DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hayden Royal

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Louis David DworskyMorse Capital Partners, LLC independent RIAHayden Royal independent RIARIA to RIADec 31, 2021Sep 30, 2019
Matthew Thomas NadeauLord, Abbett & Co. LLC asset managerHayden Royal independent RIAOtherApr 9, 2021Apr 7, 2021
Maureen Therese HenryTd Ameritrade, Inc. no RAUMHayden Royal independent RIAOtherDec 1, 2020Dec 8, 2020
Michael Lee HudsonRs Wealth Management, LLC unclassifiedHayden Royal independent RIAOtherAug 12, 2020May 28, 2020
Brian Patrick FlemingRs Wealth Management, LLC unclassifiedHayden Royal independent RIAOtherAug 12, 2020May 28, 2020
Ryan A MaglioWells Fargo Advisors wirehouseHayden Royal independent RIAWirehouse to independent RIAMar 23, 2020Apr 8, 2020
Joseph Frank DarpelRaymond James Financial Services Advisors, Inc BD affiliatedHayden Royal independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2019Oct 1, 2019
Edison F Parker Jr.Cary Street Partners BD affiliatedHayden Royal independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2019Aug 16, 2019
Daniel Davis ParkerCary Street Partners BD affiliatedHayden Royal independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2019Aug 16, 2019
Randy G KolendaWells Fargo Advisors wirehouseHayden Royal independent RIAWirehouse to independent RIAJul 22, 2019Jul 19, 2019
Jason JensenWells Fargo Advisors wirehouseHayden Royal independent RIAWirehouse to independent RIAFeb 20, 2019Feb 14, 2019
Andrea Louise SwopeCary Street Partners BD affiliatedHayden Royal independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2019Oct 7, 2019 (251 d)
Heath Justin HarrisCitigroup Global Markets Inc. BD affiliatedHayden Royal independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2018Sep 7, 2018
Kenneth K JobsonPlatinum Wealth Partners otherHayden Royal independent RIAOtherMar 28, 2018Mar 26, 2018
William James ChapmanFogel Capital Management Inc otherHayden Royal otherOtherMar 16, 2018Aug 30, 2017
Dale Joseph BoettcherPlatinum Wealth Partners otherHayden Royal independent RIAOtherMar 12, 2018Jan 12, 2018
Tami Lynne AloisaSpire Wealth Management, LLC otherHayden Royal independent RIAOtherJan 8, 2018Feb 5, 2018
Sarah Margaret WestbrookFounders Financial Securities, LLC otherHayden Royal independent RIAOtherDec 31, 2017May 24, 2019 (509 d)
William Wallace ChamberlainRBC Capital Markets, LLC national BDHayden Royal otherOtherOct 10, 2017Oct 5, 2017
Clinton David MartinRaymond James Financial Services Advisors, Inc otherHayden Royal otherOtherOct 4, 2017Oct 2, 2017
Gary G GarciaMorgan Stanley wirehouseHayden Royal otherOtherAug 14, 2017Aug 14, 2017
Tyrone V RossMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHayden Royal otherOtherJul 10, 2017Jul 11, 2017
Bruce Brenner WoodWells Fargo Advisors wirehouseHayden Royal otherOtherJun 19, 2017Jun 19, 2017
Michael HakeremEmpowered Portfolios, LLC unclassifiedHayden Royal otherOtherJun 13, 2017Jun 13, 2017
Gregory Scott YoungVoya Financial Advisors, Inc. otherHayden Royal otherOtherJun 6, 2017Jun 6, 2017
Jon E GauthierVisionquest Wealth Management, LLC otherHayden Royal otherOtherMay 9, 2017Jun 19, 2017 (41 d)
Alvin Lartigue CastroOppenheimer & Co. Inc. otherHayden Royal otherOtherApr 4, 2017Apr 4, 2017
Daniel Leroy TaylorRaymond James Financial Services Advisors, Inc otherHayden Royal otherOtherApr 4, 2017Mar 31, 2017
Airis Alexander AbolinsDavis Wealth Management otherHayden Royal otherOtherApr 3, 2017Apr 3, 2017
Ryan Paul ThomsenOak City Investment Consulting otherHayden Royal otherOtherApr 3, 2017Mar 31, 2017
Michelle L CavalleroWells Fargo Advisors wirehouseHayden Royal independent RIAWirehouse to independent RIAMar 24, 2017Jul 31, 2018 (494 d)
John Robert JoyceWells Fargo Advisors wirehouseHayden Royal otherOtherMar 24, 2017Mar 23, 2017
Douglas Hart BirnieWells Fargo Advisors wirehouseHayden Royal otherOtherMar 8, 2017Mar 3, 2017
Mitchell Howard HirschWells Fargo Advisors wirehouseHayden Royal otherOtherJan 18, 2017Jan 24, 2017
Louise Lorraine WallaceWells Fargo Advisors wirehouseHayden Royal otherOtherJan 18, 2017May 23, 2017 (125 d)
Kenneth Phillip ArnoldWells Fargo Advisors wirehouseHayden Royal otherOtherJan 18, 2017Jan 24, 2017
Corey FrancoHerbert J. Sims Capital Management, Inc. independent RIAHayden Royal otherOtherDec 19, 2016Apr 5, 2017 (107 d)
Nick MoylanMorgan Stanley wirehouseHayden Royal otherOtherNov 17, 2016Oct 28, 2016
Chris Chetwode BelchamberChris Belchamber Investment Management, LLC unclassifiedHayden Royal otherOtherOct 28, 2016Oct 9, 2015
Robert Emmett LyonsUBS Financial Services Inc. wirehouseHayden Royal otherOtherSep 29, 2016Sep 30, 2016
Philip Arthur GleasonIc Advisory Services, Inc. otherHayden Royal otherOtherSep 1, 2016Sep 1, 2016
John Mccreary SusinIc Advisory Services, Inc. otherHayden Royal otherOtherAug 9, 2016Aug 10, 2016
Kim DysonEquitable Advisors, LLC national BDHayden Royal otherOtherAug 9, 2016Aug 10, 2016
Brandon Christopher OliverMorgan Stanley wirehouseHayden Royal otherOtherJul 1, 2016Jul 18, 2016
Robert David SchaffLPL Financial LLC otherHayden Royal otherOtherJun 16, 2016Jun 3, 2016
William David BergerBiegel Waller Investment Advisory Services otherHayden Royal otherOtherJun 13, 2016May 26, 2016
Richard Cavanagh McelroyTriangle Wealth Management otherHayden Royal otherOtherJun 13, 2016Jun 11, 2016
Samuel Sylvanus McninchNfp Advisor Services, LLC otherHayden Royal otherOtherMay 5, 2016Apr 28, 2016
Stuart Alan RainerMorgan Stanley wirehouseHayden Royal otherOtherApr 15, 2016Apr 28, 2016
Joshua D BradleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHayden Royal otherOtherMar 24, 2016Mar 14, 2016
Craig Daniel PriceUBS Financial Services Inc. wirehouseHayden Royal otherOtherMar 18, 2016May 18, 2016 (61 d)
Philip Herbert EllisDynasty Capital Management, Inc unclassifiedHayden Royal otherOtherSep 8, 2015Nov 12, 2015 (65 d)
John Currier GoodsonRaymond James Financial Services Advisors, Inc otherHayden Royal otherOtherJul 14, 2015Nov 10, 2015 (119 d)
Judson Harris GeeLPL Financial LLC otherHayden Royal otherOtherJul 7, 2015Jun 26, 2015
John Weaver YoungRaymond James & Associates, Inc. national BDHayden Royal otherOtherApr 30, 2015Apr 30, 2015
Nathaniel Edman SiensBmo Harris Financial Advisors, Inc otherHayden Royal otherOtherApr 24, 2015Sep 2, 2015 (131 d)
Brian Scott LangleyEdward Jones national BDHayden Royal otherOtherNov 6, 2014Dec 24, 2014 (48 d)
Christopher David DelarmeHaven Capital otherHayden Royal otherOtherJul 14, 2014Jan 15, 2015 (185 d)
Matthew Aaron LusardiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHayden Royal otherOtherFeb 13, 2009Nov 2, 2015 (2453 d)
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59 moves match.