What the advisers themselves reported about M&A

865 events match

Windsor Wealth Management, Inc.'s advisors moved to Corient (Indianapolis, IN): 4 of 8 registered, on the same day
Nov 13, 2023Firm absorbed (people side)derivedWINDSOR WEALTH MANAGEMENT, INC.RAUM $1.4BandCORIENT
Windsor Wealth Management, Inc.'s advisors moved to Corient (Miami, FL): 4 of 8 registered, on the same day
Nov 13, 2023Firm absorbed (people side)derivedWINDSOR WEALTH MANAGEMENT, INC.RAUM $1.4BandCORIENT
Bms Financial Advisors, LLC's advisors moved to Sagepoint Financial, Inc. (Rapid City, SD): 3 of 4 registered, on the same day
Nov 9, 2023Firm absorbed (people side)derivedBMS FINANCIAL ADVISORS, LLCRAUM $388MandSAGEPOINT FINANCIAL, INC.
Center Street Advisors, Inc.'s advisors moved to Arete Wealth Advisors, LLC (Nashville, TN): 4 of 7 registered, within 8 days
Nov 8, 2023Firm absorbed (people side)derivedCENTER STREET ADVISORS, INC.RAUM $336MandARETE WEALTH ADVISORS, LLC
Integrity Advisory, LLC's advisors moved to MN Wealth Advisors, LLC (Overland Park, KS): 3 of 3 registered, on the same day
Nov 7, 2023Firm absorbed (people side)derivedINTEGRITY ADVISORY, LLCandMN WEALTH ADVISORS, LLC
Cornerstone's advisors moved to Prime Capital Financial (Reno, NV): 4 of 4 registered, on the same day
Nov 7, 2023Firm absorbed (people side)derivedCORNERSTONERAUM $364MandPRIME CAPITAL FINANCIAL
Inspired Financial's advisors moved to Apella Wealth (Huntington Beach, CA): 4 of 5 registered, a day apart
Nov 6, 2023Firm absorbed (people side)derivedINSPIRED FINANCIALRAUM $240MandAPELLA WEALTH
Diversified Financial Advisory Group, Inc.'s advisors moved to Osaic Wealth, Inc. (West Des Moines, IA): 4 of 6 registered, on the same day
Nov 3, 2023Firm absorbed (people side)derivedCRD 115236andOSAIC WEALTH, INC.
Boston Hill Advisors, LLC's advisors moved to Hightower Advisors, LLC (North Andover, MA): 9 of 11 registered, on the same day
Nov 2, 2023Firm absorbed (people side)derivedBOSTON HILL ADVISORS, LLCRAUM $988MandHIGHTOWER ADVISORS, LLC
Steward Wealth Management's advisors moved to Mercer Global Advisors Inc. (Colleyville, TX): 5 of 5 registered, on the same day
Oct 31, 2023Firm absorbed (people side)derivedSTEWARD WEALTH MANAGEMENTRAUM $531MandMERCER GLOBAL ADVISORS INC.
Milestone Advisory Partners, LLC's advisors moved to Newedge Advisors (Southern Pines, NC): 3 of 3 registered, on the same day
Oct 30, 2023Firm absorbed (people side)derivedMILESTONE ADVISORY PARTNERS, LLCRAUM $263MandNEWEDGE ADVISORS
Omega Wealth Partners, Inc.'s advisors moved to Captrust (Fort Worth, TX): 3 of 3 registered, on the same day
Oct 27, 2023Firm absorbed (people side)derivedOMEGA WEALTH PARTNERS, INC.RAUM $621MandCAPTRUST
Southern Wealth Management LLP's advisors moved to Captrust (Dallas, TX): 16 of 19 registered, on the same day
Oct 25, 2023Firm absorbed (people side)derivedSOUTHERN WEALTH MANAGEMENT LLPRAUM $2.3BandCAPTRUST
Etico Wealth Management LLC's advisors moved to Quartz Partners Investment Management (Saratoga Springs, NY): 5 of 8 registered, a day apart
Oct 24, 2023Firm absorbed (people side)derivedETICO WEALTH MANAGEMENT LLCRAUM $225,507andQUARTZ PARTNERS INVESTMENT MANAGEMENT
Wealth Cmt's advisors moved to Hightower Advisors, LLC (Cherry Hill, NJ): 4 of 4 registered, on the same day
Oct 23, 2023Firm absorbed (people side)derivedWEALTH CMTRAUM $264MandHIGHTOWER ADVISORS, LLC
Wealth Enhancement & Preservation's advisors moved to LPL Financial LLC (Alpharetta, GA): 4 of 6 registered, on the same day
Oct 17, 2023Firm absorbed (people side)derivedWEALTH ENHANCEMENT & PRESERVATIONRAUM $185MandLPL FINANCIAL LLC
Daniels + Tansey, L.L.P.'s advisors moved to Creative Planning (Wilmington, DE): 5 of 6 registered, on the same day
Oct 6, 2023Firm absorbed (people side)derivedDANIELS + TANSEY, L.L.P.RAUM $535MandCREATIVE PLANNING
Kistler-Tiffany Advisors's advisors moved to Creative Planning (Berwyn, PA): 6 of 9 registered, on the same day
Sep 29, 2023Firm absorbed (people side)derivedKISTLER-TIFFANY ADVISORSRAUM $992MandCREATIVE PLANNING
Meyer Capital Group's advisors moved to Hightower Advisors, LLC (Marlton, NJ): 6 of 8 registered, on the same day
Sep 28, 2023Firm absorbed (people side)derivedMEYER CAPITAL GROUPRAUM $1.5BandHIGHTOWER ADVISORS, LLC
Endurance Wealth Management, Inc.'s advisors moved to Crestwood Advisors (Providence, RI): 4 of 4 registered, within 9 days
Sep 26, 2023Firm absorbed (people side)derivedENDURANCE WEALTH MANAGEMENT, INC.RAUM $1.0BandCRESTWOOD ADVISORS
Mainline Private Wealth, LLC's advisors moved to CW Advisors, LLC (Wynnewood, PA): 4 of 5 registered, within 6 days
Sep 26, 2023Firm absorbed (people side)derivedMAINLINE PRIVATE WEALTH, LLCRAUM $793MandCW ADVISORS, LLC
Affinia Financial Group, LLC's advisors moved to Sequoia Financial Group, L.L.C. (Burlington, MA): 4 of 4 registered, on the same day
Sep 26, 2023Firm absorbed (people side)derivedAFFINIA FINANCIAL GROUP, LLCRAUM $363MandSEQUOIA FINANCIAL GROUP, L.L.C.
California Financial Partners's advisors moved to California Financial Partners, Inc. (Glendale, CA): 7 of 8 registered, on the same day
Sep 22, 2023Firm absorbed (people side)derivedCRD 133809andCALIFORNIA FINANCIAL PARTNERS, INC.
Veritable LP's advisors moved to Pathstone (Edgemont, PA): 24 of 24 registered, on the same day
Sep 18, 2023Firm absorbed (people side)derivedVERITABLE LPRAUM $17BandPATHSTONE
Gamble Jones Investment Counsel's advisors moved to Cerity Partners LLC (Pasadena, CA): 10 of 10 registered, on the same day
Sep 14, 2023Firm absorbed (people side)derivedGAMBLE JONES INVESTMENT COUNSELRAUM $1.6BandCERITY PARTNERS LLC
Bergankdv Wealth Management, LLC's advisors moved to Creative Planning (Bloomington, MN): 6 of 10 registered, within 12 days
Sep 13, 2023Firm absorbed (people side)derivedBERGANKDV WEALTH MANAGEMENT, LLCRAUM $2.1BandCREATIVE PLANNING
Compass Point Retirement Planning, Inc.'s advisors moved to National Planning Corporation ("Npc OF America" IN FL & Ny) (Wakefield, MA): 3 of 3 registered, on the same day
Sep 7, 2023Firm absorbed (people side)derivedCRD 116789andNATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
Lumina Financial Consultants, LLC's advisors moved to Cerity Partners LLC (Mill Valley, CA): 4 of 4 registered, on the same day
Aug 22, 2023Firm absorbed (people side)derivedLUMINA FINANCIAL CONSULTANTS, LLCRAUM $134MandCERITY PARTNERS LLC
Brennan Wealth Advisors, LLC's advisors moved to LPL Financial LLC (Frisco, TX): 3 of 3 registered, a day apart
Aug 21, 2023Firm absorbed (people side)derivedCRD 153001andLPL FINANCIAL LLC
Wealth Management Group's advisors moved to Savant Wealth Management (Dover, DE): 5 of 5 registered, on the same day
Aug 18, 2023Firm absorbed (people side)derivedWEALTH MANAGEMENT GROUPRAUM $313MandSAVANT WEALTH MANAGEMENT
Silicon Hills Wealth Management's advisors moved to Waverly Advisors, LLC (Austin, TX): 4 of 4 registered, on the same day
Aug 17, 2023Firm absorbed (people side)derivedSILICON HILLS WEALTH MANAGEMENTRAUM $241MandWAVERLY ADVISORS, LLC
Inbalance Advisors, LLC's advisors moved to Mai Capital Management, LLC (Los Angeles, CA): 3 of 6 registered, on the same day
Aug 15, 2023Firm absorbed (people side)derivedINBALANCE ADVISORS, LLCRAUM $849,804andMAI CAPITAL MANAGEMENT, LLC
AJ Wealth's advisors moved to Cerity Partners LLC (New York, NY): 10 of 12 registered, on the same day
Aug 15, 2023Firm absorbed (people side)derivedAJ WEALTHRAUM $2.4BandCERITY PARTNERS LLC
Bell Rock Capital, LLC's advisors moved to Bryn Mawr Trust Advisors, LLC (Rehoboth Beach, DE): 3 of 4 registered, on the same day
Aug 9, 2023Firm absorbed (people side)derivedBELL ROCK CAPITAL, LLCRAUM $193MandBRYN MAWR TRUST ADVISORS, LLC
Titleist Capital, LLC's advisors moved to Titleist Asset Management, LLC (San Antonio, TX): 6 of 7 registered, on the same day
Aug 8, 2023Firm absorbed (people side)derivedTITLEIST CAPITAL, LLCandTITLEIST ASSET MANAGEMENT, LLC
Domani Wealth, LLC's advisors moved to Savant Wealth Management (Lancaster, PA): 18 of 18 registered, on the same day
Aug 4, 2023Firm absorbed (people side)derivedDOMANI WEALTH, LLCRAUM $1.3BandSAVANT WEALTH MANAGEMENT
LA Ferla Group LLC's advisors moved to Corient (Garden City, NY): 3 of 3 registered, on the same day
Aug 3, 2023Firm absorbed (people side)derivedLA FERLA GROUP LLCRAUM $276MandCORIENT
Intercontinental Wealth Advisors, LLC's advisors moved to Corient (San Antonio, TX): 13 of 13 registered, on the same day
Aug 2, 2023Firm absorbed (people side)derivedINTERCONTINENTAL WEALTH ADVISORS, LLCRAUM $1.5BandCORIENT
Monroe Vos Consulting, Inc.'s advisors moved to Captrust (Houston, TX): 3 of 3 registered, on the same day
Jul 31, 2023Firm absorbed (people side)derivedMONROE VOS CONSULTING, INC.RAUM $5.9BandCAPTRUST
RJ Capital LLC's advisors moved to Avidian Wealth Solutions (Houston, TX): 5 of 5 registered, on the same day
Jul 28, 2023Firm absorbed (people side)derivedRJ CAPITAL LLCRAUM $312MandAVIDIAN WEALTH SOLUTIONS
Avalon Investment & Advisory's advisors moved to Corient (Houston, TX): 18 of 18 registered, on the same day
Jul 21, 2023Firm absorbed (people side)derivedAVALON INVESTMENT & ADVISORYRAUM $7.3BandCORIENT
Vigilant Wealth Management's advisors moved to Hightower Advisors, LLC (Portland, ME): 10 of 19 registered, within 2 days
Jul 19, 2023Firm absorbed (people side)derivedVIGILANT WEALTH MANAGEMENTRAUM $2.2BandHIGHTOWER ADVISORS, LLC
Sanford Advisory's advisors moved to Mercer Global Advisors Inc. (Portage, MI): 3 of 3 registered, on the same day
Jul 5, 2023Firm absorbed (people side)derivedSANFORD ADVISORYandMERCER GLOBAL ADVISORS INC.
R.H. Bluestein & CO LLC's advisors moved to Corient (Birmingham, MI): 7 of 9 registered, on the same day
Jul 3, 2023Firm absorbed (people side)derivedR.H. BLUESTEIN & CO LLCRAUM $224MandCORIENT
Clear Perspectives Financial Planning, LLC's advisors moved to The Mather Group, LLC (Cincinnati, OH): 7 of 7 registered, on the same day
Jun 30, 2023Firm absorbed (people side)derivedCLEAR PERSPECTIVES FINANCIAL PLANNING, LLCRAUM $348MandTHE MATHER GROUP, LLC
Private Asset Management Inc's advisors moved to Kestra Private Wealth Services, LLC (San Diego, CA): 3 of 5 registered, on the same day
Jun 23, 2023Firm absorbed (people side)derivedPRIVATE ASSET MANAGEMENT INCRAUM $751MandKESTRA PRIVATE WEALTH SERVICES, LLC
Quantitative Advantage, LLC's advisors moved to Captrust (Minnetonka, MN): 14 of 14 registered, on the same day
Jun 12, 2023Firm absorbed (people side)derivedQUANTITATIVE ADVANTAGE, LLCRAUM $758MandCAPTRUST
New Era Financial Advisors, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Wayzata, MN): 5 of 7 registered, on the same day
May 31, 2023Firm absorbed (people side)derivedNEW ERA FINANCIAL ADVISORS, INC.RAUM $964MandWEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Burleson & Company, LLC's advisors moved to Perigon Wealth Management, LLC (Petaluma, CA): 4 of 5 registered, on the same day
May 31, 2023Firm absorbed (people side)derivedBURLESON & COMPANY, LLCRAUM $492MandPERIGON WEALTH MANAGEMENT, LLC
F3Logic, LLC's advisors moved to Gallagher Fiduciary Advisors, LLC (Burnsville, MN): 13 of 21 registered, on the same day
May 19, 2023Firm absorbed (people side)derivedF3LOGIC, LLCRAUM $843MandGALLAGHER FIDUCIARY ADVISORS, LLC
Aevitas Wealth Management, Inc.'s advisors moved to Captrust (Wellesley Hills, MA): 4 of 4 registered, on the same day
May 18, 2023Firm absorbed (people side)derivedAEVITAS WEALTH MANAGEMENT, INC.RAUM $546MandCAPTRUST
Altium Wealth Management's advisors moved to Hightower Advisors, LLC (Purchase, NY): 21 of 21 registered, on the same day
May 18, 2023Firm absorbed (people side)derivedALTIUM WEALTH MANAGEMENTRAUM $2.9BandHIGHTOWER ADVISORS, LLC
Dodds Wealth Management Group's advisors moved to Dodds Wealth, LLC (Greenwood Village, CO): 5 of 5 registered, on the same day
May 15, 2023Firm absorbed (people side)derivedCRD 131734andDODDS WEALTH, LLC
Ford Financial Group's advisors moved to Perennial Financial Services (Fresno, CA): 7 of 9 registered, on the same day
May 12, 2023Firm absorbed (people side)derivedFORD FINANCIAL GROUPRAUM $537MandPERENNIAL FINANCIAL SERVICES
The Shobe Financial Group's advisors moved to Cwm, LLC (Baton Rouge, LA): 6 of 8 registered, on the same day
May 11, 2023Firm absorbed (people side)derivedTHE SHOBE FINANCIAL GROUPRAUM $397MandCWM, LLC
Hnp Capital LLC's advisors moved to Courier Capital, LLC (Rochester, NY): 6 of 9 registered, on the same day
May 9, 2023Firm absorbed (people side)derivedHNP CAPITAL LLCRAUM $768MandCOURIER CAPITAL, LLC
True Capital Management's advisors moved to Cresset Asset Management, LLC (San Francisco, CA): 9 of 9 registered, within 3 days
May 8, 2023Firm absorbed (people side)derivedTRUE CAPITAL MANAGEMENTRAUM $1.6BandCRESSET ASSET MANAGEMENT, LLC
Ahrens Investment Partners, LLC's advisors moved to Newedge Advisors (Lafayette, LA): 13 of 13 registered, on the same day
May 5, 2023Firm absorbed (people side)derivedAHRENS INVESTMENT PARTNERS, LLCRAUM $702MandNEWEDGE ADVISORS
Bull Run Investment Management LLC's advisors moved to Encompass More Asset Management LLC (Mclean, VA): 3 of 4 registered, a day apart
May 4, 2023Firm absorbed (people side)derivedBULL RUN INVESTMENT MANAGEMENT LLCRAUM $56.2MandENCOMPASS MORE ASSET MANAGEMENT LLC
Ark Financial Advisors, LLC's advisors moved to Ark Wealth Management (Austin, TX): 3 of 3 registered, on the same day
Apr 30, 2023Firm absorbed (people side)derivedCRD 287588andARK WEALTH MANAGEMENT

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