DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
627 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. institutional | $1.1B | -16% | 0.0% | 1 | |||||
| COUNTERPOINTE INVESTMENT MANAGEMENT LLC institutional | $1.0B | 0.0% | 1 | ||||||
| NEWFRONT RETIREMENT SERVICES, INC. institutional | $1.0B | +60% | 22 | $47.2M | 0.0% | 24 | |||
| 3•••• I••••••••• F••••••••• institutional | $1.0B | 2 | $518M | 0.0% | 2 | ||||
| J•••••• I••••••••• M••••••••• L•• institutional | $1.0B | +10% | 5.4% | 100% | 2 | ||||
| F•••• T•••• A••••••• institutional | $1.0B | +721% | 0.0% | 3 | |||||
| V•••••• C•••••• M••••••••• other | $1.0B | +13% | 0.0% | 3 | 1 | ||||
| D•••••••• A••••••• S•••••••• I••• institutional | $997M | -5.0% | 20 | $49.9M | 0.0% | 12 | |||
| G•••••• C•••••• A•••••••• I••• institutional | $987M | +13% | 1 | $987M | 0.0% | 1 | |||
| F•••••••• E•••••• L•• institutional | $986M | +11% | 3 | $329M | 0.5% | 0.0% | 15 | 2 | |
| P••••••• I••••••••• A••••••• L•• institutional | $982M | -48% | 0.0% | 1 | 4 | ||||
| C••••••• P••••••• L•• institutional | $972M | 9.9% | 100% | 1 | |||||
| T•• I••••••••• G•••• institutional | $969M | +2.5% | 0.0% | 1 | 1 | ||||
| F•••• I••••••••• A•••••••• I•• institutional | $956M | +8.0% | 5 | $191M | 0.0% | 1 | |||
| F•••••••• G••••• I••••••••• I••• institutional | $955M | +5.4% | 2.1% | 100% | 1 | ||||
| C••• ••• L•• institutional | $954M | +5.4% | 0.0% | 1 | 1 | ||||
| O••••••••• I••••••••• M••••••••• L•• other | $929M | +1.5% | 0.0% | 2 | |||||
| I•••••••• F•••• I••••• M••••••••• other | $921M | +9.2% | 5 | $184M | 0.0% | 1 | |||
| F••••• A••••••• institutional | $915M | +7.7% | 2 | $457M | 0.0% | 1 | |||
| N•••••••• I••• other | $911M | +26% | 11 | $82.8M | 13% | 83% | 16 | 1 | |
| F•• P•••••••• L•• institutional | $910M | +23% | 0.0% | 2 | |||||
| F•••• T••• M••••••••• L•• institutional | $900M | +68% | 0.0% | 1 | 2 | ||||
| A•••••••• G••••• I••••••••• ••••••••• P••• L••• institutional | $894M | +89% | 0.0% | 1 | |||||
| M••••• C•••••• M••••••••• L•• other | $893M | +15% | 5.6% | 100% | 1 | 1 | |||
| C••••••• S••••• I••••••••• M••••••••• institutional | $891M | +1.7% | 13 | $68.6M | 0.3% | 100% | 2 | 2 | |
| G• I••••• L•• institutional | $889M | +111% | 1 | $889M | 7.2% | 0.0% | 980 | 1 | |
| P••••• I••••••••• A••••••• S• other | $874M | 0.0% | 1 | ||||||
| A•••• C•••••• M••••••••• L•• institutional | $863M | -14% | 5 | $173M | 0.2% | 100% | 1 | 1 | 1 |
| I••••••••• Q••••••••• I••••••••• L•• institutional | $845M | +102% | 5 | $169M | 0.1% | 100% | 7 | ||
| F•••• L•••• R••••••••• L•• institutional | $844M | +18% | 2 | $422M | 0.0% | 1 | |||
| F•• C•••••• M••••••••• institutional | $842M | -4.7% | 4 | $211M | 0.0% | 2 | |||
| A••••• I••••••••• M••••••••• G••••• L•• institutional | $838M | -7.2% | 1 | $838M | 0.0% | 4 | |||
| T••• C•••••• M••••••••• I•• other | $838M | -10% | 13% | 100% | 1 | ||||
| Z•••• C•••••• A•••••••• I••• institutional | $831M | -43% | 14 | $59.3M | 0.0% | 1 | |||
| R••• I••• institutional | $828M | +8.0% | 7.2% | 100% | 4 | ||||
| I••••• R••••••••• A••••••• other | $828M | +18% | 4 | $207M | 13% | 76% | 25 | 1 | |
| N••••••••• A•••• M••••••••• L••• institutional | $823M | +37% | 1 | $823M | 0.0% | 1 | |||
| N••• I••••••••• E• G•••••• D• R••••••• F••••••••• L•••• institutional | $810M | +46% | 0.0% | 2 | 1 | ||||
| M•••••• P••• A••••••• institutional | $793M | 5 | $159M | 0.0% | 4 | ||||
| L••• • B•••••••• I••••••••• M••••••••• L•• institutional | $790M | +14% | 0.0% | 1 | 2 | ||||
| H••• P••••••••• C•••••• M••••••••• L•• other | $788M | +23% | 0.0% | 2 | 7 | ||||
| S••••••••• P•• A•••••••• L•• institutional | $774M | -3.2% | 0.0% | 1 | |||||
| R••••••••• F••• M••••••••• institutional | $770M | 1 | $770M | 0.0% | 2 | ||||
| I••••••••• P••••••••• S••••••• L•• institutional | $764M | +2.4% | 1 | $764M | 0.0% | 2 | |||
| H•••••• C•••••• M••••••••• L•• institutional | $757M | +15% | 2 | $378M | 6.2% | 87% | 59 | 1 | |
| S••••••••• F•••••••• G•••• other | $739M | +13% | 5 | $148M | 15% | 65% | 139 | 2 | |
| F•••••• I••••••••• L•• institutional | $735M | +7.5% | 1 | $735M | 0.0% | 2 | |||
| A•••• C•••••• M••••••••• G•••• L•• other | $734M | +20% | 3 | $245M | 11% | 83% | 28 | 2 | |
| G••••• P•••••• S•••••••• L•• institutional | $734M | +16% | 7 | $105M | 0.0% | 3 | |||
| S••• C•••••• M••••••••• L•• institutional | $732M | +11% | 4 | $183M | 7.8% | 91% | 5 | 1 | |
| O•••••••• I••••••••• P•••••••• L•• institutional | $722M | +37% | 2 | $361M | 0.0% | 3 | |||
| T•••••• K•••••• • A••••••••• L•• institutional | $717M | 1 | $717M | 0.0% | 2 | ||||
| M•••• P•••••• C••••• G••••• L•• other | $716M | +31% | 2 | $358M | 11% | 49% | 35 | 1 | |
| D••••• C•••••• P•••••••• L• institutional | $715M | 0.0% | 1 | 1 | |||||
| A•••• I••••••••• C••••••••• G••••• L•• institutional | $714M | +12% | 3 | $238M | 1.7% | 100% | 1 | ||
| F••••••• G••••• P••••••• L•• institutional | $713M | +18% | 3 | $238M | 5.3% | 100% | 1 | 2 | |
| S••••••••• A•••• M••••••••• I••••••••• ••••••••• P••• L•• institutional | $703M | -6.5% | 5.1% | 100% | 2 | 1 | |||
| A•••••• A•••• M••••••••• institutional | $698M | +25% | 0.0% | 1 | |||||
| A•• C••••••••• institutional | $697M | +21% | 7 | $99.6M | 8.8% | 37% | 229 | 4 | |
| O•••••• Q•••••••• C••••••••• institutional | $695M | +32% | 0.1% | 100% | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.