DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| AON INVESTMENTS USA INC. institutional | $151B | +11% | 0.0% | 15 | 8 | ||||
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC asset manager | $150B | +8.5% | 0.5% | 100% | 4 | 17 | |||
| BRIDGEWATER ASSOCIATES, LP asset manager | $150B | +10% | 0.0% | 6 | 38 | ||||
| I••••••• A•••••••• L•• asset manager | $150B | +40% | 0.0% | 3 | 1,144 | ||||
| H••• G••••• A•••• M••••••••• •••• K•••• L•••••• other | $149B | +16% | 0.0% | 1 | |||||
| W••••••• asset manager | $149B | +57% | 1 | $149B | 0.0% | 6 | |||
| E••••••••• I••••••••• ••••••••• L•••••• asset manager | $146B | +20% | 0.0% | 1 | |||||
| B••••••••• M••••••••• P••••••• L••••• asset manager | $146B | +3.0% | 0.0% | 11 | 36 | ||||
| N••••• I••••••••• M••••••••• B••••••• T•••• asset manager | $144B | -14% | 52 | $2.8B | 1.5% | 66% | 1 | 6 | |
| B•••••• G•••••• O••••••• L•• other | $144B | +0.4% | 0.0% | 3 | |||||
| G••••• I••••••••• M••••••••• L•• asset manager | $142B | +21% | 1 | $142B | 0.0% | 13 | 93 | ||
| N••••• A••••••••• A••••••• L•• institutional | $142B | +3.6% | 0.0% | 5 | 42 | ||||
| H••••••• L••• other | $142B | -85% | 0.0% | 23 | 553 | ||||
| A•• A•••• M••••••••• U•• I•• asset manager | $141B | -6.2% | 0.0% | 1 | 29 | ||||
| I•••••• G••••• I••••••••• M••••••••• •••••••• L•• other | $141B | +70% | 0.0% | 1 | |||||
| T•• C•••••• A•••••••• L•• asset manager | $141B | +18% | 2 | $70B | 0.0% | 14 | 127 | ||
| B•••••••• A•••• M••••••••• N•••• A••• L•••••• other | $140B | +18% | 0.0% | 1 | 11 | ||||
| L•• P••••••• L•• asset manager | $140B | -5.0% | 0.0% | 8 | 4 | ||||
| F••••••• T•••••••• P•••••• P•••••••• G••••• L•• independent RIA | $140B | +11% | 1 | $140B | 56% | 3.9% | 175,905 | 1 | |
| V••••••• F••• M••••••••• L•• asset manager | $139B | +6.8% | 6 | $23B | 0.0% | 25 | 5 | ||
| P••••••• M••••••••• C• asset manager | $139B | +2.6% | 0.0% | 1 | |||||
| C•••••• B••• A•• T•••• C•••••• asset manager | $139B | +67% | 2.4% | 100% | 1 | ||||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | $139B | +35% | 3,943 | $35.2M | 97% | 52% | 90 | 2,340 | |
| C••••• I••••••••• U• L• asset manager | $137B | +75% | 0.0% | 6 | |||||
| F•••• E•••• I••••••••• M••••••••• L•• asset manager | $136B | +34% | 0.0% | 7 | 6 | ||||
| R•••••••• A••••••• institutional | $136B | +11% | 0.0% | 1 | 24 | ||||
| R•••••••• independent RIA | $135B | +102% | 64% | 66% | 19 | ||||
| G•••••• S•••• • C•• L•• wirehouse | $134B | -43% | 38% | 100% | 19 | ||||
| A•••• A•••• M••••••••• L•• asset manager | $133B | +26% | 0.0% | 1 | 1 | ||||
| B••••••••• I••••••••• A•••••••• L•• asset manager | $133B | -1.9% | 1.1% | 0.0% | 1 | ||||
| B••••••••• R••• E••••• A••••••• L••• asset manager | $131B | -2.9% | 0.0% | 15 | |||||
| I••••• R••••••• • M••••••••• other | $131B | +20% | 3.9% | 100% | 1 | 15 | |||
| N••••• O•• U• L•••••• other | $130B | -0.7% | 0.0% | 1 | |||||
| T••••••• F•••••••• F•• L•••••••• other | $129B | -8.8% | 339 | $380M | 0.0% | 2 | 1 | ||
| E•••••• I••••••••• M••••••••• L••• asset manager | $129B | +9.6% | 0.0% | 1 | 13 | ||||
| V•• E•• A••••••••• C•••• asset manager | $126B | +50% | 0.0% | 1 | |||||
| M•••••• BD affiliated | $125B | +27% | 986 | $127M | 92% | 91% | 55 | 131 | 2 |
| G•••••• A••••••• S•••••• C••••••• L••• asset manager | $125B | +18% | 2 | $63B | 1.2% | 100% | 20 | 29 | 334 |
| B•••• A••••••• mixed wealth | $124B | +2.0% | 25 | $5.0B | 39% | 100% | 129 | 14 | 3 |
| G• O••• A••••••• L•• asset manager | $124B | +5.1% | 0.0% | 11 | 92 | ||||
| H••••••• I••••••••• M••••••••• C•••••• institutional | $124B | +8.4% | 0.0% | 3 | 13 | ||||
| W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated | $122B | +29% | 1,015 | $120M | 91% | 35% | 80 | 185 | |
| S•••••• C••••••• L•• other | $122B | +22% | 1 | $122B | 0.0% | 1 | 3 | ||
| S•••••• F•••••••• G•••• A•••• M••••••••• L•• institutional | $122B | +11% | 4 | $31B | 0.0% | 2 | |||
| C••••••••• I••••••••• I••••••••• •••••• L•• institutional | $121B | +8.2% | 0.0% | 13 | 13 | ||||
| N•• Y••• L••• I••••••••• M••••••••• L•• asset manager | $121B | +6.7% | 89 | $1.4B | 0.5% | 1 | |||
| L••••• A•••• M••••••••• L•• other | $121B | -6.5% | 32 | $3.8B | 5.9% | 85% | 131 | 3 | 66 |
| S••••• L••• T••••••••• M••••••••• L•• asset manager | $118B | +13% | 0.0% | 2 | 38 | ||||
| I••••• C••••••• L•• asset manager | $118B | +24% | 87 | $1.4B | 9.2% | 100% | 4 | 3 | 351 |
| P••••• I••••••••• M••••••••• L•• asset manager | $117B | +38% | 57 | $2.1B | 3.2% | 16% | 284 | 1 | |
| I•••• A•••• M••••••••• asset manager | $117B | +39% | 2.1% | 2 | |||||
| B••••• P••••••• asset manager | $116B | +18% | 0.4% | 100% | 4 | 4 | |||
| T•• A••••• G••••• asset manager | $116B | +15% | 2 | $58B | 0.0% | 19 | 237 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | $116B | +28% | 5,094 | $22.7M | 97% | 5.5% | 88 | 1,094 | |
| R••••• C••••••• M••••••••• L•••••• institutional | $114B | -1.2% | 0.0% | 3 | |||||
| M•• I••••••••• A••••••• I••• other | $114B | +1.6% | 52 | $2.2B | 2.8% | 32% | 184 | 1 | 6 |
| N•• E•••••• A•••• M••••••••• I••• institutional | $112B | +8.3% | 1 | $112B | 0.0% | 100% | 1 | 3 | |
| P••• Q••••••••• S•••••••• asset manager | $111B | -0.3% | 0.0% | 1 | 4 | ||||
| H•••••• • F••••••• L•• asset manager | $110B | +2.7% | 0.0% | 2 | 45 | ||||
| P•••••••• independent RIA | $110B | +9.8% | 202 | $546M | 83% | 100% | 10 | 19 | 161 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.