| Joseph Edward Petrovich | Goldman Sachs Wealth Services, L.P. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2016 | May 22, 2018 (588 d) |
| Dong-Hwan Hong | Goldman Sachs Wealth Services, L.P. other | Cresset Asset Management, LLC independent RIA | Other | Sep 19, 2016 | Sep 21, 2021 (1828 d) |
| Victoria Grossmann Henry | Goldman Sachs Wealth Services, L.P. other | West Financial Services, Inc. other | Other | Sep 16, 2016 | Nov 10, 2016 (55 d) |
| Dennis Delaney Mcnamara | Goldman Sachs Wealth Services, L.P. other | Lighthouse Financial Advisors, Inc. other | Other | Sep 8, 2016 | Apr 4, 2017 (208 d) |
| Maryanne Bogush Mitchell | Goldman Sachs Wealth Services, L.P. other | Personal Cfo Solutions LLC other | Other | Aug 23, 2016 | Dec 5, 2016 (104 d) |
| Eric Dylan Cownie | Goldman Sachs Wealth Services, L.P. other | Wells Fargo Advisors wirehouse | Other | Aug 12, 2016 | Aug 12, 2016 |
| Danielle Major | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Jul 6, 2016 | Jun 27, 2018 (721 d) |
| Juan Miguel Grau | Goldman Sachs Wealth Services, L.P. other | Creative Planning independent RIA | Other | Jul 6, 2016 | Aug 30, 2023 (2611 d) |
| Anthony Ling Yee Wan | Goldman Sachs Wealth Services, L.P. other | Wealthboost Advisors, LLC state registered | Other | Jun 30, 2016 | Dec 27, 2016 (180 d) |
| Robert Michael Palmer | Goldman Sachs Wealth Services, L.P. other | Atlas Private Wealth Management, LLC other | Other | May 16, 2016 | Oct 18, 2016 (155 d) |
| Christopher John Lannon | Goldman Sachs Wealth Services, L.P. other | Key Investment Services LLC other | Other | May 16, 2016 | Nov 15, 2016 (183 d) |
| Wajima Rasoul | Goldman Sachs Wealth Services, L.P. other | Crescent Wealth Advisory, LLC state registered | Other | May 16, 2016 | Sep 5, 2018 (842 d) |
| Matthew Ross Heckler | Goldman Sachs Wealth Services, L.P. other | Cerity Partners LLC other | Other | May 16, 2016 | Apr 1, 2017 (320 d) |
| John Robert Garrison | Goldman Sachs Wealth Services, L.P. other | Ernst & Young Investment Advisers Llp no RAUM | Other | May 16, 2016 | Sep 15, 2016 (122 d) |
| Donald Henry Yeomans | Goldman Sachs Wealth Services, L.P. other | William Blair & Company L.L.C. other | Other | May 11, 2016 | Oct 9, 2017 (516 d) |
| Jessica Lee Goedtel | Goldman Sachs Wealth Services, L.P. other | Valley National Advisers Inc other | Other | May 9, 2016 | May 23, 2016 |
| Alex P Wisnewski | Goldman Sachs Wealth Services, L.P. other | Iconiq Capital, LLC other | Other | Apr 25, 2016 | May 24, 2016 |
| Frederick E Disbrow | Goldman Sachs Wealth Services, L.P. other | Citizens Securities, Inc. other | Other | Apr 22, 2016 | May 4, 2016 |
| Jennifer Michelle Kulek | Goldman Sachs Wealth Services, L.P. other | Cambridge Connection Inc other | Other | Jan 29, 2016 | Mar 3, 2016 (34 d) |
| Thomas L Patricca | Goldman Sachs Wealth Services, L.P. other | Tlp Financial Services, Inc. state registered | Other | Dec 4, 2015 | May 20, 2016 (168 d) |
| Lori Mcnamara | Goldman Sachs Wealth Services, L.P. other | Wells Fargo Advisors wirehouse | Other | Oct 8, 2015 | Oct 22, 2015 |
| Kevin Michael Pendergast | Goldman Sachs Wealth Services, L.P. other | Brownson, Rehmus & Foxworth, Inc. other | Other | Oct 2, 2015 | Oct 19, 2015 |
| Joseph Rocco Pecoraro | Goldman Sachs Wealth Services, L.P. other | Advisors Capital Management, LLC other | Other | Sep 23, 2015 | Oct 9, 2015 |
| Jeremy Nathan Winig | Goldman Sachs Wealth Services, L.P. other | Voya Financial Partners, LLC other | Other | Jun 24, 2015 | Jul 10, 2015 |
| Samuel Fishelberg | Goldman Sachs Wealth Services, L.P. other | Wealthspire Advisors independent RIA | Other | Jun 17, 2015 | Aug 30, 2021 (2266 d) |
| Jason Noah Danziger | Goldman Sachs Wealth Services, L.P. other | Avalon Investment & Advisory independent RIA | Other | Jun 8, 2015 | Jun 19, 2019 (1472 d) |
| Jessica May Roks | Goldman Sachs Wealth Services, L.P. other | M Holdings Securities, Inc. other | Other | Feb 12, 2015 | Mar 3, 2015 |
| Armando Acosta | Goldman Sachs Wealth Services, L.P. other | Wells Fargo Advisors wirehouse | Other | Feb 4, 2015 | Oct 19, 2015 (257 d) |
| Michael Willis King | Goldman Sachs Wealth Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 17, 2014 | Dec 23, 2014 |
| Frank Zou Yeag Teng | Goldman Sachs Wealth Services, L.P. other | First Allied Advisory Services, Inc. other | Other | Nov 18, 2014 | Jun 18, 2015 (212 d) |
| Lauren Ann Rowland | Goldman Sachs Wealth Services, L.P. other | Rzh Advisors LLC independent RIA | Other | Sep 26, 2014 | Jan 11, 2021 (2299 d) |
| Stefan Wilford Oglevee | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Sep 24, 2014 | May 12, 2011 |
| Joseph Byron Dowd | Goldman Sachs Wealth Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 24, 2014 | Oct 14, 2014 |
| Bridget Horan | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Sep 4, 2014 | Feb 12, 2015 (161 d) |
| Salvador Banguela Arcadipane | Goldman Sachs Wealth Services, L.P. other | Eagle Strategies LLC other | Other | Jul 28, 2014 | Jul 15, 2015 (352 d) |
| Francis Joseph Fazio | Goldman Sachs Wealth Services, L.P. other | Aj Wealth other | Other | Jul 7, 2014 | Jul 9, 2014 |
| Tristin Michelle Hotaling | Goldman Sachs Wealth Services, L.P. other | Ameriprise Financial Services, LLC national BD | Other | Jun 30, 2014 | Apr 16, 2021 (2482 d) |
| Hilary Sylvester Disher | Goldman Sachs Wealth Services, L.P. other | Cavu Wealth Advisors independent RIA | Other | Jun 20, 2014 | Oct 22, 2014 (124 d) |
| Craig William Montanye | Goldman Sachs Wealth Services, L.P. other | Coury Investment Advisors, Inc. unclassified | Other | May 15, 2014 | May 15, 2015 (365 d) |
| Jonathan Michael Fortin | Goldman Sachs Wealth Services, L.P. other | Firstrust other | Other | Feb 24, 2014 | Mar 27, 2014 (31 d) |
| Erik B Seeney | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Feb 20, 2014 | Mar 3, 2014 |
| Roger Van Beveren | Goldman Sachs Wealth Services, L.P. other | Creative Planning other | Other | Feb 11, 2014 | Feb 28, 2014 |
| Daniel Philip Freeman | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Feb 6, 2014 | Mar 17, 2014 (39 d) |
| Wade N Williams | Goldman Sachs Wealth Services, L.P. other | Strategic Advisers LLC national BD | Other | Nov 15, 2013 | Nov 18, 2014 (368 d) |
| Kevin Owen Simon | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Nov 6, 2013 | Oct 31, 2013 |
| David A Castro | Goldman Sachs Wealth Services, L.P. other | Kovitz Investment Group, LLC other | Other | Oct 23, 2013 | Dec 4, 2013 (42 d) |
| Tyler Richard Cinelli | Goldman Sachs Wealth Services, L.P. other | Williams Financial, LLC independent RIA | Other | Oct 15, 2013 | Nov 1, 2017 (1478 d) |
| Benjamin S Blumenthal | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | May 14, 2013 | Sep 2, 2015 (841 d) |
| Steven L. Kennedy | Goldman Sachs Wealth Services, L.P. other | Advice And Planning Services other | Other | May 14, 2013 | Jul 2, 2013 (49 d) |
| Michael Jonas Kirkland | Goldman Sachs Wealth Services, L.P. other | Personal Cfo Solutions LLC other | Other | Mar 15, 2013 | Sep 9, 2013 (178 d) |
| Brennan Guli | Goldman Sachs Wealth Services, L.P. other | Lighthouse Financial Advisors, Inc. other | Other | Mar 12, 2013 | Jun 24, 2013 (104 d) |
| Megan Elise Gorman | Goldman Sachs Wealth Services, L.P. other | Chequers Financial Management LLC independent RIA | Other | Feb 25, 2013 | Mar 2, 2018 (1831 d) |
| Jeffrey David Weygant | Goldman Sachs Wealth Services, L.P. other | LPL Financial LLC other | Other | Feb 1, 2013 | Jan 15, 2013 |
| Bradley Smith Hilton | Goldman Sachs Wealth Services, L.P. other | Modera Wealth Management, LLC other | Other | Jan 23, 2013 | Jan 26, 2017 (1464 d) |
| Venzon Vicencio Aromin | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Jan 18, 2013 | Apr 23, 2013 (95 d) |
| Christopher Scott Holton | Goldman Sachs Wealth Services, L.P. other | Focus Partners Wealth, LLC other | Other | Jan 2, 2013 | May 25, 2016 (1239 d) |
| Aaron Michael Byrkit | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Dec 14, 2012 | Dec 13, 2012 |
| Richard Bradley Mundy | Goldman Sachs Wealth Services, L.P. other | Strategic Advisers LLC national BD | Other | Nov 29, 2012 | Aug 7, 2013 (251 d) |
| Steven Eric Gottlieb | Goldman Sachs Wealth Services, L.P. other | Valic Financial Advisors, Inc. other | Other | Sep 18, 2012 | Oct 12, 2012 |
| Joseph Michael Gallo | Goldman Sachs Wealth Services, L.P. other | Black Coral Financial Advisors, LLC other | Other | Sep 5, 2012 | Oct 1, 2012 |