DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SYSTEMATIC FINANCIAL MANAGEMENT LP other | $4.2B | +7.8% | 5 | $841M | 1.6% | 51% | 21 | 3 | |
| HALBERT HARGROVE independent RIA | $4.2B | +20% | 43 | $97.8M | 87% | 93% | 34 | 26 | |
| ELECTRON CAPITAL PARTNERS, LLC asset manager | $4.2B | +19% | 0.0% | 1 | 3 | ||||
| P•••••• C•••••• A•••• M••••••••• other | $4.2B | +28% | 6 | $700M | 0.0% | 2 | 8 | ||
| S••••• C•••••• M••••••••• L•• other | $4.2B | +182% | 5 | $840M | 17% | 83% | 84 | 2 | |
| S•••••••• A•••• A•••••••• L•• independent RIA | $4.2B | +13% | 8 | $525M | 62% | 99% | 35 | 5 | 7 |
| T••••••• C•••••• M••••••••• L•• asset manager | $4.2B | +137% | 0.0% | 1 | 13 | ||||
| B•• R•••• C•••••• asset manager | $4.2B | +15% | 0.0% | 4 | 47 | ||||
| B••••• C•••••• M••••••••• I•• institutional | $4.2B | +41% | 3 | $1.4B | 0.0% | 1 | |||
| C•••• I••••••••• R•••••••• L•• institutional | $4.2B | -10% | 3 | $1.4B | 2.8% | 87% | 38 | 1 | |
| E••• P••• L•••••• asset manager | $4.2B | +14% | 0.0% | 1 | 17 | ||||
| T•••• C•••••• B••• P•••••• W••••• A••••••• independent RIA | $4.2B | +25% | 54 | $77.6M | 52% | 100% | 9 | 6 | |
| B•••••••• C•••••• P••••••• asset manager | $4.2B | 0.0% | 1 | 9 | |||||
| S•••• I••••••••• C••••••••• I•• independent RIA | $4.2B | +8.9% | 13 | $322M | 90% | 94% | 100 | 2 | |
| G•••••• S•••••• P••••••• asset manager | $4.2B | +22% | 0.0% | 1 | 27 | ||||
| W••••••••• A•••• M••••••••• L• asset manager | $4.2B | -13% | 0.0% | 1 | 2 | ||||
| C••••••••• A•••••••• L•• asset manager | $4.2B | +22% | 1.8% | 100% | 1 | ||||
| S•••• I••••• S••••••••• L•• independent RIA | $4.2B | +20% | 122 | $34.3M | 100% | 19% | 203 | 100 | |
| M••••••••• A•••• M••••••••• other | $4.2B | -3.0% | 2.0% | 100% | 1 | 2 | |||
| S••• M••••••• F••• M••••••••• L•• asset manager | $4.2B | +5.5% | 0.0% | 11 | 22 | ||||
| B••••• C••••• A•••• M••••••••• L•• other | $4.2B | +16% | 2 | $2.1B | 15% | 100% | 123 | 1 | 5 |
| E•••• F•••••••• S•••••••• I••• independent RIA | $4.2B | +29% | 33 | $126M | 83% | 83% | 84 | 4 | |
| T•••• I••• C••••••• L•• asset manager | $4.2B | +17% | 0.0% | 2 | 15 | ||||
| A••• E••••• M••••••••• L••••• asset manager | $4.2B | -20% | 0.0% | 1 | |||||
| C••••• P••••••• P••••••• independent RIA | $4.2B | +57% | 63 | $66.1M | 97% | 83% | 75 | 12 | |
| R•••••• C•••••• L•• asset manager | $4.2B | +7.7% | 0.0% | 2 | 16 | ||||
| W•••••• F•••••••• A••••••• G•••• L•• independent RIA | $4.2B | +12% | 23 | $181M | 72% | 97% | 33 | 6 | |
| A•••• W••••• M••••••••• L•• independent RIA | $4.2B | +58% | 37 | $112M | 92% | 94% | 43 | 11 | |
| F••••••• • C••••••• I••••••••• asset manager | $4.1B | +2.1% | 0.0% | 2 | |||||
| S•••••••• W•••••• L•• independent RIA | $4.1B | +21% | 41 | $101M | 89% | 88% | 56 | 15 | 4 |
| N•••• R••• C•••••• M••••••••• L• asset manager | $4.1B | +6.9% | 0.0% | 2 | 2 | ||||
| H••••••• S••••• P•••••• W••••• L•• asset manager | $4.1B | -9.9% | 0.0% | 4 | |||||
| I•• I••••••••• A•••••••• L•• mixed wealth | $4.1B | +8.3% | 40 | $103M | 31% | 100% | 11 | 1 | |
| F••••••• F•••••••• S••••••••• L•• independent RIA | $4.1B | +25% | 117 | $35.3M | 89% | 58% | 82 | 69 | |
| A•••••••• I•••••••• independent RIA | $4.1B | +12% | 93% | 100% | 2 | 2 | |||
| N•••••••• A•••• M••••••••• independent RIA | $4.1B | +15% | 62 | $66.6M | 98% | 77% | 44 | 69 | |
| M•• I••••••••• A•••••••• L•••••• asset manager | $4.1B | +229% | 0.0% | 3 | |||||
| P•••••• A•••••••• L••• institutional | $4.1B | +18% | 10 | $413M | 0.1% | 100% | 0 | 1 | |
| E•••••••• C••••• P••••••• M••••••••• L•• asset manager | $4.1B | +14% | 0.0% | 2 | 10 | ||||
| B••• W••• C•••••• P••••••• L•• asset manager | $4.1B | +19% | 0.0% | 1 | 14 | ||||
| C•••••• G••••••••• P••••••• L•• other | $4.1B | +38% | 0.2% | 100% | 1 | ||||
| G••••••••• I••••••••• asset manager | $4.1B | +11% | 0.0% | 4 | |||||
| S•••••• M••••••••• L•• asset manager | $4.1B | -7.4% | 0.0% | 5 | 3 | ||||
| F•••••••• A••••••• L•• mixed wealth | $4.1B | +2.3% | 7 | $588M | 26% | 100% | 11 | 1 | |
| G••••• K••••••• W••••• • I••••••••• M••••••••• independent RIA | $4.1B | +29% | 39 | $105M | 98% | 45% | 242 | 2 | |
| D•••••••• W••••• M••••••••• L•• independent RIA | $4.1B | +63% | 77 | $53.4M | 95% | 55% | 61 | 7 | |
| F•• asset manager | $4.1B | +14% | 0.0% | 1 | 30 | ||||
| C••••••••• M••••••••• L• asset manager | $4.1B | +49% | 0.0% | 1 | 3 | ||||
| P••••••••• W••••• independent RIA | $4.1B | +21% | 11 | $372M | 78% | 96% | 84 | 7 | |
| F••••••••• A••••••• L• asset manager | $4.1B | +3.2% | 0.0% | 2 | 7 | ||||
| W•••••• C•••••• M••••••••• L•• asset manager | $4.1B | +3.5% | 0.0% | 1 | 5 | ||||
| F••••••• F•••••••• P••••••• L•• asset manager | $4.1B | +3.1% | 0.0% | 2 | 14 | ||||
| K••• P••••• L•• independent RIA | $4.1B | +15% | 48 | $84.9M | 80% | 94% | 33 | 10 | 3 |
| P•••••••• C•••••• M••••••••• L•• other | $4.1B | -4.4% | 3 | $1.4B | 1.1% | 100% | 1 | ||
| M•••• C••••••• A••••••• S•••••• BD affiliated | $4.1B | +22% | 395 | $10.3M | 98% | 25% | 43 | 26 | |
| A•• A•••• M••••••••• L••••• institutional | $4.1B | +18% | 2 | $2.0B | 0.0% | 1 | |||
| C••••••• C•••••• M••••••••• L•• mixed wealth | $4.1B | -18% | 13 | $313M | 34% | 82% | 147 | 1 | |
| P••••••••• L•• institutional | $4.1B | -33% | 3 | $1.4B | 0.0% | 1 | |||
| N•• C•••••• L•• other | $4.1B | +38% | 0.0% | 1 | 4 | ||||
| T••••••••• F•••••••• S•••••••• L•• independent RIA | $4.0B | +18% | 34 | $119M | 68% | 68% | 74 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.