| Daniel Thomas Gamache | Thornburg Investment Management Inc asset manager | Kilterhowling LLC independent RIA | Other | Jul 21, 2026 | Jul 22, 2026 |
| Julio Manuel Rivera | Thornburg Investment Management Inc asset manager | Wells Fargo Advisors wirehouse | Other | Jun 25, 2026 | Jun 30, 2026 |
| Thomas Vincent Winkler | Thornburg Investment Management Inc asset manager | Virtus Investment Advisers, LLC asset manager | Other | Jan 29, 2026 | Feb 3, 2026 |
| Maria Isabel Ozechowski | Thornburg Investment Management Inc asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2026 | Mar 26, 2026 (80 d) |
| Scott Robert Kent | Thornburg Investment Management Inc asset manager | Lazard Asset Management LLC other | Other | Sep 2, 2025 | Oct 10, 2025 (38 d) |
| Dominic Mark Alto | Thornburg Investment Management Inc asset manager | Hilltop Securities Asset Management, LLC institutional | Other | Jul 14, 2025 | May 14, 2026 (304 d) |
| Carolyn Salazar Ives | Thornburg Investment Management Inc asset manager | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 18, 2025 | Jun 17, 2025 |
| Harold Thomas Whalen | Thornburg Investment Management Inc asset manager | Nuveen Asset Management, LLC mixed wealth | Other | May 7, 2025 | Jul 23, 2025 (77 d) |
| Joseph Timothy Daly | Thornburg Investment Management Inc asset manager | Lazard Asset Management LLC other | Other | Mar 10, 2025 | Oct 2, 2025 (206 d) |
| Daniel Gasper | Thornburg Investment Management Inc asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2025 | Aug 19, 2025 (189 d) |
| Craig Shafer Blessing | Thornburg Investment Management Inc asset manager | Capital Client Group, Inc. no RAUM | Other | Oct 16, 2024 | May 30, 2025 (226 d) |
| Jesse Michael Neerdaels | Thornburg Investment Management Inc asset manager | Allspring Funds Management, LLC asset manager | Other | Jul 19, 2024 | Aug 1, 2024 |
| James Humpherson Mollett | Thornburg Investment Management Inc asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 25, 2024 | Jun 14, 2024 (50 d) |
| Comer Brooks Woodruff | Thornburg Investment Management Inc asset manager | Synovus Securities, Inc. independent RIA | Other | Jan 9, 2024 | Jan 2, 2024 |
| Brian Michael Ridgeway | Thornburg Investment Management Inc asset manager | Bahl & Gaynor LLC mixed wealth | Other | Jan 9, 2024 | Sep 24, 2025 (624 d) |
| Alexander Salidas | Thornburg Investment Management Inc asset manager | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 9, 2024 | May 14, 2024 (126 d) |
| Tanya Michelle Schlingman | Thornburg Investment Management Inc asset manager | U.S. Bancorp Investments, Inc. BD affiliated | Other | Jan 2, 2024 | Feb 29, 2024 (58 d) |
| Andrew Ford Tomson | Thornburg Investment Management Inc asset manager | Nomura Investment Management Business Trust asset manager | Other | Feb 7, 2023 | Feb 23, 2023 |
| Jennifer Pittman Libertiny | Thornburg Investment Management Inc asset manager | Alliancebernstein L.P. asset manager | Other | Jan 31, 2023 | Feb 16, 2023 |
| Bryan Lee Treadway | Thornburg Investment Management Inc asset manager | Edward Jones national BD | Other | Oct 24, 2022 | May 7, 2024 (561 d) |
| Ian Michael Hass | Thornburg Investment Management Inc asset manager | LPL Financial LLC independent RIA | Other | Aug 16, 2022 | Aug 25, 2022 |
| Michelle Ann Nowfel | Thornburg Investment Management Inc asset manager | City Different Investments other | Other | Jan 27, 2022 | Apr 8, 2022 (71 d) |
| Kaitlyn J Kimzey | Thornburg Investment Management Inc asset manager | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 10, 2022 | Apr 8, 2022 (88 d) |
| Zachary Clarke Fisher | Thornburg Investment Management Inc asset manager | RBC Capital Markets, LLC national BD | Other | Feb 17, 2021 | Mar 4, 2021 |
| Robert Michael Macdonald | Thornburg Investment Management Inc asset manager | City Different Investments no RAUM | Other | Jan 13, 2021 | Feb 9, 2021 |
| Danan Michael Kirby | Thornburg Investment Management Inc asset manager | Ariel Investments, LLC other | Other | Jan 12, 2021 | Dec 6, 2021 (328 d) |
| Steven Richard Elder | Thornburg Investment Management Inc asset manager | B.B. Graham & Company, Inc. independent RIA | Other | Jan 6, 2021 | Mar 22, 2021 (75 d) |
| David Anaya | Thornburg Investment Management Inc asset manager | Fidelity Personal And Workplace Advisors BD affiliated | Other | Dec 15, 2020 | Jun 17, 2021 (184 d) |
| Tonja Wisowaty Truesdell | Thornburg Investment Management Inc asset manager | Captrust institutional | Other | Jun 1, 2020 | Apr 20, 2026 (2149 d) |
| Robert Nicholas Edward Caine | Thornburg Investment Management Inc asset manager | Invesco Advisers, Inc. asset manager | Other | Feb 19, 2020 | Mar 5, 2020 |
| Logan Martin Dickey | Thornburg Investment Management Inc asset manager | Intellivest Wealth Management state registered | Other | Feb 19, 2020 | May 21, 2020 (92 d) |
| Stephen Jimenez | Thornburg Investment Management Inc asset manager | City Different Investments no RAUM | Other | Feb 11, 2020 | Feb 9, 2021 (364 d) |
| Connor Ryan Browne | Thornburg Investment Management Inc asset manager | City Different Investments no RAUM | Other | Feb 11, 2020 | Feb 9, 2021 (364 d) |
| Daniel Michael Reilly | Thornburg Investment Management Inc asset manager | LPL Financial LLC BD affiliated | Other | Jan 8, 2020 | Jun 25, 2020 (169 d) |
| J T Venditti | Thornburg Investment Management Inc asset manager | T. Rowe Price Associates, Inc. asset manager | Other | Nov 1, 2019 | Jul 20, 2022 (992 d) |
| Michael Thomas Parrott | Thornburg Investment Management Inc asset manager | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jul 12, 2019 | Aug 28, 2019 (47 d) |
| Paul A Mendoza | Thornburg Investment Management Inc asset manager | New York Life Investment Management LLC asset manager | Other | Mar 29, 2019 | May 3, 2019 (35 d) |
| Karina Ludwika Kopaniecka | Thornburg Investment Management Inc asset manager | Cuso Financial Services, L.P. BD affiliated | Other | Feb 14, 2019 | Jun 3, 2019 (109 d) |
| Roy Christopher Bentzen | Thornburg Investment Management Inc asset manager | Nationwide Investment Advisors, LLC BD affiliated | Other | Feb 6, 2019 | Mar 12, 2021 (765 d) |
| Donald Steven Garduno | Thornburg Investment Management Inc asset manager | Equitable Advisors, LLC national BD | Other | Nov 20, 2018 | Apr 7, 2021 (869 d) |
| Eric Pena | Thornburg Investment Management Inc asset manager | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | May 3, 2018 | May 3, 2018 |
| Thomas John Farrell | Thornburg Investment Management Inc other | Aspyre Wealth Partners independent RIA | Other | Feb 7, 2018 | Sep 13, 2018 (218 d) |
| Michael Stuart Parker | Thornburg Investment Management Inc other | Woodbury Financial Services, Inc. BD affiliated | Other | Aug 10, 2017 | Jul 16, 2018 (340 d) |
| Michael Ryan Trujillo | Thornburg Investment Management Inc other | T. Rowe Price Advisory Services, Inc. other | Other | May 18, 2017 | Jun 15, 2017 |
| David Morton Weeks | Thornburg Investment Management Inc other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Dec 6, 2016 | Oct 15, 2018 (678 d) |
| Ethan Hunter Fine | Thornburg Investment Management Inc other | Victory Capital Management Inc. asset manager | Other | Nov 23, 2016 | Sep 22, 2023 (2494 d) |
| Julie Ann Flores | Thornburg Investment Management Inc other | Bok Financial Advisors other | Other | Jul 5, 2016 | May 3, 2017 (302 d) |
| Trent William Scott Marshall | Thornburg Investment Management Inc other | Victory Capital Management Inc. asset manager | Other | May 23, 2016 | Oct 4, 2023 (2690 d) |
| James Rohn | Thornburg Investment Management Inc other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 21, 2016 | Mar 29, 2018 (707 d) |
| Robert Calder Stack | Thornburg Investment Management Inc other | Wells Fargo Advisors wirehouse | Other | Mar 23, 2016 | Jun 16, 2023 (2641 d) |
| Lindsey Shea Woodward Rafkind | Thornburg Investment Management Inc other | Dimensional Fund Advisors LP other | Other | Jan 5, 2016 | Dec 19, 2016 (349 d) |
| Martin Patrick Roche | Thornburg Investment Management Inc other | Russell Investments other | Other | Oct 12, 2015 | Nov 5, 2015 |
| Matthew Brian Callahan | Thornburg Investment Management Inc other | Northwestern Mutual Investment Services,LLC other | Other | Feb 9, 2015 | Mar 16, 2015 (35 d) |
| Timothy Peter Hill | Thornburg Investment Management Inc other | Equitable Advisors, LLC national BD | Other | Jan 7, 2015 | Jul 22, 2022 (2753 d) |
| John Cecchino | Thornburg Investment Management Inc other | Northern Trust Investments, Incorporated other | Other | Jan 7, 2015 | Jun 2, 2016 (512 d) |
| Michael David Camp | Thornburg Investment Management Inc other | Strategic Advisers LLC national BD | Other | Sep 29, 2014 | Oct 14, 2014 |
| Kacie Joellen Swartz | Thornburg Investment Management Inc other | Dba Stone Wealth Management other | Other | Sep 4, 2013 | Oct 7, 2013 (33 d) |
| Anita E Atencio | Thornburg Investment Management Inc other | Valic Financial Advisors, Inc. other | Other | Mar 8, 2013 | Jan 22, 2015 (685 d) |
| Monte Troy Dop | Thornburg Investment Management Inc other | Fiera Capital Inc. mixed wealth | Other | Feb 11, 2013 | Aug 16, 2022 (3473 d) |
| Edward Joe Dinan | Thornburg Investment Management Inc other | Edelman Financial Engines other | Other | Jan 11, 2013 | Oct 29, 2013 (291 d) |