DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hilltop Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caleb Adam Barnett | Strategic Wealth Investment Group, LLC independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2026 | Apr 20, 2026 |
| Angela Chandler Hatley | RBC Capital Markets, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 6, 2026 |
| Nicholas Alexander Hughes | Advice And Planning Services BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 11, 2025 |
| John Scott Klingensmith | RBC Capital Markets, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Oct 31, 2025 |
| Taylor Heifetz | World Equity Group, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Mar 24, 2026 (138 d) |
| Kole Thomas Johnson | Equitable Advisors, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Nov 17, 2025 (34 d) |
| William Douglas Etheridge | RBC Capital Markets, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Sep 22, 2025 |
| John V Rivera | J.P. Morgan Securities LLC wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2025 | Sep 5, 2025 |
| Michael John Forster | Raymond James Financial Services Advisors, Inc BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 24, 2025 |
| Balin Thurow Smith | Equitable Advisors, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | May 29, 2025 |
| Avery Vanechanos | Next Financial Group, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 14, 2025 |
| Paul Jonathan O'Toole | LPL Financial LLC BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Mar 25, 2025 |
| James Raymond Bussey | B. Riley Wealth Advisors, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Feb 24, 2025 |
| Gayle Marie Mabry | B. Riley Wealth Advisors, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Jan 21, 2025 |
| Billie Garza | Wells Fargo Advisors wirehouse | Hilltop Securities Inc. other | Other | Nov 1, 2024 | Oct 26, 2005 |
| Steven Kenny | Truist Advisory Services, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 1, 2024 |
| Tammy Onita Milliorn | Truist Advisory Services, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 30, 2024 |
| Matthew B Rogers | Truist Advisory Services, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 30, 2024 |
| Stuart A Ray | B. Riley Wealth Advisors, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 5, 2024 |
| Henry Willis Bashore | Stephens BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2024 | Jul 12, 2024 |
| Maclendon Paul Aiken | Charles Schwab & Co., Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 27, 2024 |
| John D Boyle | Texas Capital Bank Private Wealth Advisors independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2024 | Aug 12, 2024 (59 d) |
| Thomas Du | Wells Fargo Advisors wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2024 | May 22, 2024 |
| Patrick Vahue Lovelady | Edward Jones national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Feb 16, 2024 |
| Bryan Hicks | Edward Jones national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Mar 15, 2024 |
| Patrick Scott Freeland | Charles Schwab & Co., Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | May 6, 2024 (117 d) |
| Hunter Shoemake | Charles Schwab & Co., Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jun 27, 2024 (179 d) |
| Kevin Doell | Momentum Independent Network Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 4, 2023 |
| Phillip Jones | J.P. Morgan Securities LLC wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 12, 2023 | Oct 31, 2023 |
| Mark Edward Travis | Swbc Investment Company mixed wealth | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2023 | Aug 11, 2023 |
| James Edward Walley | J.P. Morgan Securities LLC wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2023 | Sep 25, 2023 |
| Scott Thomas Wilson | Morgan Stanley wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2023 | Nov 8, 2024 (452 d) |
| Scott Edward Mccaffrey | LPL Financial LLC BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Jul 17, 2023 |
| Traci Kurtz | Cetera Advisor Networks LLC BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 15, 2023 |
| Jay David Angotti | Swan Global Investments, LLC mixed wealth | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2023 | Feb 27, 2023 |
| Christopher Beyer | Voya Investment Management Co. LLC other | Hilltop Securities Inc. BD affiliated | Other | Mar 6, 2023 | Apr 15, 2025 (771 d) |
| Kermit Johns | Worthpointe independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2023 | Jan 20, 2023 |
| Thomas Michael O'Connell | Western International Securities BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 19, 2023 |
| Daniel Lester Collins | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Dec 16, 2022 |
| Craig A Callon | MML Investors Services, LLC BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Dec 8, 2022 |
| Peter Dieter Nett | Ameriprise Financial Services, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2022 | Sep 26, 2022 |
| Kirk Roy Fricke | Hancock Whitney Investment Services Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | May 29, 2025 (1010 d) |
| Therakul Pulpanyawong | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 5, 2022 |
| Jeannie Tran Martinez | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | May 30, 2022 |
| John Marcus Allen | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 8, 2022 |
| James Woodall | Momentum Independent Network Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | May 18, 2021 |
| Tobith Walker Mckenzie | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Jul 5, 2023 (469 d) |
| Katherine Erin Ehlers | D.A. Davidson & Co. independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2022 | Mar 21, 2022 |
| Kristopher Bryan Field | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Feb 25, 2022 |
| Patrick Garrett Deist | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 28, 2022 | Feb 28, 2022 |
| Tamra Lynn Enriquez | Scf Investment Advisors, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Feb 15, 2022 |
| Scott Andrew Coya | D.A. Davidson & Co. independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2022 | Jan 12, 2022 |
| Stephen W Coy | Thrivent Investment Management Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Feb 19, 2025 (1167 d) |
| William Carr Stokes | B. Riley Wealth Advisors, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Dec 1, 2021 |
| Michael Ross Natzic | D.A. Davidson & Co. independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2021 | Dec 1, 2021 |
| Aaron Daniel Schmanski | LPL Financial LLC BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2021 | Nov 17, 2021 (83 d) |
| Lewis Cherry Williamson | Morgan Stanley wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2021 | Jun 20, 2023 (670 d) |
| Marvin L Coleman | Morgan Stanley wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2021 | Jun 20, 2023 (670 d) |
| Casey Wayne Mason | Pks Advisory Services, LLC independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2021 | Aug 30, 2021 |
| Joseph Walter Turek | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2021 | Jul 26, 2021 |
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249 moves match.