DFX Intelligence
Advisor teams
Advisors who moved together, newest firstWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
20,117 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Amory, Ms +1 | Affiliated broker-dealer or bank to another | May 2, 2025 |
| 2 | Raymond James & Associates, Inc. national BD | Argo Wealth Advisory, LLC no RAUM | Haymarket, Va +1 | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2025 |
| 2 | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Venice, Fl +1 | Affiliated broker-dealer or bank to wirehouse | May 2, 2025 |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | May 2, 2025 over 6 d |
| 7 | A• W••••• M••••••••• L•• BD affiliated | T•• L••• W••••• G•••• independent RIA | Winter Garden, Fl | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 |
| 4 | G•••• P•••• A•••••••• L•• BD affiliated | F••• A••••••• L•• no RAUM | Rockville, Md | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 |
| 4 | M••••• S•••••• wirehouse | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Holladay, Ut | Wirehouse to affiliated broker-dealer or bank | May 1, 2025 |
| 3 | S•••••••• A••••••• L•• national BD | S••••• W••••• A•••••••• I••• no RAUM | Boston, Ma | Other | May 1, 2025 over 8 d |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Torrance, Ca | Affiliated broker-dealer or bank to another | May 1, 2025 over 1 d |
| 2 | G•••• P•••• A•••••••• L•• BD affiliated | C••••••• R•••• W••••• P•••••• independent RIA | Rockville, Md +1 | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 |
| 2 | G•••• P•••• A•••••••• L•• BD affiliated | M•• P•••••• W••••• no RAUM | Canonsburg, Pa | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Tomball, Tx | Affiliated broker-dealer or bank to another | May 1, 2025 |
| 2 | A• W••••• M••••••••• L•• BD affiliated | T•• L••• W••••• G•••• independent RIA | Topeka, Ks | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 |
| 2 | C••••• W••••• M••••••••• L•• independent RIA | E•••••• F•••••••• E•••••• independent RIA | Portage, Mi | RIA to RIA | May 1, 2025 |
| 2 | A•••• W••••• A•••••••• L•• BD affiliated | C•••• A•••••••• L•• independent RIA | Chicago, Il | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 |
| 2 | C•••••• A••••••• BD affiliated | G•• S••••••••• I••• BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | May 1, 2025 |
| 5 | W•••• F•••• A••••••• wirehouse | •••••••• independent RIA | Deerfield, Il | Wirehouse to independent RIA | Apr 30, 2025 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2025 over 19 d |
| 2 | O•••• W•••••• I••• BD affiliated | C••••••••• F•••••••• N•••••• national BD | Roscoe, Il | Affiliated broker-dealer or bank to another | Apr 30, 2025 |
| 2 | S•••••••• A••••••• L•• national BD | P•• W••••• M••••••••• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Apr 30, 2025 over 8 d |
| 2 | F•••••••• A•••••••• I••••••••• M••••••••• independent RIA | S•••••• W••••• P•••••••• L•• BD affiliated | Olympia, Wa | RIA to affiliated broker-dealer or bank | Apr 30, 2025 |
| 5 | K••••• A••••••• S•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Apr 29, 2025 |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | R•••••• J•••• • A••••••••• I••• national BD | New Orleans, La +1 | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Gilbert, Az +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 |
| 2 | P•••••• A•••• M••••••••• independent RIA | I••••••••• F•••••••• G••••• L•• BD affiliated | Calabasas, Ca +1 | RIA to affiliated broker-dealer or bank | Apr 29, 2025 |
| 2 | E•••• S••••••••• L•• BD affiliated | O•••• I••••••••• I••• BD affiliated | Hyannis, Ma +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 over 10 d |
| 2 | K••••• A•••••••• I••• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Sarasota, Fl +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 over 3 d |
| 2 | M••••• S•••••• wirehouse | W•••• F•••• A••••••• wirehouse | Paramus, Nj | Wirehouse to wirehouse | Apr 29, 2025 |
| 2 | M••••• S•••••• wirehouse | J••• M••••• S••••••••• L•• wirehouse | Dallas, Tx +1 | Wirehouse to wirehouse | Apr 29, 2025 over 14 d |
| 2 | M••••••• M•••• M••••••••• A•••••••• L•• unclassified | L•• F•••••••• L•• BD affiliated | East Lansing, Mi | Other | Apr 29, 2025 |
| 2 | E••••• J•••• national BD | C••••••••• F•••••••• N•••••• national BD | Forest City, Nc | Affiliated broker-dealer or bank to another | Apr 29, 2025 over 2 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | A••••••• F•••••••• A•••••••• L•• BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | S•••••••• A••••••• L•• national BD | Pennington, Nj | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2025 over 7 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | V••••••• A•••••••• I••• BD affiliated | Coppell, Tx +1 | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2025 over 9 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | J••• M••••• S••••••••• L•• wirehouse | Chicago, Il +1 | Wirehouse to wirehouse | Apr 29, 2025 over 6 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Saratoga Springs, Ny +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 |
| 6 | F•••••••• A•••••••• I••••••••• M••••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Olympia, Wa +1 | RIA to affiliated broker-dealer or bank | Apr 28, 2025 |
| 5 | U•• F•••••••• S••••••• I••• wirehouse | S•••••• N••••••• • C••••••• I••••••••• national BD | Houston, Tx | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2025 over 1 d |
| 4 | G•••• V••••• A•••••• G••••• L•• independent RIA | B••••••• W••••• M••••••••• no RAUM | Minnetonka, Mn +1 | RIA to a newly registered adviser | Apr 28, 2025 |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | M••••• S•••••• wirehouse | Paramus, Nj +1 | Wirehouse to wirehouse | Apr 28, 2025 over 8 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | M••••• S•••••• wirehouse | Gulfstream, Fl +1 | Wirehouse to wirehouse | Apr 28, 2025 over 4 d |
| 2 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | West Palm Beach, Fl +1 | Affiliated broker-dealer or bank to another | Apr 28, 2025 over 2 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | E•••••• A••••••• G••••• L•• BD affiliated | Woodbury, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2025 over 10 d |
| 2 | C•••••• S••••• • C••• I••• national BD | W•••• F•••• A••••••• wirehouse | Westlake, Tx +1 | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2025 over 1 d |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | R••••••••• C•••••• M••••••••• BD affiliated | Hopatcong, Nj +3 | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2025 over 21 d |
| 3 | E•••••••• A•••••••• L•• national BD | C••••••••• F•••••••• N•••••• national BD | Rochester, Ny | Affiliated broker-dealer or bank to another | Apr 25, 2025 over 3 d |
| 2 | C••••••••• W••••• A••••••• independent RIA | M•• C•••••• M••••••••• L•• independent RIA | Cincinnati, Oh | RIA to RIA | Apr 25, 2025 |
| 2 | S•••••••• W••••• M••••••••• independent RIA | M•••• F•••••••• A••••••• independent RIA | Minocqua, Wi | RIA to RIA | Apr 25, 2025 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | C••••••••• F•••••••• N•••••• national BD | Cedar Falls, Ia +1 | Affiliated broker-dealer or bank to another | Apr 25, 2025 |
| 2 | A••••• A•••• M••••••••• U•• I••• asset manager | F•• I••••••••• L•• other | Boston, Ma | Other | Apr 25, 2025 |
| 2 | A••••• A•••• M••••••••• U•• I••• asset manager | P•••• A•••••••• I••• asset manager | Boston, Ma | Other | Apr 25, 2025 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R••••••••• C•••••• M••••••••• BD affiliated | Bernardsville, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2025 over 3 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | S•••••• N••••••• • C••••••• I••••••••• national BD | Salem, Mo +1 | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2025 over 3 d |
| 2 | J••• E••••••••• L•• independent RIA | P• N••• F•••••••• S••••••• L•• independent RIA | Newtown, Pa | RIA to RIA | Apr 24, 2025 |
| 2 | L•• E••••••••• L•• BD affiliated | M•• I•••••••• S•••••••• L•• BD affiliated | Babylon, Ny | Affiliated broker-dealer or bank to another | Apr 24, 2025 over 4 d |
| 2 | W•••• F•••• A••••••• wirehouse | V•••••• P•••• W••••• M••••••••• independent RIA | West F••••, Nd +1 | Wirehouse to independent RIA | Apr 23, 2025 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | R•• C•••••• M••••••• L•• national BD | Rochester, Mn +1 | Affiliated broker-dealer or bank to another | Apr 23, 2025 over 1 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | C••••• W••••• G•••• no RAUM | Coon Rapids, Mn +1 | Affiliated broker-dealer or bank to a newly registered adviser | Apr 23, 2025 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Sandy, Ut | Affiliated broker-dealer or bank to another | Apr 23, 2025 |
| 2 | L••• S••••• A•••••••• L•• BD affiliated | C••••••• S••••••••• I••• BD affiliated | Bellevue, Wa | Affiliated broker-dealer or bank to another | Apr 23, 2025 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.