DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Jackson National Asset Management, LLC CRD 111079 | Lansing, MI | asset manager | $246B | 0.0% | 0 | n/a | 1 | 0 |
| Plante Moran Financial Advisors CRD 112158 | Southfield, MI | independent RIA | $25B | 99% | 131 | $192M | 13 | 0 |
| Oa Private Capital CRD 282516 | Grand Rapids, MI | mixed wealth | $23B | 26% | 0 | n/a | 0 | 28 |
| Y••••• C•••••• M••••••••• L•• CRD 312511 | Bloomfield Hills, MI | asset manager | $15B | 7.0% | 8 | $1.8B | 0 | 0 |
| B•••••••• C••••••• L•• CRD 319290 | Detroit, MI | institutional | $12B | 0.0% | 11 | $1.1B | 0 | 0 |
| S••••••• • C•• CRD 7294 | Bloomfield Hills, MI | other | $10B | 20% | 24 | $437M | 1 | 0 |
| M•••••• F•••••••• A••••••• I•• I••• CRD 109325 | Clawson, MI | other | $10B | 0.2% | 2 | $5.0B | 0 | 0 |
| H•••• F•••••••• S•••••••• I••• CRD 46047 | Southfield, MI | independent RIA | $10B | 99% | 398 | $25.1M | 20 | 0 |
| Z•••• F•••••••• CRD 159257 | Portage, MI | independent RIA | $8.4B | 67% | 20 | $419M | 8 | 0 |
| S•• CRD 110692 | Ann Arbor, MI | BD affiliated | $6.1B | 96% | 477 | $12.8M | 336 | 0 |
| M••••••• C•••••• M••••••••• L•• CRD 109528 | Grand Blanc, MI | independent RIA | $5.3B | 93% | 24 | $221M | 4 | 0 |
| R•••••• W••••• CRD 123047 | Lansing, MI | independent RIA | $5.3B | 64% | 41 | $129M | 13 | 0 |
| A•••••• C•••••• M••••••••• I•• CRD 110767 | Southfield, MI | independent RIA | $5.0B | 99% | 31 | $161M | 7 | 0 |
| C• A••••••• S••••••• CRD 110929 | Williamston, MI | independent RIA | $4.6B | 61% | 68 | $68.2M | 25 | 0 |
| A••••••• A••••• L•• CRD 158282 | Holland, MI | independent RIA | $4.4B | 54% | 66 | $66.3M | 27 | 0 |
| A•••••• C•••••• M••••••••• CRD 319062 | Bloomfield Hills, MI | independent RIA | $4.0B | 91% | 10 | $399M | 0 | 0 |
| C•••••• A••••••• CRD 158819 | Southfield, MI | BD affiliated | $4.0B | 100% | 118 | $33.8M | 40 | 0 |
| S••••••• I••••••••• C•••••• I•• CRD 104693 | Plymouth, MI | asset manager | $3.8B | 1.6% | 3 | $1.3B | 1 | 0 |
| R•• C•••• I••••••••• M••••••••• CRD 170939 | Grand Rapids, MI | other | $3.3B | 0.0% | 8 | $416M | 1 | 1 |
| I•••••• W•••••• L•• CRD 289913 | Grand Rapids, MI | independent RIA | $3.3B | 85% | 18 | $183M | 2 | 2 |
| R••••••••• I••••• S••••••••• I••• CRD 110145 | Ann Arbor, MI | independent RIA | $3.0B | 100% | 16 | $186M | 0 | 0 |
| R•••• I••••••••• A••••••• L•• CRD 125004 | Kentwood, MI | BD affiliated | $2.9B | 95% | 121 | $23.8M | 77 | 0 |
| B•••• C•••••• M••••••••• I•• CRD 107600 | East Lansing, MI | other | $2.8B | 0.0% | 1 | $2.8B | 0 | 0 |
| N•• I••••••••• A••••••• CRD 104683 | Grand Rapids, MI | independent RIA | $2.7B | 88% | 13 | $207M | 0 | 0 |
| I•••• I••• CRD 124337 | Plymouth, MI | institutional | $2.7B | 2.2% | 3 | $885M | 0 | 0 |
| D•••• • D•••••••• P•••••• I••••••••• C••••••• I••• CRD 121560 | Bloomfield Hills, MI | independent RIA | $2.6B | 69% | 11 | $235M | 2 | 0 |
| S•••••• C•••••• P••••••• CRD 108954 | Birmingham, MI | other | $2.5B | 11% | 9 | $276M | 2 | 0 |
| S•••• I••••••••• C••••••••• CRD 104754 | Northville, MI | independent RIA | $2.2B | 100% | 10 | $217M | 2 | 0 |
| C••••••• W••••• A••••••• CRD 173736 | Holland, MI | independent RIA | $2.0B | 80% | 19 | $105M | 1 | 0 |
| C••••• F•• F•••••••• P••••••• I•• CRD 109599 | Southfield, MI | independent RIA | $2.0B | 100% | 17 | $116M | 1 | 0 |
| D••••••••• P••••••••• I••• CRD 108942 | Bloomfield Hills, MI | independent RIA | $1.9B | 96% | 10 | $194M | 0 | 0 |
| M••••• C•••••• M••••••••• L•• CRD 339228 | Bloomfield Hills, MI | independent RIA | $1.9B | 96% | 3 | $628M | 0 | 0 |
| B••• C••• P•••••••• L•• CRD 132437 | Farmington Hills, MI | independent RIA | $1.9B | 99% | 19 | $98.8M | 0 | 0 |
| R••••••••• G••••• E••••• M••••••••• L••• CRD 299650 | Detroit, MI | asset manager | $1.8B | 0.0% | 0 | n/a | 0 | 10 |
| C• P•••••• W••••• CRD 151501 | Novi, MI | independent RIA | $1.8B | 99% | 14 | $130M | 4 | 0 |
| O• I••••••••• P•••••••• L••• CRD 291435 | Bloomfield Hills, MI | asset manager | $1.8B | 0.0% | 0 | n/a | 0 | 13 |
| C•••••••• C•••••• P•••••••• L•• CRD 143456 | Rochester, MI | other | $1.7B | 11% | 6 | $285M | 0 | 1 |
| S••••• A••••••• W•••••• L•• CRD 301086 | Detroit, MI | independent RIA | $1.7B | 100% | 47 | $35.9M | 18 | 0 |
| U•• F•••••••• E••••••• CRD 283466 | Ada, MI | independent RIA | $1.6B | 100% | 0 | n/a | 0 | 0 |
| T•• N•••• R••• G••••• L•• CRD 312554 | Novi, MI | independent RIA | $1.6B | 89% | 9 | $180M | 0 | 0 |
| B•••• A••••••• CRD 106152 | Farmington Hills, MI | independent RIA | $1.6B | 100% | 12 | $135M | 1 | 0 |
| P••••••• A••••••••• L•• CRD 110268 | Birmingham, MI | independent RIA | $1.5B | 96% | 10 | $154M | 2 | 0 |
| R••••••• C•••••• M••••••••• L•• CRD 166182 | Grosse Pointe Farms, MI | institutional | $1.5B | 0.0% | 1 | $1.5B | 0 | 0 |
| S•••••• W••••• M••••••••• CRD 331719 | Bingham Farms, MI | independent RIA | $1.5B | 98% | 21 | $70.7M | 1 | 0 |
| F••••••• P••• I••••••••• L•• CRD 110762 | Bloomfield Hills, MI | mixed wealth | $1.5B | 25% | 5 | $297M | 0 | 0 |
| M•••••• C•••••• A•••••••• L•• CRD 125389 | Grand Rapids, MI | mixed wealth | $1.4B | 26% | 8 | $170M | 0 | 0 |
| C••••••••• S••••••••• C•••••• I•• CRD 7763 | Grand Rapids, MI | independent RIA | $1.3B | 95% | 38 | $35.1M | 4 | 0 |
| F•••••••• F•••••••• A••••••• CRD 172103 | Grand Rapids, MI | independent RIA | $1.3B | 99% | 51 | $26.1M | 13 | 2 |
| C•• F•••••••• A••••••• L•• CRD 297000 | Kalamazoo, MI | independent RIA | $1.3B | 99% | 7 | $190M | 1 | 0 |
| L•• C•••••• M••••••••• L•• CRD 111039 | Portage, MI | independent RIA | $1.3B | 90% | 8 | $164M | 1 | 0 |
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306 advisers match.