DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advisory Services Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Andrew Leggett | Florida Financial Advisors, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 16, 2026 |
| Richard Anthony Russo | Osaic Advisory Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Sep 1, 2026 |
| Jackson Hulgan | Florida Financial Advisors, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2026 | Aug 26, 2026 |
| Emmanuel Abednego Rivers | Florida Financial Advisors, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2026 | Aug 18, 2026 |
| Steven Jan Czurak | Czurak Wealth Management, LLC other | Advisory Services Network independent RIA | Other | Aug 7, 2026 | Jan 14, 2026 |
| Anthony Michael Palasota | Strategic Advisers LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2026 | Aug 24, 2026 (38 d) |
| Paul Michael Baily | Palmetto Private Wealth, LLC unclassified | Advisory Services Network independent RIA | Other | Jul 13, 2026 | Jul 14, 2026 |
| Joshua Clinton Spencer | Palmetto Private Wealth, LLC unclassified | Advisory Services Network independent RIA | Other | May 19, 2026 | May 20, 2026 |
| Karl A Feigley | Larson Financial Group, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | Jul 31, 2026 (87 d) |
| William Graham Morris | Kovack Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Apr 23, 2026 |
| Jared Stephen Arn | LPL Financial LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Feb 27, 2026 |
| Terry Leon Jackson | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Mar 13, 2026 | Apr 14, 2026 (32 d) |
| Matthew William Gladbach | Donaldson Capital Management LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 4, 2026 | Jan 20, 2026 |
| Phillip Jared Niblo | Flc Capital Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 2, 2026 | Feb 27, 2026 |
| Sarah Elizabeth Scattergood | Capital Analysts BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2026 | May 18, 2026 (94 d) |
| Kevin Scott Gray | Veracity Capital LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 28, 2026 | Jan 9, 2026 |
| Niko Stone Puritz | Veracity Capital LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 20, 2026 | Jan 9, 2026 |
| John Frederick Dalton | Managed Asset Portfolios, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 12, 2026 | Jan 14, 2026 |
| Brian Allen Couch | Strategic Advisers LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jan 2, 2026 |
| Matthew Burt Snellings | Pierson Wealth Management independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 5, 2026 | Dec 15, 2025 |
| Jason Weis | Charles Schwab & Co., Inc. national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Dec 19, 2025 |
| Peyton Edward Pounds | Adhesion Wealth Advisor Solutions asset manager | Advisory Services Network independent RIA | Other | Nov 24, 2025 | Dec 17, 2025 |
| Jeffrey Allen Czurak | Professional Investment Advisory Services, Inc. unclassified | Advisory Services Network independent RIA | Other | Nov 3, 2025 | Dec 8, 2025 (35 d) |
| Charles Thomas Anglin | Pierson Wealth Management independent RIA | Advisory Services Network independent RIA | RIA to RIA | Oct 30, 2025 | Oct 7, 2025 |
| George J. Gotthold | Park Piedmont Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Sep 9, 2025 | Sep 16, 2025 |
| Stuart David Greenberg | Park Piedmont Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Sep 9, 2025 | Sep 2, 2025 |
| Robert Lopez | J.P. Morgan Securities LLC wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Aug 5, 2025 | Aug 4, 2025 |
| Joe A Patrick | Kestra Advisory Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Jul 28, 2025 |
| George I Black | MML Investors Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2025 | Jul 18, 2025 |
| Christopher John Bonapace | Ameriprise Financial Services, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | May 30, 2025 |
| Peter James Hunt | Exencial Wealth Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | May 30, 2025 | May 1, 2025 |
| Nikifor Alexandrov Paunov | Cornerstone Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | May 8, 2025 | May 21, 2025 |
| Kenneth J Uhlich | Cornerstone Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 25, 2025 | Apr 28, 2025 |
| Scott Alexander Peyton | Cornerstone Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 25, 2025 | Apr 28, 2025 |
| Gary Mark Harris | Cornerstone Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 24, 2025 | Apr 24, 2025 |
| Tyler Mark Harris | Cornerstone Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 15, 2025 | Apr 15, 2025 |
| John E. Dewey | Edward Jones national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2025 | Apr 11, 2025 |
| Manjit Singh | Strategic Advisers LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2025 | Jul 3, 2025 (83 d) |
| Steven Andrew Kletter | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Mar 11, 2025 |
| Robert M Pendergist | Shore Point Advisors, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Feb 27, 2025 | Feb 13, 2025 |
| Karl Joseph Korade | Osaic Advisory Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Jan 29, 2025 |
| Josh Lorenzetti | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Feb 6, 2025 | Jan 17, 2025 |
| Peter Matthew Thorbahn | Moors & Cabot, Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2025 | Mar 7, 2025 (37 d) |
| Jesse Jimerson | J.P. Morgan Securities LLC wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Jan 12, 2025 | Jan 15, 2025 |
| Richard Scott Karp | Osaic Fa, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2024 | Jan 2, 2025 |
| Genevieve Margaret Guys | Asset Allocation Strategies, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 11, 2024 | Nov 11, 2024 |
| Ethan Graybeal | Florida Financial Advisors, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2024 | Dec 16, 2024 (68 d) |
| Adam M. Runyan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Sep 30, 2024 | Sep 27, 2024 |
| Clifford Warren Harrell | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Sep 4, 2024 | Aug 30, 2024 |
| Tyler James Cleveland | Acuity Wealth Management Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | Aug 7, 2024 | Apr 15, 2024 |
| Tambra Jw Estill | Cadaret Grant & Co Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2024 | Jul 8, 2024 |
| Alan Miles Rothstein | Asset Strategies, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jul 2, 2024 | Apr 30, 2024 |
| Ealon Sidney Thompson | Raymond James Financial Services Advisors, Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2024 | Jun 18, 2024 |
| Edward Matthew Mobbs | RBC Capital Markets, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Mar 19, 2025 (299 d) |
| Michael Peter Duprey | Ategra Capital Management, LLC mixed wealth | Advisory Services Network independent RIA | RIA to RIA | Apr 15, 2024 | Apr 16, 2024 |
| Thurston Spaulding | Ategra Capital Management, LLC mixed wealth | Advisory Services Network independent RIA | RIA to RIA | Apr 8, 2024 | Apr 9, 2024 |
| Nicholas Lance Bruce | UBS Financial Services Inc. wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Mar 20, 2024 | Mar 19, 2024 |
| Christian Joseph Nelson | Money Concepts Advisory Service BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Mar 25, 2024 |
| Andrew Thomas Carrier | Parallel Advisors, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 7, 2024 | Apr 29, 2024 (53 d) |
| Nathan David Slyh | Acuity Wealth Management Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 7, 2024 | Mar 7, 2024 |
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278 moves match.