DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Rosemawr Management LLC CRD 148984 | Miami Beach, FL | asset manager | $844M | 0.0% | 0 | n/a | 0 | 8 |
| Fai Capital Management CRD 147025 | Tampa, FL | institutional | $842M | 0.0% | 4 | $211M | 1 | 0 |
| Aua Private Equity Partners, LLC CRD 170597 | West Palm Beach, FL | asset manager | $842M | 0.0% | 0 | n/a | 0 | 13 |
| A••••••• V••••••• I• L•• CRD 337677 | Palm Beach Gardens, FL | asset manager | $839M | 0.0% | 0 | n/a | 0 | 0 |
| C•••••• C•••••• M••••••••• L••• CRD 145778 | Miami, FL | other | $839M | 0.0% | 0 | n/a | 1 | 1 |
| G••••• F•••••••• P•••••• C••••• CRD 290006 | Sarasota, FL | independent RIA | $828M | 96% | 5 | $166M | 0 | 0 |
| W•••• • A••••••••• L•• CRD 144441 | Sarasota, FL | independent RIA | $828M | 98% | 9 | $92.0M | 2 | 0 |
| P••••••• F••• A•••••••• L•• CRD 168077 | Miami, FL | asset manager | $821M | 0.0% | 0 | n/a | 2 | 4 |
| S•••• C•••••• M••••••••• L•• CRD 167306 | Palm Beach, FL | asset manager | $821M | 0.0% | 1 | $821M | 1 | 5 |
| S•••••••• E••••• P•••••••• L•• CRD 301128 | Neptune Beach, FL | asset manager | $815M | 0.0% | 0 | n/a | 1 | 3 |
| A•••••• A••••••• L•• CRD 150463 | Miami, FL | independent RIA | $806M | 100% | 12 | $67.2M | 0 | 0 |
| F•••••••• C•••••• M••••••••• I•• CRD 106366 | South Miami, FL | independent RIA | $806M | 98% | 5 | $161M | 0 | 0 |
| H••••• W••••• CRD 307387 | Orlando, FL | independent RIA | $804M | 100% | 38 | $21.1M | 12 | 0 |
| P•• A•••••••• L•• CRD 285880 | Tampa, FL | independent RIA | $801M | 94% | 11 | $72.8M | 3 | 0 |
| F••••••• W••••• P••••••• CRD 307618 | Jacksonville Beach, FL | independent RIA | $794M | 100% | 6 | $132M | 0 | 0 |
| X• A••••••• U•• I••• CRD 173779 | Miami, FL | other | $792M | 12% | 30 | $26.4M | 1 | 0 |
| N•• W••• L•••• R••••••••• L•• CRD 326888 | North Miami Beach, FL | asset manager | $787M | 0.0% | 0 | n/a | 0 | 1 |
| A•••••••• A•••• M••••••••• I•• CRD 105801 | Jacksonville, FL | independent RIA | $783M | 82% | 4 | $196M | 0 | 0 |
| A•••••• I••••••••• I••• CRD 117284 | Coral Gables, FL | independent RIA | $782M | 52% | 21 | $37.3M | 7 | 0 |
| P•••••••• M•••••• L•• CRD 145958 | Bonita Springs, FL | independent RIA | $780M | 100% | 83 | $9.4M | 8 | 0 |
| A•••• G••••• P••••••• L• CRD 322091 | Miami, FL | asset manager | $779M | 0.0% | 0 | n/a | 0 | 1 |
| K•• C•••••• CRD 304294 | Tampa, FL | asset manager | $774M | 0.0% | 0 | n/a | 0 | 3 |
| B•••••••• F•••••••• W••••• A••••••• L•• CRD 287966 | Boca Raton, FL | independent RIA | $766M | 99% | 7 | $109M | 3 | 0 |
| O••••• I••••••••• A•••••••• L•• CRD 289406 | Winter Park, FL | other | $765M | 0.0% | 2 | $382M | 0 | 1 |
| F•• I••••••••• G••••• L•• CRD 163641 | Pensacola, FL | other | $762M | 12% | 13 | $58.6M | 7 | 1 |
| I•••• A••••••• L•• CRD 164519 | Coral Gables, FL | mixed wealth | $759M | 29% | 6 | $127M | 0 | 3 |
| L••••••••• F•••••••• CRD 137277 | Saint Petersburg, FL | independent RIA | $756M | 98% | 1 | $756M | 0 | 0 |
| G•••• C•••••• M••••••••• L•• CRD 147067 | Tampa, FL | asset manager | $751M | 3.1% | 3 | $250M | 0 | 2 |
| Q•• F••••• W•••••• L•• CRD 331655 | Lake Mary, FL | independent RIA | $749M | 99% | 6 | $125M | 0 | 0 |
| F•••••••• F••••• O•••••• L•• CRD 326990 | Boca Raton, FL | independent RIA | $748M | 97% | 2 | $374M | 0 | 0 |
| D••••• • S••••••• I••• CRD 157515 | Palm Beach, FL | independent RIA | $747M | 57% | 3 | $249M | 2 | 3 |
| T•••••••• C•••••• G•••• CRD 138743 | West Palm Beach, FL | other | $745M | 0.0% | 0 | n/a | 1 | 2 |
| B••••••• W••••• A••••••• CRD 144191 | Coral Gables, FL | independent RIA | $740M | 96% | 3 | $247M | 0 | 0 |
| P••••••• I••••••••• M••••••••• CRD 174058 | Miami, FL | asset manager | $725M | 0.0% | 1 | $725M | 0 | 0 |
| G••••• W••••• M••••••••• I••••••••• A•••••••• I••• CRD 286005 | Fort Lauderdale, FL | independent RIA | $723M | 98% | 15 | $48.2M | 4 | 0 |
| M••••••••• F•••••••• G•••• CRD 292353 | Boynton Beach, FL | independent RIA | $721M | 99% | 4 | $180M | 2 | 0 |
| S•••• CRD 327015 | Miami, FL | independent RIA | $717M | 100% | 3 | $239M | 0 | 0 |
| G• A• R••••• • C•••••• CRD 17486 | Casselberry, FL | BD affiliated | $716M | 96% | 37 | $19.4M | 20 | 0 |
| A•••• C•••••• M••••••••• CRD 291310 | Coral Gables, FL | mixed wealth | $712M | 47% | 3 | $237M | 0 | 5 |
| R•••• • A••••••••• CRD 42762 | Safety Harbor, FL | independent RIA | $710M | 100% | 8 | $88.7M | 2 | 0 |
| B•••• W••• A••••••• L•• CRD 313945 | Boca Raton, FL | asset manager | $708M | 0.0% | 0 | n/a | 4 | 81 |
| M••••••• M••••••••• L•• CRD 332949 | Vero Beach, FL | independent RIA | $706M | 90% | 0 | n/a | 1 | 2 |
| C••• W••••• A•••••••• I••• CRD 174386 | Lakeland, FL | independent RIA | $702M | 100% | 11 | $63.8M | 0 | 0 |
| L••••• G••••• A••••••• L•• CRD 331244 | Miami, FL | other | $699M | 0.3% | 1 | $699M | 0 | 0 |
| M•••••• I••••••••• P•••••••• L•• CRD 284919 | Coral Gables, FL | independent RIA | $696M | 100% | 5 | $139M | 1 | 0 |
| I•• P•••••••• L•• CRD 160651 | Miami, FL | asset manager | $694M | 0.0% | 0 | n/a | 1 | 4 |
| B•••••••• W••••• M••••••••• L•• CRD 289743 | Miami, FL | mixed wealth | $691M | 42% | 4 | $173M | 0 | 1 |
| A••• W••••• M••••••••• •• I••••••••• I••• CRD 152104 | Coral Gables, FL | independent RIA | $691M | 89% | 3 | $230M | 0 | 0 |
| S•••••• I••••••••• M••••••••• L•• CRD 305961 | Altamonte Springs, FL | independent RIA | $681M | 97% | 19 | $35.9M | 4 | 0 |
| E••••• H•••••• O••••••••• F••• I••••••••• M••••••• L•• CRD 159393 | Boca Raton, FL | asset m•••••• | $680M | 0.0% | 0 | n/a | 3 | 5 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,082 advisers match.