| Timothy Thomas Sallee | Cetera Advisors LLC other | Onedigital other | Other | Dec 31, 2015 | Jul 15, 2016 (197 d) |
| Joe Vidueira | Cetera Advisors LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 31, 2015 | Sep 27, 2019 (1366 d) |
| Roger Charles Waller | Cetera Advisors LLC other | Bfc Planning, Inc. other | Other | Dec 31, 2015 | Jan 13, 2016 |
| Kiran Naginbhai Patel | Cetera Advisors LLC other | Westpark Wealth Advisors, Inc. other | Other | Dec 31, 2015 | Jan 4, 2016 |
| Travis Ed Maus | Cetera Advisors LLC other | S.E.E.D. Planning Group, LLC independent RIA | Other | Dec 31, 2015 | Jul 15, 2021 (2023 d) |
| Darin Michael Schmidt | Cetera Advisors LLC other | Ausdal Financial Partners, Inc. other | Other | Dec 21, 2015 | Dec 18, 2015 |
| Staci Lynn Templeton | Cetera Advisors LLC other | Edward Jones national BD | Other | Dec 21, 2015 | Jan 4, 2016 |
| Jeremy L Davis | Cetera Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 10, 2015 | Dec 3, 2015 |
| Lance Mattingly Larkin | Cetera Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 10, 2015 | Dec 3, 2015 |
| John Leland Davis | Cetera Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 10, 2015 | Dec 3, 2015 |
| Kimberly Michelle Hayes | Cetera Advisors LLC other | Waddell & Reed other | Other | Nov 25, 2015 | Jan 20, 2016 (56 d) |
| Laura Ann Cooley | Cetera Advisors LLC other | Cadaret Grant & Co Inc other | Other | Nov 20, 2015 | Mar 27, 2017 (493 d) |
| Melissa Jean Stein | Cetera Advisors LLC other | H Financial Management other | Other | Nov 18, 2015 | Feb 24, 2009 |
| Devin Elizabeth Geddings | Cetera Advisors LLC other | Rw Investment Management LLC other | Other | Nov 16, 2015 | Jan 23, 2017 (434 d) |
| Joseph Angelo Sarbello | Cetera Advisors LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Nov 10, 2015 | Nov 9, 2015 |
| Mario Paniscotti | Cetera Advisors LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Nov 10, 2015 | Nov 9, 2015 |
| Jonathan Evan Bernstein | Cetera Advisors LLC other | Roundangle Advisors LLC other | Other | Nov 2, 2015 | Nov 19, 2015 |
| Matthew Thomas Crawford | Cetera Advisors LLC other | Waddell & Reed other | Other | Oct 27, 2015 | Nov 2, 2015 |
| Colleen Huddleston Gillespie | Cetera Advisors LLC other | Sawston Wealth Management LLC state registered | Other | Oct 20, 2015 | Oct 21, 2015 |
| Andrew David Riggle | Cetera Advisors LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Oct 8, 2015 | Jun 29, 2023 (2821 d) |
| Brendan Russ Messenger | Cetera Advisors LLC other | Commonwealth Financial Network national BD | Other | Sep 30, 2015 | Oct 1, 2015 |
| Todd Vernon Chaney | Cetera Advisors LLC other | Advice And Planning Services other | Other | Sep 23, 2015 | Oct 19, 2015 |
| Juling Yang | Cetera Advisors LLC other | Fsc Securities Corporation other | Other | Sep 10, 2015 | Aug 28, 2017 (718 d) |
| Howard Friedman | Cetera Advisors LLC other | LPL Financial LLC other | Other | Sep 4, 2015 | Sep 29, 2015 |
| Frank John Petrocelli | Cetera Advisors LLC other | Msi Financial Services, Inc. other | Other | Aug 31, 2015 | Aug 31, 2015 |
| Dinah Frances Bird-Westerfield | Cetera Advisors LLC other | 9258 Wealth Management, LLC independent RIA | Other | Aug 25, 2015 | Mar 8, 2024 (3118 d) |
| Dustin Brent Laporte | Cetera Advisors LLC other | American Portfolios Advisors, Inc other | Other | Aug 14, 2015 | Aug 26, 2015 |
| Kelly Marie Stanley | Cetera Advisors LLC other | Cogent Strategic Wealth LLC other | Other | Jul 21, 2015 | Aug 3, 2015 |
| Lyndon Nicholas Crawford | Cetera Advisors LLC other | Principal Securities, Inc. other | Other | Jun 4, 2015 | Jul 1, 2015 |
| Michael Patrick Hartman | Cetera Advisors LLC other | Reilly Financial Advisors other | Other | May 19, 2015 | May 29, 2015 |
| Jacqueline E Reese | Cetera Advisors LLC other | UBS Financial Services Inc. wirehouse | Other | May 12, 2015 | May 20, 2015 |
| David Todd Green | Cetera Advisors LLC other | Sorrento Pacific Financial, LLC other | Other | Apr 29, 2015 | Apr 28, 2015 |
| Clift Richard O'Byaw | Cetera Advisors LLC other | U.S. Bancorp Investments, Inc. other | Other | Apr 27, 2015 | May 4, 2015 |
| Michael Gerard Zeiger | Cetera Advisors LLC other | LPL Financial LLC other | Other | Apr 13, 2015 | Apr 16, 2015 |
| Emily Kathryn Biggins | Cetera Advisors LLC other | Morgan Stanley wirehouse | Other | Mar 30, 2015 | Apr 29, 2015 |
| Tyler R Price | Cetera Advisors LLC other | Ek Riley Investments, LLC other | Other | Mar 26, 2015 | Apr 13, 2015 |
| Michael Anthony Durham | Cetera Advisors LLC other | LPL Financial LLC independent RIA | Other | Jan 29, 2015 | Nov 1, 2018 (1372 d) |
| Ryan M Vollweiler | Cetera Advisors LLC other | Voya Financial Advisors, Inc. other | Other | Jan 27, 2015 | Mar 31, 2015 (63 d) |
| Kristy Y Hernandez | Cetera Advisors LLC other | RBC Capital Markets, LLC national BD | Other | Jan 26, 2015 | Jan 30, 2015 |
| Richard M Hoe | Cetera Advisors LLC other | Fsc Securities Corporation other | Other | Jan 20, 2015 | Jan 28, 2015 |
| Brent Thomas Boden | Cetera Advisors LLC other | Bb&T Investment Services, Inc. other | Other | Jan 20, 2015 | Oct 28, 2015 (281 d) |
| Danny D Albertson | Cetera Advisors LLC other | Packerland Brokerage Services, Inc. other | Other | Jan 2, 2015 | Apr 16, 2015 (104 d) |
| Glen C Kellam | Cetera Advisors LLC other | Cuso Financial Services, L.P. other | Other | Jan 2, 2015 | Jan 14, 2015 |
| Justin Carter Burgess | Cetera Advisors LLC other | Copley Investment Management, LLC other | Other | Jan 2, 2015 | Feb 3, 2015 (32 d) |
| Timothy Cooke Vail | Cetera Advisors LLC other | Vail Ridge Capital, LLC state registered | Other | Dec 18, 2014 | Dec 12, 2014 |
| Rachael Corinne Kelly | Cetera Advisors LLC other | Morgan Stanley wirehouse | Other | Dec 16, 2014 | Apr 25, 2016 (496 d) |
| Curtis C Randle El | Cetera Advisors LLC other | Realta Investment Advisors, Inc other | Other | Dec 15, 2014 | Dec 12, 2014 |
| Bradley J Geltzer | Cetera Advisors LLC other | LPL Financial LLC other | Other | Dec 10, 2014 | Dec 3, 2014 |
| Michael Christopher Buchcar | Cetera Advisors LLC other | Cetera Investment Advisers LLC other | Other | Nov 14, 2014 | Oct 10, 2014 |
| Kevin Dwayne Edwards | Cetera Advisors LLC other | Empower Advisory Group, LLC other | Other | Nov 10, 2014 | Sep 30, 2016 (690 d) |
| Shane Garret Yonston | Cetera Advisors LLC other | Protected Investors Of America other | Other | Nov 7, 2014 | Nov 6, 2014 |
| Richard Scott Hoel | Cetera Advisors LLC other | Cuna Brokerage Services, Inc. BD affiliated | Other | Oct 9, 2014 | Nov 25, 2019 (1873 d) |
| Brian Keith Mariano | Cetera Advisors LLC other | MML Investors Services, LLC other | Other | Oct 3, 2014 | Nov 3, 2014 (31 d) |
| Bruce Anthony Cramer | Cetera Advisors LLC other | Commonwealth Financial Network national BD | Other | Sep 23, 2014 | Sep 18, 2014 |
| Dawn Marie Cramer | Cetera Advisors LLC other | Commonwealth Financial Network national BD | Other | Sep 23, 2014 | Sep 18, 2014 |
| Lauren Campbell Peck | Cetera Advisors LLC other | Pnc Wealth Management other | Other | Sep 16, 2014 | Oct 7, 2014 |
| William Keegan Rathkamp | Cetera Advisors LLC other | Voya Financial Advisors, Inc. other | Other | Aug 29, 2014 | Sep 3, 2014 |
| Tiffany Frances King | Cetera Advisors LLC other | Raymond James Financial Services Advisors, Inc other | Other | Jul 2, 2014 | Jul 28, 2014 |
| June Kelly Flint | Cetera Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Jun 24, 2014 | Jun 17, 2014 |
| Diane Ellen Rook-Johnson | Cetera Advisors LLC other | Independent Financial Group, LLC other | Other | Jun 16, 2014 | Jun 13, 2014 |