DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at B Riley Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Andrew Sonzogni | B. Riley Wealth Advisors, Inc. BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | Mar 14, 2022 |
| Sara Lain Hay | Raymond James Financial Services Advisors, Inc BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 12, 2022 |
| Marcus Anthony Arneaud | Associated Investor Services, Inc. state registered | B Riley Wealth Management BD affiliated | Other | Oct 28, 2021 | Mar 9, 2022 (132 d) |
| Jan Willem Kamphuis | Truist Advisory Services, Inc. BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2021 | Jul 27, 2021 |
| Jennifer Hardcastle | Truist Advisory Services, Inc. BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2021 | Jul 27, 2021 |
| Steven E Crouch | Truist Advisory Services, Inc. BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2021 | Jul 27, 2021 |
| Amanda Hinckley Burton | Truist Advisory Services, Inc. BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2021 | Jul 27, 2021 |
| Marc Alan Liberman | Morgan Stanley wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2021 | Apr 21, 2021 |
| Paul George Dietrich | Fairfax Global Markets LLC mixed wealth | B Riley Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2021 | Dec 4, 2019 |
| Shelly Halford Baker | Fidelity Personal And Workplace Advisors BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Jul 12, 2021 (122 d) |
| Phillip Edward Hall | Bny Mellon Securities Corporation BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2021 | Jan 15, 2021 |
| Mark James Sindowski | Raymond James & Associates, Inc. national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2020 | Dec 11, 2020 |
| Michael John Gavett | Fiduciary Financial Services Wealth Management independent RIA | B Riley Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2020 | Sep 9, 2019 |
| Richard Alan Wright | Fiduciary Financial Services Wealth Management independent RIA | B Riley Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2020 | Jan 22, 2020 |
| Robert Kyle Gabhart | Edward Jones national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Oct 15, 2020 |
| Roger Daniel Follis | Wells Fargo Advisors wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2020 | Oct 9, 2020 |
| Charles Douglas Hartley | Wells Fargo Advisors wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2020 | Oct 9, 2020 |
| Jessica C Brooks | First Horizon Advisors, Inc mixed wealth | B Riley Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2020 | Oct 13, 2020 |
| Edward John Grimpe | Bb&T Securities, LLC BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 22, 2020 |
| Robert A Anthony | J.P. Morgan Securities LLC wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2020 | Sep 10, 2020 |
| Joshua D Chase | Kingsview Wealth Management, LLC independent RIA | B Riley Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2020 | Aug 19, 2020 |
| Steven Craig Behrle | Wells Fargo Advisors wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2020 | Aug 7, 2020 |
| Joseph Daniel Bergin | Wells Fargo Advisors wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2020 | Aug 10, 2020 |
| Mario Frank Frisella | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2020 | Jul 17, 2020 |
| James Raymond Bussey | Ameriprise Financial Services, LLC national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | May 22, 2020 |
| John Albert Hellwig II | Morgan Stanley wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2020 | May 19, 2020 |
| Mark Robert Kaskey | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 24, 2020 |
| Robert Januarius Cellucci | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 21, 2020 |
| William Jason Beard | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 21, 2020 |
| David Dereck Kassir | Wells Fargo Advisors wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2019 | Nov 15, 2019 |
| Michael Patrick Mccall | Raymond James & Associates, Inc. national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | May 31, 2019 |
| Myles Scott | Usca Ria LLC BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | May 2, 2019 |
| Jeffrey Joe Bouchard | Ameriprise Financial Services, LLC national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Apr 2, 2019 |
| Larry Warren Sills | Wells Fargo Advisors wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2018 | Oct 23, 2018 |
| Curtis A. Paul | Edward Jones national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2018 | Oct 9, 2018 |
| Paul Shannon Freyer | Morgan Stanley wirehouse | B Riley Wealth Management other | Other | Sep 17, 2018 | Sep 18, 2018 |
| Charles Brett Bryan | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Sep 4, 2018 | Sep 5, 2018 |
| Bruce Allen Lewin | Advisor Resource Council independent RIA | B Riley Wealth Management other | Other | Aug 27, 2018 | Aug 27, 2018 |
| Rustin Jj Feldman | Composition Wealth, LLC independent RIA | B Riley Wealth Management other | Other | Aug 27, 2018 | Aug 21, 2018 |
| John Hammond Urner | Cetera Investment Advisers LLC BD affiliated | B Riley Wealth Management other | Other | May 14, 2018 | May 11, 2018 |
| Robert Lincoln Nash | Hilltop Securities Inc. other | B Riley Wealth Management other | Other | Feb 7, 2018 | Mar 28, 2018 (49 d) |
| Andres Mejia Alfaro | Oppenheimer & Co. Inc. other | B Riley Wealth Management other | Other | Feb 2, 2018 | Feb 20, 2018 |
| Matthew M Sikorski | Hilltop Securities Inc. other | B Riley Wealth Management other | Other | Jan 31, 2018 | Mar 6, 2018 (34 d) |
| Martin William Padilla | Oppenheimer & Co. Inc. other | B Riley Wealth Management other | Other | Jan 26, 2018 | Jan 26, 2018 |
| Jeffrey A Holmes | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Jan 25, 2018 | Jan 19, 2018 |
| Jeannan Castleberry Brewer | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Nov 13, 2017 | Nov 14, 2017 |
| Aaron Haskins Fiske | UBS Financial Services Inc. wirehouse | B Riley Wealth Management other | Other | Sep 8, 2017 | Aug 31, 2017 |
| Robert Howard Keller | Morgan Stanley wirehouse | B Riley Wealth Management other | Other | Aug 9, 2017 | Jul 27, 2017 |
| Stuart A Ray | Morgan Stanley wirehouse | B Riley Wealth Management other | Other | Jul 12, 2017 | Jul 11, 2017 |
| Christin M Hinckle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B Riley Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2017 | Apr 9, 2019 (684 d) |
| Stephen Vincent Dolan | J.P. Morgan Securities LLC wirehouse | B Riley Wealth Management other | Other | Apr 14, 2017 | Jun 30, 2017 (77 d) |
| Jason Parker | Carson Advisory Group other | B Riley Wealth Management other | Other | Mar 9, 2017 | Mar 10, 2017 |
| Tamekia Yolanda Thompson | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Jan 18, 2017 | Jan 24, 2017 |
| Christopher Paige Scarborough | Valic Financial Advisors, Inc. other | B Riley Wealth Management other | Other | Nov 17, 2016 | Nov 22, 2016 |
| Scott Michael Rich | Mindshare Capital Management, LLC other | B Riley Wealth Management other | Other | Sep 28, 2016 | Jan 6, 2003 |
| Christopher Herridge Rusk | J.P. Morgan Private Wealth Advisors LLC other | B Riley Wealth Management other | Other | Sep 9, 2016 | Oct 28, 2016 (49 d) |
| Michael Steven Holly | Wells Fargo Advisors wirehouse | B Riley Wealth Management other | Other | Aug 24, 2016 | Jul 29, 2016 |
| James Anthony Parrish | Nasdaq Dorsey Wright other | B Riley Wealth Management other | Other | Mar 30, 2016 | Oct 3, 2016 (187 d) |
| Lawrence Keith Bogar | Ameriprise Financial Services, LLC national BD | B Riley Wealth Management other | Other | Dec 28, 2015 | Feb 18, 2016 (52 d) |
| Derrick Timothy Watts | Oppenheimer & Co. Inc. other | B Riley Wealth Management other | Other | Dec 1, 2015 | Sep 8, 2016 (282 d) |
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236 moves match.