council otherOtherAug 18, 2017Aug 18, 2017
Brick Palmer ParsonsEdward Jones national BDAdvisor Resource Council otherOtherApr 12, 2017Apr 28, 2017
Thomas Matthew HubbellMaverick Wealth Management unclassifiedAdvisor Resource Council otherOtherMar 22, 2017Apr 3, 2017
Page 1 of 3Next
123 moves match.