DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Firms

SEC-registered investment advisers

One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.

Firm	HQ	Class	RAUM	Private clients	Advisors	RAUM / advisor	Offices	Private funds
Newedge Advisors CRD 171351	New Orleans, LA	BD affiliated	$43B	92%	601	$71.9M	99	0
Bernhard Capital Partners Management, LP CRD 168155	Baton Rouge, LA	asset manager	$6.6B	0.0%	0	n/a	2	23
Maritime Partners, LLC CRD 300186	Metairie, LA	asset manager	$4.7B	0.0%	0	n/a	0	5
S••••• F••••• O••••• L•• CRD 300899	New Orleans, LA	independent RIA	$3.4B	74%	12	$279M	2	0
W•••••• P•••••••• • C••• L•• CRD 3711	New Orleans, LA	independent RIA	$2.9B	84%	7	$409M	0	0
O•••••• C•••••• M••••••••• C••• CRD 111359	Mandeville, LA	institutional	$2.1B	8.2%	8	$266M	6	0
S••••• I••••••••• M••••••••• S••••••• L•• CRD 107318	Metairie, LA	institutional	$1.9B	0.0%	6	$324M	0	0
S••••• F•••••••• W••••• A••••••• CRD 171278	Lafayette, LA	independent RIA	$1.8B	88%	17	$106M	5	0
A••••• A•••••••• I••• CRD 112028	Ruston, LA	independent RIA	$1.7B	58%	12	$143M	1	0
B••• W••••• A•••••••• I••• CRD 109867	Covington, LA	independent RIA	$1.6B	86%	25	$64.0M	32	0
S•• D•••• J• V•••••• • C••• L•• CRD 105159	New Orleans, LA	independent RIA	$1.4B	64%	4	$349M	0	0
S••••• L••• C••••••• L•• CRD 324386	Metairie, LA	independent RIA	$1.3B	50%	24	$55.2M	4	0
A•••••••• C•••••• CRD 171365	New Orleans, LA	asset manager	$1.3B	0.0%	6	$216M	6	16
F•• C•••••• M••••••••• L•• CRD 117499	Metairie, LA	independent RIA	$1.1B	78%	3	$361M	0	0
L•••••••• M••••••••• C•••••• L•• CRD 330117	Metairie, LA	asset manager	$1.0B	0.0%	0	n/a	1	4
C••••• I••••••••• G•••• CRD 18266	Lafayette, LA	independent RIA	$910M	96%	6	$152M	1	0
M•••• H••••• W••••• M••••••••• CRD 301963	New Orleans, LA	independent RIA	$876M	91%	6	$146M	1	0
F••••••••• L•• CRD 117040	New Orleans, LA	independent RIA	$837M	63%	6	$139M	0	0
B•••• B•• P•••••••• L•• CRD 284945	New Orleans, LA	asset manager	$830M	0.0%	0	n/a	1	7
A••• H•••• L•• CRD 302076	Baton Rouge, LA	independent RIA	$819M	71%	7	$117M	0	0
E••••••• C•••••• P•••••••• L•• CRD 170236	New Orleans, LA	asset manager	$786M	1.3%	0	n/a	6	5
B•• A•••••••• L•• CRD 107946	Lafayette, LA	independent RIA	$776M	74%	8	$97.0M	0	0
A••••• R••••••••• P••• A•••••••• L•• CRD 165031	New Orleans, LA	institutional	$683M	0.0%	5	$137M	4	0
L••• M•••••• G•••• CRD 318023	Shreveport, LA	independent RIA	$681M	89%	3	$227M	0	0
H•••••• S••••••••• W••••• M••••••••• L•• CRD 301715	New Orleans, LA	independent RIA	$618M	90%	3	$206M	0	0
D•••• F•••••••• A•••••••• L••••• CRD 122092	Metairie, LA	independent RIA	$592M	87%	3	$197M	0	0
W••••• C• F••••• • C••• I•• CRD 110775	New Orleans, LA	independent RIA	$591M	100%	0	n/a	0	0
H•• W••••• A•••••••• L•• CRD 297747	Shreveport, LA	independent RIA	$567M	80%	3	$189M	2	0
C••••• H••• P••••••• CRD 305205	New Orleans, LA	asset manager	$493M	0.0%	2	$246M	0	8
P•••••••• L•• CRD 158200	Covington, LA	independent RIA	$483M	97%	8	$60.4M	2	0
T••••••••• I••••••••• L•• CRD 155355	New Orleans, LA	independent RIA	$468M	51%	5	$93.6M	0	0
E•••• C•••••• M••••••••• L•• CRD 110177	Mandeville, LA	independent RIA	$455M	75%	2	$228M	1	0
A••••• S•••• C•••••• M••••••••• L•• CRD 166749	Shreveport, LA	independent RIA	$448M	87%	2	$224M	0	0
G•••••• B•••••••• G••••• • G••••••• I••• CRD 104612	Monroe, LA	independent RIA	$421M	99%	4	$105M	0	0
E•••• I••••••••• A•••••••• L••••• CRD 147000	Baton Rouge, LA	independent RIA	$391M	91%	3	$130M	0	0
H•••••• W••••• M••••••••• CRD 297892	Houma, LA	independent RIA	$387M	100%	5	$77.5M	2	0
S••••• M••••••••• CRD 304638	New Orleans, LA	institutional	$380M	6.6%	0	n/a	0	0
H••••••• W••••• P•••••••• L•• CRD 319509	Baton Rouge, LA	independent RIA	$373M	94%	7	$53.2M	3	0
A•••• P••••••• S••••••• I•• CRD 104715	Covington, LA	independent RIA	$366M	97%	2	$183M	0	0
A•• W••••• M••••••••• G••••• L•• CRD 132341	Metairie, LA	independent RIA	$336M	99%	3	$112M	0	0
W••••••••• C•••••• G••••• L•• CRD 118614	Metairie, LA	mixed wealth	$335M	41%	8	$41.8M	0	0
M••••••••• W••••• • P•••••••• L•• CRD 310713	Minden, LA	independent RIA	$309M	94%	5	$61.8M	1	0
H•••••• W•••••• I••••••••• S••••••• I••• CRD 40637	New Orleans, LA	independent RIA	$306M	92%	8	$38.3M	3	0
G•••••••• C•••••• CRD 331160	Metairie, LA	independent RIA	$304M	98%	2	$152M	0	0
S••••• F••• A••••••••• L•• CRD 281491	New Orleans, LA	asset manager	$299M	0.0%	0	n/a	1	8
C••• C•••••• P•••••••• L•• CRD 337468	Saint Francisville, LA	independent RIA	$284M	94%	4	$71.0M	0	0
D•••• R••••••••• S••••••••• I••• CRD 127096	New Orleans, LA	independent RIA	$251M	99%	3	$83.6M	0	0
A••••• W••••• A••••••• CRD 328609	Baton Rouge, LA	independent RIA	$246M	94%	3	$82.0M	1	0
M•••• R•••••• M••••••••• L•• CRD 288377	Shreveport, LA	asset manager	$241M	0.0%	0	n/a	0	2
B•••• L•• F•••••••• G••••• L•• CRD 306346	Baton Rouge, LA	independent RIA	$239M	100%	3	$79.8M	2	0

The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

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81 advisers match.