DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HPS ADVISORS, LLC asset manager | $29B | +62% | 0.0% | 20 | |||||
| ARAX ADVISORY PARTNERS BD affiliated | $27B | +303% | 233 | $114M | 92% | 87% | 65 | 39 | 17 |
| SUMMIT FINANCIAL, LLC BD affiliated | $26B | +50% | 231 | $114M | 89% | 64% | 77 | 108 | |
| L•• E••••••••• L•• BD affiliated | $25B | +32% | 3,125 | $8.0M | 98% | 52% | 33 | 1,141 | |
| D•••••••• • C•••••• L•• BD affiliated | $25B | +9.9% | 337 | $73.3M | 72% | 79% | 50 | 30 | 3 |
| M•••••••• I••••••••• M••••••••• E••••• L•••••• asset manager | $25B | +65% | 0.0% | 2 | |||||
| B•••• H•••• I••••••••• L••• independent RIA | $24B | +14% | 20 | $1.2B | 84% | 59% | 1,332 | 1 | 1 |
| F•••• C•••••• A••••••• S••••••• BD affiliated | $24B | +11% | 1,036 | $23.6M | 100% | 18% | 110 | 187 | |
| T•••••••• A•••• M••••••••• L••• asset manager | $24B | -33% | 0.0% | 100% | 3 | ||||
| M•••• F•••••••• A••••••• BD affiliated | $24B | +126% | 282 | $84.7M | 75% | 63% | 71 | 66 | |
| S••• BD affiliated | $23B | +20% | 142 | $159M | 96% | 78% | 67 | 26 | |
| L•••••• I••••••••• independent RIA | $22B | +16% | 916 | $24.0M | 99% | 20% | 151 | 315 | |
| O••••••••• A•••• M••••••••• BD affiliated | $21B | +6.8% | 5 | $4.3B | 82% | 25% | 8,360 | 3 | |
| M•• P•••••••• L••• asset manager | $21B | -12% | 0.0% | 13 | 53 | ||||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | $21B | +19% | 3,163 | $6.6M | 98% | 56% | 39 | 1,227 | |
| N•• E••• W••••• BD affiliated | $20B | +65% | 150 | $133M | 95% | 94% | 24 | 19 | |
| A••• C•••••• M••••••••• I• L•• asset manager | $20B | +119% | 2 | $9.8B | 0.0% | 23 | |||
| P••• A••••• S••••••••• L•• BD affiliated | $20B | +31% | 1,908 | $10.3M | 95% | 51% | 42 | 544 | |
| B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated | $19B | +21% | 515 | $36.7M | 95% | 14% | 63 | 101 | |
| T••••••••• R••••••••• A•••••••• L•• BD affiliated | $19B | +17% | 304 | $61.9M | 93% | 174 | |||
| B••••••••• L••••• C••••• S••••••••• L•• other | $19B | -50% | 10% | 100% | 6 | 24 | |||
| S•••••• W••••• P•••••••• L•• BD affiliated | $19B | +49% | 385 | $48.4M | 94% | 68% | 65 | 171 | |
| A•• F•••• L•• asset manager | $18B | -4.1% | 7 | $2.6B | 0.0% | 2 | |||
| S••••••• BD affiliated | $18B | +16% | 244 | $74.0M | 79% | 71% | 87 | 21 | |
| W••••••••• M••••••••• J•••• P•• L•• other | $18B | -0.7% | 0.0% | 1 | |||||
| B••••• A•••• M••••••••• ••••••••• C••• L•••••• asset manager | $17B | +27% | 0.0% | 1 | |||||
| B•••••• L• M••••• I••••••••• S••••••••• L•• other | $17B | 0.0% | 1 | ||||||
| M•••••• • N••••• A•••••••• L•• mixed wealth | $17B | 42 | $405M | 34% | 87% | 72 | 5 | ||
| P•••••••• S••••••••• I••• BD affiliated | $17B | +15% | 1,463 | $11.6M | 98% | 33% | 35 | 359 | |
| R•••••• J•••• I••••••••• M••••••••• asset manager | $17B | +5.1% | 31 | $544M | 0.0% | 52% | 0 | 3 | 2 |
| N••••••••• I••••••••• A•••••••• L•• BD affiliated | $17B | +6.7% | 398 | $42.0M | 100% | 0.0% | 631 | 9 | |
| C••••••• P•••••• W••••• BD affiliated | $17B | +28% | 93 | $179M | 94% | 100% | 26 | ||
| I••••••••• F•••••••• P••••••• BD affiliated | $16B | +30% | 316 | $51.6M | 73% | 71% | 166 | 172 | |
| F••••• A••••••• L•• asset manager | $16B | +2.0% | 0.0% | 11 | |||||
| P•••••••• A••••••• national BD | $16B | +39% | 3,985 | $3.9M | 99% | 21% | 17 | 1,829 | |
| O•••• A••••••• S•••••••• L•• BD affiliated | $15B | +24% | 351 | $44.1M | 97% | 59% | 84 | 201 | |
| B••••••••• I•••••• L•••••• asset manager | $15B | +12% | 0.0% | 6 | 50 | ||||
| Z•••• I••••••••• M••••••••• I••• mixed wealth | $15B | +26% | 81 | $180M | 31% | 78% | 41 | 20 | 2 |
| C••••••••• W••••• A•••••••• L•• BD affiliated | $14B | +17% | 99 | $146M | 79% | 89% | 66 | 40 | |
| W••••••••• M••••••••• H••• K••• L•••••• other | $14B | +20% | 0.0% | 1 | |||||
| O•••••• F••• A•••••••• L•• asset manager | $14B | +22% | 0.0% | 13 | |||||
| A••••••• A••••••• S•••••••• L•• BD affiliated | $14B | +19% | 549 | $25.0M | 96% | 32% | 53 | 248 | |
| K••••• P•••••• W••••• S•••••••• L•• BD affiliated | $13B | +32% | 208 | $64.7M | 97% | 70% | 96 | 43 | |
| S•••• F••• I••••••••• M••••••••• C•••• asset manager | $13B | +15% | 7,085 | $1.8M | 3.7% | 16% | 1 | 6,444 | |
| I••••••••• F•••••••• G••••• L•• BD affiliated | $13B | +14% | 485 | $26.7M | 95% | 42% | 53 | 313 | |
| C••••••• S••••••••• I••• BD affiliated | $13B | +40% | 785 | $16.4M | 98% | 2.9% | 77 | 994 | |
| F••••••• T•••••••• I••••••••• C•••• asset manager | $13B | +50% | 0.1% | 100% | 3 | ||||
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA | $13B | +20% | 363 | $35.2M | 96% | 45% | 83 | 210 | |
| P••••••• F•••••••• S•••••••• I••• BD affiliated | $12B | +24% | 271 | $45.9M | 86% | 53% | 69 | 140 | |
| G••••• G••••• H••• • C•• L•• independent RIA | $12B | +4.4% | 32 | $379M | 79% | 96% | 169 | 12 | |
| V••••••• S•••• F•••••••• A••••••• independent RIA | $12B | +29% | 5 | $2.4B | 81% | 96% | 465 | 5 | |
| S•••• A•••• M••••••••• C••• L••• asset manager | $12B | +21% | 0.0% | 1 | |||||
| G•••• A•••• M••••••••• I••• mixed wealth | $12B | +12% | 10 | $1.2B | 40% | 100% | 176 | 7 | 1 |
| F••••••••• M•• I••••• A•• asset manager | $11B | +3.4% | 1.0% | 28% | 1 | 1 | |||
| F•••• T•••• S••••••••• I••• BD affiliated | $11B | +20% | 1,008 | $10.8M | 98% | 23% | 46 | 1,118 | |
| B•••• C•••••• M••••••••• I••• asset manager | $11B | +37% | 3.4% | 100% | 2 | 7 | |||
| S••••••• • C•• other | $10B | +16% | 25 | $420M | 20% | 71% | 56 | 2 | |
| C••• S••••• P••••••• BD affiliated | $10B | +24% | 121 | $84.7M | 87% | 84% | 55 | 25 | |
| V•••••• A•••••••• I••• BD affiliated | $10B | +21% | 293 | $34.7M | 80% | 49% | 50 | 157 | |
| P••••••••• S••••••••• C••••••••• independent RIA | $10B | +12% | 446 | $22.7M | 91% | 16% | 156 | 351 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.