DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Simplicity Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Mccormack | LPL Enterprise, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2026 | Sep 15, 2026 |
| David Andrew Harry | Dtm3 Corporation state registered | Simplicity Wealth mixed wealth | Other | Aug 31, 2026 | Jul 14, 2026 |
| Jason Siebert | Advisor Share Wealth Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Aug 27, 2026 | Sep 14, 2026 |
| Timothy Adam Beauregard | Sound Income Strategies, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Aug 21, 2026 | Sep 4, 2026 |
| Jack Edward Trent | Legacy Wealth Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jul 31, 2026 | Aug 4, 2026 |
| Michael Anthony Corrigan | Harvest Investment Services, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jul 27, 2026 | Jul 27, 2026 |
| Logan Richard Harris | Verity Asset Management independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jul 20, 2026 | Aug 6, 2026 |
| Virginia Mcneil O'Brien | Mobile Bay Wealth Management, LLC state registered | Simplicity Wealth mixed wealth | Other | Jul 14, 2026 | Jul 14, 2026 |
| Lacy Geil Mulroy | Mobile Bay Wealth Management, LLC state registered | Simplicity Wealth mixed wealth | Other | Jul 14, 2026 | Jul 14, 2026 |
| Christopher Lee Wholehan | Tlg Advisors, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 13, 2026 |
| Antonio Michael Filippone | Brookstone Wealth Advisors, LLC no RAUM | Simplicity Wealth mixed wealth | Other | Jul 6, 2026 | Jul 7, 2026 |
| Ryan Michael Bridges | First Advisors National, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jul 3, 2026 | Jul 9, 2026 |
| Joshua Allan Pick | Aptus Wealth Management, LLC unclassified | Simplicity Wealth other | Other | Jul 1, 2026 | Jan 31, 2025 |
| Chad Patrick Budy | Aptus Wealth Management, LLC unclassified | Simplicity Wealth other | Other | Jun 29, 2026 | Feb 24, 2025 |
| Kevin Aaron Krause | Zero Day Capital Enterprises LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | May 14, 2026 | May 18, 2026 |
| Sean Irvin | Bankers Life Advisory Services, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | Aug 27, 2026 (106 d) |
| Jason Matthew Peroni | Faith Investor Services mixed wealth | Simplicity Wealth mixed wealth | RIA to RIA | Apr 24, 2026 | May 5, 2026 |
| Herbert Gerry Wiebe | Pathfinder Financial Services state registered | Simplicity Wealth mixed wealth | Other | Apr 16, 2026 | Apr 17, 2026 |
| Kevin Anthony Blanchard | Meche And Associates LLC state registered | Simplicity Wealth mixed wealth | Other | Apr 10, 2026 | Apr 23, 2026 |
| Robert Joseph Sayre | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | Apr 9, 2026 |
| Dennis Patrick Maguire | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | Apr 8, 2026 |
| Edward Daniel Dropic | Hornor, Townsend & Kent, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Apr 7, 2026 | Apr 17, 2026 |
| Gene Isao Watanabe | Redhawk Wealth Advisors, Inc. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Apr 6, 2026 | Apr 13, 2026 |
| Kevin Murray Smith | Virtue Capital Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Mar 23, 2026 | Mar 30, 2026 |
| Jerry Marlin Toombs | Connect Financial Advisors state registered | Simplicity Wealth mixed wealth | Other | Mar 20, 2026 | Mar 20, 2026 |
| Thomas Ralph Pitts | Bankers Life Advisory Services, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Mar 24, 2026 |
| Timothy Michael Murphy | Connect Financial Advisors state registered | Simplicity Wealth mixed wealth | Other | Mar 17, 2026 | Apr 16, 2026 |
| David Morgan | Compass Financial Management LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Mar 2, 2026 | Jan 13, 2026 |
| Richard Gustafson | Prosperity Capital Advisors independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Feb 18, 2026 | Feb 23, 2026 |
| Jeremy Aden Erisman | Ae Wealth Management, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Feb 18, 2026 |
| Daniel Patrick Otoole | Meeder Advisory Services, Inc. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Feb 3, 2026 | Mar 20, 2026 (45 d) |
| Ryan Jennestad Lovell | Osaic Wealth, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | May 27, 2026 (117 d) |
| Jose M Garza | Strategy Financial Group independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jan 29, 2026 | Apr 2, 2026 (63 d) |
| Sandeep Varma | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | May 27, 2026 (126 d) |
| Steven Musser | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | Jul 3, 2026 (163 d) |
| Phylip Charles Simmons | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | Jun 10, 2026 (140 d) |
| Adam Sevier | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | Jun 4, 2026 (134 d) |
| Leslie Kathryn Hollingsworth | Gradient Advisors, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jan 15, 2026 | Feb 12, 2026 |
| Arcie Petty | Wizest Inc. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Dec 16, 2025 | Nov 10, 2025 |
| Linda Rose Jensen | Wealth Watch Advisors, Inc independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Dec 11, 2025 | Dec 15, 2025 |
| Joseph Calvin Bean | Foundations Investment Advisors LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Nov 7, 2025 | Nov 17, 2025 |
| James Paul Ball | Accurate Wealth Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Oct 31, 2025 | Nov 12, 2025 |
| Derrick Salvador Avelar | Kingswood Wealth Advisors, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Jan 6, 2026 (67 d) |
| Anthony Edwin Echang | First Command Advisory Services BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2025 | Dec 1, 2025 (34 d) |
| Robert A Prousalis | Paramount Financial state registered | Simplicity Wealth mixed wealth | Other | Sep 30, 2025 | Nov 4, 2025 (35 d) |
| Susan Lee Wieneke | Bison Wealth, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Sep 22, 2025 | Sep 23, 2025 |
| Zachary Williams | Brookstone Capital Management LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Sep 15, 2025 | Oct 1, 2025 |
| John Davis Baker | Fwa Wealth Management, LLC unclassified | Simplicity Wealth mixed wealth | Other | Sep 8, 2025 | Oct 13, 2025 (35 d) |
| Santoria Simone Texidor | Edward Jones national BD | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Oct 1, 2025 (42 d) |
| Christopher John Lester | Brookstone Wealth Advisors, LLC no RAUM | Simplicity Wealth mixed wealth | Other | Aug 15, 2025 | Aug 21, 2025 |
| Keith Brandon Lester | Brookstone Wealth Advisors, LLC no RAUM | Simplicity Wealth mixed wealth | Other | Aug 15, 2025 | Sep 9, 2025 |
| Katelyn Erchick | Brookstone Wealth Advisors, LLC no RAUM | Simplicity Wealth mixed wealth | Other | Aug 15, 2025 | Aug 20, 2025 |
| Grant A Therrien | Morgan Stanley wirehouse | Simplicity Wealth mixed wealth | Wirehouse to independent RIA | Aug 12, 2025 | Jul 20, 2026 (342 d) |
| Michael David Riley | Mutual Trust Asset Mgmt., Inc. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Aug 8, 2025 | Aug 20, 2025 |
| Brian Wakefield | Mutual Trust Asset Mgmt., Inc. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Aug 8, 2025 | Aug 19, 2025 |
| Nathan David Smith | Corecap Advisors BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | Aug 28, 2025 |
| John Robert Ressler | Tlg Advisors, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2025 | Sep 15, 2025 (41 d) |
| Shaymond Alan Janes | Private Advisor Group, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2025 | Aug 8, 2025 |
| Douglas Carlton Bryan | USA Financial Securities LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jul 30, 2025 | Aug 20, 2025 |
| Joey Sylvester Martin | Soar Financial LLC state registered | Simplicity Wealth mixed wealth | Other | Jul 22, 2025 | Aug 6, 2025 |
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195 moves match.