DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ashton Thomas Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nadejda Mocan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Apr 22, 2026 | May 11, 2026 |
| Tyson Kim Murphy | Schwab Wealth Advisory, Inc. no RAUM | Ashton Thomas Private Wealth independent RIA | Other | Mar 25, 2026 | Mar 23, 2026 |
| Charles Ronald Burns | Pinnacle Peak Private Client Group, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Mar 11, 2026 | Mar 8, 2026 |
| Tyler Edward Soria | Pinnacle Peak Private Client Group, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Mar 11, 2026 | Mar 4, 2026 |
| Collin Larry Rigler | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Feb 3, 2026 |
| Katherine Jane Gillette | The Ameriflex Group BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Apr 29, 2026 (110 d) |
| Donald Lewis Hagan | Day Hagan Asset Management other | Ashton Thomas Private Wealth independent RIA | Other | Dec 5, 2025 | Sep 30, 2025 |
| Arthur Stuart Day | Day Hagan Asset Management other | Ashton Thomas Private Wealth independent RIA | Other | Dec 5, 2025 | Oct 1, 2025 |
| Regan Teague | Day Hagan Asset Management other | Ashton Thomas Private Wealth independent RIA | Other | Dec 5, 2025 | Sep 30, 2025 |
| Tyler Wallace Hagan | Day Hagan Asset Management other | Ashton Thomas Private Wealth independent RIA | Other | Dec 5, 2025 | Oct 3, 2025 |
| Natalie Gayle Brown | Day Hagan Asset Management other | Ashton Thomas Private Wealth independent RIA | Other | Dec 5, 2025 | Sep 30, 2025 |
| Christopher A Quincy | United Planners' Financial Services Of America A Limited Partner independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Nov 26, 2025 | Nov 13, 2025 |
| Benny Tran | Shuster Advisory Group, LLC other | Ashton Thomas Private Wealth independent RIA | Other | Sep 2, 2025 | Aug 4, 2025 |
| Ines Seferi Kasdorf | Ashton Thomas Securities, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Jul 17, 2025 | Jan 11, 2024 |
| Shannon Kathleen Mclaughlin | Americana Partners, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Jul 15, 2025 | Sep 3, 2025 (50 d) |
| Stephanie Mayann Wei | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jun 26, 2025 | Jun 25, 2025 |
| Lance Millar | Svb Wealth independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Jun 10, 2025 | May 25, 2025 |
| Stewart Driscoll Preziose | Svb Wealth independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Jun 10, 2025 | May 22, 2025 |
| Jason Lee Gambaiani | Voya Financial Advisors, Inc. BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2025 | Jun 13, 2025 |
| Edward Hable | Triumph Capital Management independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Apr 22, 2025 | Apr 15, 2025 |
| Rebecca Rae Macdonald | Endowment Partners LLC state registered | Ashton Thomas Private Wealth independent RIA | Other | Mar 31, 2025 | Apr 21, 2025 |
| Mark Francis Cavalier | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jan 22, 2025 | Jan 16, 2025 |
| Jonathan Y Smith | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jan 22, 2025 | Jan 16, 2025 |
| Gregory Alan Weiss | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jan 22, 2025 | Jan 16, 2025 |
| Caleb Dupree | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jan 22, 2025 | Jan 16, 2025 |
| Anastasia Pavlova | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jan 22, 2025 | Jan 16, 2025 |
| John Peter Lauritano | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jan 22, 2025 | Jan 16, 2025 |
| Richard Thomas Westhelle | Ashton Thomas Advisors LLC no RAUM | Ashton Thomas Private Wealth independent RIA | Other | Dec 31, 2024 | Aug 8, 2024 |
| Brandon J Cromer | Ashton Thomas Securities, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Nov 22, 2024 | Nov 12, 2024 |
| Justin Paniagua | Cambridge Investment Research Advisors, Inc. BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2024 | Nov 6, 2024 (49 d) |
| Cary Carbonaro | Advisors Capital Management, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Aug 9, 2024 | Aug 10, 2024 |
| Raeann Elizabeth Yarn | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jun 27, 2024 | Jul 26, 2024 |
| Marcel Campos | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jun 7, 2024 | May 28, 2024 |
| Jesus Hirohito Yamaguchi Esquivel | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jun 7, 2024 | May 28, 2024 |
| Stefan Pereira Faria | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jun 7, 2024 | May 28, 2024 |
| Craig Campbell | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Jun 7, 2024 | May 28, 2024 |
| Angela Marie Johnson | Wealthsource? independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Apr 4, 2024 | Feb 16, 2024 |
| Braden Seth Schaffner | Fluent Financial, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Apr 4, 2024 | May 28, 2024 (54 d) |
| Nicolaus David Barth Hansen | Wealthsource? independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Apr 4, 2024 | Feb 16, 2024 |
| Daniel Stephen Bauers | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 11, 2024 |
| Theodore William Mcdonagh | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Mar 11, 2024 |
| Justine Kinaj | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Mar 11, 2024 |
| C Christopher Stafford | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2024 | Jan 12, 2024 |
| Cory Blaine Schauer | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2024 | Jan 11, 2024 |
| April Cardoza | D.A. Davidson & Co. independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Dec 4, 2023 | Nov 29, 2023 |
| Sumit Handa | Pennington Partners & Co., LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Oct 31, 2023 | Jan 17, 2024 (78 d) |
| Kristopher Alan Heig | Orion Portfolio Solutions, LLC BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | May 8, 2024 (217 d) |
| Shawn Michael Porter | LPL Financial LLC BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2023 | Aug 10, 2023 |
| Steven L Spare | Affinity Investment Advisors, LLC asset manager | Ashton Thomas Private Wealth independent RIA | Other | Feb 28, 2023 | Jun 3, 2024 (461 d) |
| Karl William Schwinck | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Feb 22, 2023 | Feb 16, 2023 |
| John Christopher Mccloskey | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Feb 22, 2023 | Feb 16, 2023 |
| Cade Robert Hammarquist | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Feb 22, 2023 | Feb 16, 2023 |
| James W Sumner | Fortitude Advisory Group L.L.C. independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Nov 21, 2022 | Jan 6, 2026 (1142 d) |
| Jessica Nicole Peabody | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Nov 4, 2022 | Mar 5, 2024 (487 d) |
| Albert Christopher Nassar | Ameriprise Financial Services, LLC national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Nov 22, 2022 (53 d) |
| Deanna Tierney | Wells Fargo Advisors wirehouse | Ashton Thomas Private Wealth independent RIA | Wirehouse to independent RIA | Aug 9, 2022 | Aug 23, 2022 |
| Garett Lyle Folkers | Edward Jones national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Nov 8, 2022 (95 d) |
| Kristine Dawn Lantz | Ameriprise Financial Services, LLC national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Dec 13, 2022 (266 d) |
| Richard Bruce Pyle | Wellspring Financial Partners mixed wealth | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Feb 22, 2022 | Feb 24, 2022 |
| Cristopher Jon Borden | Kobo Retirement Strategies no RAUM | Ashton Thomas Private Wealth independent RIA | Other | Dec 31, 2021 | Aug 6, 2025 (1314 d) |
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102 moves match.